Broker Visa Sponsorship Jobs in Texas
Broker visa sponsorship jobs in Texas span commodity trading in Houston's energy corridor, securities and insurance brokerage in Dallas-Fort Worth, and real estate brokerage across Austin and San Antonio. Major employers including JPMorgan Chase, Wells Fargo, and Fidelity Investments maintain active Texas hiring. International candidates can pursue sponsorship through H-1B visa, EB-2, or EB-3 pathways with qualifying employers.
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Get Access To All JobsLocation: Southlake, TX ; Chicago, IL
Requisition ID 2026-129889
Category Legal & Compliance
Position type Regular
Pay range USD $120,000.00 - $165,000.00 / Year
Application deadline 2026-11-13
Your opportunity
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in one of the specified locations. Join a highly visible Compliance team that helps protect client trust and the integrity of Schwab’s broker-dealer business. As the Senior Manager, Compliance – Broker-Dealer Program Lead, you will help shape and strengthen the compliance program for Charles Schwab & Co., Inc. (CS&Co), with a particular focus on FINRA Rules 3120 and 3130.
This is an opportunity to lead work that matters across the firm. You will bring together regulatory insight, strategic thinking, and strong partnerships to support key broker-dealer obligations, enhance the program’s supporting infrastructure, and provide senior and executive leaders with clear perspectives on compliance risk. Your work will help Schwab anticipate evolving expectations, strengthen controls, and make informed decisions while continuing to serve clients with integrity.
In this role, you will:
- Lead critical deliverables associated with Schwab’s broker-dealer compliance program and applicable regulatory obligations.
- Develop meaningful reporting and presentations for senior and executive leadership.
- Guide the governance of designated supervisory principal information and related program requirements.
- Strengthen the processes, tools, controls, and infrastructure that support the program.
- Create training and communication strategies that help Compliance colleagues understand and fulfill program responsibilities.
- Identify opportunities to modernize the program, improve effectiveness, and respond to changing business and regulatory needs.
- Evaluate internal and external control inputs to help ensure compliance risks are appropriately identified and addressed.
- Build strong partnerships across Schwab Compliance, Corporate Risk Management, Internal Audit, and first-line business teams.
You will gain broad exposure to Schwab’s business and risk functions while collaborating with colleagues across multiple lines of defense. For a compliance professional who enjoys solving complex problems, influencing at senior levels, and turning regulatory expectations into sustainable business practices, this role offers a meaningful opportunity to grow and make an enterprise-wide impact.
What you have
Required Qualifications:
- 7 or more years of financial services industry experience, including at least five years in a Compliance or Risk role.
- Working knowledge of broker-dealer regulatory standards.
- Experience leading projects or cross-functional initiatives with defined deliverables, stakeholders, and accountability.
- Experience managing multiple concurrent initiatives and deadlines.
- Experience creating written communications, reports, or presentations for business or leadership audiences.
- Experience working with cross-functional partners to implement process, control, or organizational change.
- Experience evaluating compliance or risk issues and providing an independent risk management perspective.
Preferred Qualifications:
- FINRA Series 7 license.
- FINRA Series 24 license.
- Knowledge of FINRA Rules 3120 and 3130.
- Experience supporting a broker-dealer compliance program.
- Experience preparing compliance or risk reporting for senior or executive leadership.
- Experience developing compliance training or communication strategies.
- Experience partnering with Corporate Risk Management, Internal Audit, or first-line business teams.
- Experience improving compliance processes, controls, tools, or supporting infrastructure.
What’s in it for you
At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
Eligible Schwabbies receive
- Medical, dental and vision benefits
- 401(k) and employee stock purchase plans
- Tuition reimbursement to keep developing your career
- Paid parental leave and adoption/family building benefits
- Sabbatical leave available after five years of employment
Location: Southlake, TX ; Chicago, IL
Requisition ID 2026-129889
Category Legal & Compliance
Position type Regular
Pay range USD $120,000.00 - $165,000.00 / Year
Application deadline 2026-11-13
Your opportunity
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in one of the specified locations. Join a highly visible Compliance team that helps protect client trust and the integrity of Schwab’s broker-dealer business. As the Senior Manager, Compliance – Broker-Dealer Program Lead, you will help shape and strengthen the compliance program for Charles Schwab & Co., Inc. (CS&Co), with a particular focus on FINRA Rules 3120 and 3130.
This is an opportunity to lead work that matters across the firm. You will bring together regulatory insight, strategic thinking, and strong partnerships to support key broker-dealer obligations, enhance the program’s supporting infrastructure, and provide senior and executive leaders with clear perspectives on compliance risk. Your work will help Schwab anticipate evolving expectations, strengthen controls, and make informed decisions while continuing to serve clients with integrity.
In this role, you will:
- Lead critical deliverables associated with Schwab’s broker-dealer compliance program and applicable regulatory obligations.
- Develop meaningful reporting and presentations for senior and executive leadership.
- Guide the governance of designated supervisory principal information and related program requirements.
- Strengthen the processes, tools, controls, and infrastructure that support the program.
- Create training and communication strategies that help Compliance colleagues understand and fulfill program responsibilities.
- Identify opportunities to modernize the program, improve effectiveness, and respond to changing business and regulatory needs.
- Evaluate internal and external control inputs to help ensure compliance risks are appropriately identified and addressed.
- Build strong partnerships across Schwab Compliance, Corporate Risk Management, Internal Audit, and first-line business teams.
You will gain broad exposure to Schwab’s business and risk functions while collaborating with colleagues across multiple lines of defense. For a compliance professional who enjoys solving complex problems, influencing at senior levels, and turning regulatory expectations into sustainable business practices, this role offers a meaningful opportunity to grow and make an enterprise-wide impact.
What you have
Required Qualifications:
- 7 or more years of financial services industry experience, including at least five years in a Compliance or Risk role.
- Working knowledge of broker-dealer regulatory standards.
- Experience leading projects or cross-functional initiatives with defined deliverables, stakeholders, and accountability.
- Experience managing multiple concurrent initiatives and deadlines.
- Experience creating written communications, reports, or presentations for business or leadership audiences.
- Experience working with cross-functional partners to implement process, control, or organizational change.
- Experience evaluating compliance or risk issues and providing an independent risk management perspective.
Preferred Qualifications:
- FINRA Series 7 license.
- FINRA Series 24 license.
- Knowledge of FINRA Rules 3120 and 3130.
- Experience supporting a broker-dealer compliance program.
- Experience preparing compliance or risk reporting for senior or executive leadership.
- Experience developing compliance training or communication strategies.
- Experience partnering with Corporate Risk Management, Internal Audit, or first-line business teams.
- Experience improving compliance processes, controls, tools, or supporting infrastructure.
What’s in it for you
At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
Eligible Schwabbies receive
- Medical, dental and vision benefits
- 401(k) and employee stock purchase plans
- Tuition reimbursement to keep developing your career
- Paid parental leave and adoption/family building benefits
- Sabbatical leave available after five years of employment
Broker Job Roles in Texas
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Search Broker Jobs in TexasBroker Jobs in Texas: Frequently Asked Questions
Which visa types realistically fit broker roles in Texas?
Broker roles that require a relevant bachelor's degree, such as securities broker, commodity broker, or insurance broker positions, can qualify as specialty occupations under the H-1B visa. H-1B1 visa is available to Chilean and Singaporean nationals. EB-2 and EB-3 green card pathways apply for permanent sponsorship, with EB-3 covering skilled workers with at least two years of experience. OPT is available for F-1 students in related degree programs.
Which companies sponsor visas for brokers in Texas?
Large financial institutions with significant Texas footprints, including JPMorgan Chase, Goldman Sachs, Charles Schwab, and Fidelity Investments, have documented H-1B LCA filing histories for finance and brokerage roles. Energy trading firms concentrated in Houston, such as BP and Shell Trading, also sponsor broker and trading positions. Insurance brokerage firms like Marsh and Aon maintain Dallas offices with sponsorship activity.
How to find broker visa sponsorship jobs in Texas?
Migrate Mate lists Texas broker roles from employers with verified visa sponsorship history, searchable by city and role type. This lets you focus on firms already familiar with the sponsorship process rather than applying broadly and asking about sponsorship later. Houston, Dallas, and Austin are the strongest markets for brokerage hiring in Texas, covering energy trading, securities, and insurance broker positions respectively.
Which cities in Texas have the most broker sponsorship jobs?
Houston leads for commodity and energy broker roles, anchored by its concentration of oil, gas, and power trading firms. Dallas-Fort Worth is the strongest market for securities and insurance brokerage, with major bank and insurance company regional headquarters present. Austin has grown as a financial services hub alongside its tech sector expansion. San Antonio has a smaller but active insurance brokerage market tied to USAA and regional firms.
Are there state-specific factors that affect broker visa sponsorship in Texas?
Texas has no state income tax, which affects compensation benchmarking employers use when filing Labor Condition Applications for H-1B positions, prevailing wage determinations are based on the metropolitan statistical area of employment, not statewide figures. Texas also has no state-level securities regulator separate from FINRA, simplifying licensing for internationally trained brokers. The state's large energy sector creates broker demand that is relatively unique compared to other U.S. states.
What is the prevailing wage for sponsored broker jobs in Texas?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.