Compliance Officer Visa Sponsorship Jobs in Massachusetts
Massachusetts compliance officers work across financial services firms in Boston, life sciences companies along Route 128, and major academic medical centers including Mass General Brigham and Beth Israel Lahey Health. Large banks, asset managers, and biopharma employers in the state regularly sponsor H-1B visa and other work visas for qualified compliance professionals.
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Get Access To All JobsCompliance Officer
Location: Boston, MA
About Victory Capital:
Victory Capital is a diversified global asset management firm and employs a next-generation business strategy that combines boutique investment qualities with the benefits of a fully integrated, centralized operating and distribution platform.
Victory Capital provides specialized investment strategies to institutions, intermediaries, retirement platforms and individual investors. With 12 autonomous Investment Franchises and a Solutions Business, Victory Capital offers a wide array of investment products and services, including mutual funds, ETFs, separately managed accounts, alternative investments, third-party ETF model strategies, collective investment trusts, private funds, a 529 Education Savings Plan and brokerage services.
Victory Capital is headquartered in San Antonio, Texas, with offices and investment professionals in the U.S. and around the world.
General Summary and Purpose:
Victory Capital Management Inc. (“VCM”) is a U.S. based investment adviser registered with the Securities and Exchange Commission (“SEC”) and subject to the Investment Advisers Act of 1940, as amended and the rules promulgated thereunder (the “Advisers Act”).
You will join a team of legal and compliance professionals who provide centralized regulatory support and guidance to VCM. You will have core responsibilities in VCM’s investment adviser compliance program and an opportunity to contribute to the success of Victory’s broker-dealer and mutual fund compliance programs. You will also be cross trained on certain non-core compliance functions.
You will report to the Senior Compliance Officer.
You Will:
- Work to maintain and enhance the advisory compliance program.
- Conduct timely reviews and resolution of compliance alerts generated by internal surveillance systems, investigating potential Code of Ethics violations and documenting case outcomes in accordance with firm policies.
- Enhance compliance procedures to support existing processes, regulatory changes and new lines of business.
- Manage regulatory and client reporting obligations across defined reporting cycles, related to the Code of Ethics and associated reporting.
- Serve as a trusted compliance resource and subject matter expert for internal business partners, providing guidance on regulatory risk, new product initiatives, and day-to-day compliance matters.
- Oversee aspects of ongoing training and reporting requirements for associated people including annual and quarterly reporting.
- Review and approve marketing and advertising materials across a diverse product suite, including mutual funds, ETFs, private funds, and separately managed accounts, for compliance with SEC Marketing Rule requirements and firm standards.
You Have:
- 3-5+ years of experience as a compliance professional preferred (but not required). Investment Advisor experience preferred (but not required).
- Experience with mutual funds, ETFs and other investment products.
- Knowledge of FINRA rules and regulations and experience engaging with regulators.
- Experience reviewing and approving marketing materials.
- FINRA Series 7, 24 licenses (or must obtain within 90 days of hire).
- MBA, advanced risk/compliance certification (CIA, CRMA, CRCP), or Juris Doctorate preferred (but not required).
Our Benefits:
Victory Capital Management offers excellent Medical, Dental, Vision plans, Flexible PTO, Family Medical and Disability Leaves, Education Tuition Reimbursement and a 401k plan with a generous employer match.
Target Compensation:
The target base salary range for this position is $96,050 - $113,000.
Salaries are determined based on internal equity, internal salary ranges, market data/ranges, applicant’s skills and prior relevant experience, certain degrees, and certifications. Victory Capital Management operates a pay-for-performance compensation philosophy and total compensation may vary based on role, location, department and individual performance.
Victory Capital Management’s total compensation package includes the opportunity for annual compensation bonuses and/or commissions and a generous benefits package.
We are committed to equal employment opportunity without regard to actual or perceived race, color, creed, religion, national origin, ancestry, citizenship status, age, sex or gender (including pregnancy, childbirth, pregnancy-related conditions, and lactation), gender identity or expression (including transgender status), sexual orientation, marital status, military service and veteran status, physical or mental disability, genetic information, height, weight, hair texture or a hairstyle historically associated with race to include braids, locks, or twists; or any other characteristic protected by applicable federal, state, or local laws and ordinances.
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.
Compliance Officer
Location: Boston, MA
About Victory Capital:
Victory Capital is a diversified global asset management firm and employs a next-generation business strategy that combines boutique investment qualities with the benefits of a fully integrated, centralized operating and distribution platform.
Victory Capital provides specialized investment strategies to institutions, intermediaries, retirement platforms and individual investors. With 12 autonomous Investment Franchises and a Solutions Business, Victory Capital offers a wide array of investment products and services, including mutual funds, ETFs, separately managed accounts, alternative investments, third-party ETF model strategies, collective investment trusts, private funds, a 529 Education Savings Plan and brokerage services.
Victory Capital is headquartered in San Antonio, Texas, with offices and investment professionals in the U.S. and around the world.
General Summary and Purpose:
Victory Capital Management Inc. (“VCM”) is a U.S. based investment adviser registered with the Securities and Exchange Commission (“SEC”) and subject to the Investment Advisers Act of 1940, as amended and the rules promulgated thereunder (the “Advisers Act”).
You will join a team of legal and compliance professionals who provide centralized regulatory support and guidance to VCM. You will have core responsibilities in VCM’s investment adviser compliance program and an opportunity to contribute to the success of Victory’s broker-dealer and mutual fund compliance programs. You will also be cross trained on certain non-core compliance functions.
You will report to the Senior Compliance Officer.
You Will:
- Work to maintain and enhance the advisory compliance program.
- Conduct timely reviews and resolution of compliance alerts generated by internal surveillance systems, investigating potential Code of Ethics violations and documenting case outcomes in accordance with firm policies.
- Enhance compliance procedures to support existing processes, regulatory changes and new lines of business.
- Manage regulatory and client reporting obligations across defined reporting cycles, related to the Code of Ethics and associated reporting.
- Serve as a trusted compliance resource and subject matter expert for internal business partners, providing guidance on regulatory risk, new product initiatives, and day-to-day compliance matters.
- Oversee aspects of ongoing training and reporting requirements for associated people including annual and quarterly reporting.
- Review and approve marketing and advertising materials across a diverse product suite, including mutual funds, ETFs, private funds, and separately managed accounts, for compliance with SEC Marketing Rule requirements and firm standards.
You Have:
- 3-5+ years of experience as a compliance professional preferred (but not required). Investment Advisor experience preferred (but not required).
- Experience with mutual funds, ETFs and other investment products.
- Knowledge of FINRA rules and regulations and experience engaging with regulators.
- Experience reviewing and approving marketing materials.
- FINRA Series 7, 24 licenses (or must obtain within 90 days of hire).
- MBA, advanced risk/compliance certification (CIA, CRMA, CRCP), or Juris Doctorate preferred (but not required).
Our Benefits:
Victory Capital Management offers excellent Medical, Dental, Vision plans, Flexible PTO, Family Medical and Disability Leaves, Education Tuition Reimbursement and a 401k plan with a generous employer match.
Target Compensation:
The target base salary range for this position is $96,050 - $113,000.
Salaries are determined based on internal equity, internal salary ranges, market data/ranges, applicant’s skills and prior relevant experience, certain degrees, and certifications. Victory Capital Management operates a pay-for-performance compensation philosophy and total compensation may vary based on role, location, department and individual performance.
Victory Capital Management’s total compensation package includes the opportunity for annual compensation bonuses and/or commissions and a generous benefits package.
We are committed to equal employment opportunity without regard to actual or perceived race, color, creed, religion, national origin, ancestry, citizenship status, age, sex or gender (including pregnancy, childbirth, pregnancy-related conditions, and lactation), gender identity or expression (including transgender status), sexual orientation, marital status, military service and veteran status, physical or mental disability, genetic information, height, weight, hair texture or a hairstyle historically associated with race to include braids, locks, or twists; or any other characteristic protected by applicable federal, state, or local laws and ordinances.
Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.
Compliance Officer Job Roles in Massachusetts
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Search Compliance Officer Jobs in MassachusettsCompliance Officer Jobs in Massachusetts: Frequently Asked Questions
Which companies in Massachusetts sponsor visas for compliance officers?
Financial services firms including Fidelity Investments, State Street, and Liberty Mutual are among the larger Massachusetts employers with documented H-1B sponsorship histories for compliance roles. Life sciences companies such as Biogen, Moderna, and Takeda also sponsor compliance officers. Major academic medical centers and hospital networks in the Greater Boston area have sponsored compliance and regulatory affairs professionals as well.
Which visa types are most commonly used for compliance officer roles in Massachusetts?
The H-1B is the most common visa for compliance officers in Massachusetts, as the role generally qualifies as a specialty occupation requiring at least a bachelor's degree in a relevant field such as finance, law, or business. Some compliance professionals at multinational firms transfer on L-1B visas when moving from a parent company abroad. Candidates with advanced credentials may also qualify for O-1 visa consideration, though this is less common for compliance roles.
Which cities in Massachusetts have the most compliance officer visa sponsorship jobs?
Boston and its surrounding metro area account for the overwhelming majority of compliance officer sponsorship jobs in Massachusetts, driven by its concentration of financial institutions, asset managers, and health care organizations. Cambridge and Waltham are secondary hubs, particularly for life sciences and biopharma compliance roles. Worcester has a smaller but growing presence through its health care sector, including UMass Memorial Health.
How to find compliance officer visa sponsorship jobs in Massachusetts?
Migrate Mate is built specifically for international candidates seeking visa sponsorship and filters compliance officer roles by state, making it straightforward to browse open positions in Massachusetts. Because sponsorship is not always advertised explicitly in job postings, using a platform like Migrate Mate that surfaces employers with documented sponsorship activity saves significant time compared to manually researching each company.
Are there state-specific considerations for compliance officers seeking sponsorship in Massachusetts?
Massachusetts employers sponsoring H-1B workers must meet federal prevailing wage requirements set by the Department of Labor for the specific compliance role and location, with Boston-area wages benchmarked to a high-cost metro. The state's strong pipeline from schools including Harvard, MIT, Boston University, and Northeastern means employers are accustomed to hiring internationally educated candidates. Life sciences compliance roles often require familiarity with FDA regulatory frameworks, which can strengthen a candidate's profile.
What is the prevailing wage for sponsored compliance officer jobs in Massachusetts?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.