Registered Investment Advisor Jobs

Registered Investment Advisor jobs are open across wealth management, brokerage, banking, and independent advisory firms, from entry-level associate advisors to senior portfolio managers and principals, with specializations in financial planning, retirement accounts, and high-net-worth client services. Find a role that fits below and apply directly.

Find JobsLooking for remote work? View remote registered investment advisor jobs →

Overview

Open roles91
Top stateTexas
Top employerFifth Third Bank
Top cityDallas, TX
Work type42% Remote
Top industryBanking

Showing 5 of 91+ Registered Investment Advisor jobs

Advisor, Sustainable Cooling Investment
We won't show you this job again
New 3h ago
Advisor, Sustainable Cooling Investment
United Nations Office for Project Services
Remote
Business Strategy
Consulting & Professional Services
Corporate Development & M&A
Bachelor's degree in finance
5,001-10,000

Have you applied for this role?

Senior Wealth Investment Advisor
We won't show you this job again
New 20h ago
Senior Wealth Investment Advisor
M&T Bank
Naples, Florida
Business Development
Customer Service
Customer Service & Support
Sales
$140k - $233k/yr
Master's degree in business administration
10,000+

Have you applied for this role?

Experienced Financial Advisor / Investment Representative
We won't show you this job again
Added 1d ago
Experienced Financial Advisor / Investment Representative
Reuel Field & Associates
Union, New Jersey
Account Management
Customer Service
Customer Success
$79k - $95k/yr
Hybrid
Bachelor's degree

Have you applied for this role?

Sales Consultant / Investment Advisor Trainee
We won't show you this job again
Added 2d ago
Sales Consultant / Investment Advisor Trainee
New York Life Fresno
Visalia, California
Account Management
Customer Service
Sales
$70k - $150k/yr
Remote (US)
Bachelor's degree

Have you applied for this role?

Investment Advisor
We won't show you this job again
Added 3d ago
Investment Advisor
Navy Federal Credit Union
Pensacola, Florida
Account Management
Customer Service
Sales
$25.63 - $31.4/hr
Bachelor's degree in finance
10,000+

Have you applied for this role?

See All 91 Registered Investment Advisor Jobs

Find roles that match your experience and apply in just a few clicks.

Find Jobs

Registered Investment Advisor Job Market

Who's Hiring

  • Fifth Third Bank16
  • PNC Financial Services14
  • Truist6
  • Fisher Investments5
  • Edelman Financial Engines4

Top Industries Hiring

  • Banking & Financial Services
  • Insurance
  • Investment & Asset Management

What Employers Look For

The qualifications that appear most often in registered investment advisor jobs.

  • Series 65 or Series 66 license required for state registration as an investment advisor representative
  • Experience managing client investment portfolios and conducting financial planning consultations
  • CFP, CFA, or similar professional designation preferred or required at senior levels
  • Proficiency with portfolio management and financial planning software platforms
  • Clean U4 record with no material regulatory disclosures or customer complaints
  • Bachelor's degree in finance, economics, business, or a related field

Tips for Your Registered Investment Advisor Job Search

Lead your resume with credentials

Hiring managers for registered investment advisor roles scan for Series 65 or Series 66 licensure before reading anything else. List your FINRA licenses, any CFP or CFA designations, and your state registration status at the top of your resume, not buried in an education section.

Quantify your book of business

Firms want to know the AUM you've managed and the number of client households you've served. Replace vague phrases like 'managed client portfolios' with specific figures from your own history so hiring managers can immediately gauge your production level.

Target firms by their client demographic

RIA firms specializing in pre-retirees, business owners, or ultra-high-net-worth clients hire very differently. Read each firm's Form ADV Part 2 before applying to confirm their typical client profile matches your experience, then tailor your cover letter to that niche.

Apply early to roles that fit

Migrate Mate lists registered investment advisor openings from across the United States in one place, so you can find roles that match and apply directly to each listing.

Prepare a compliance disclosure narrative

Interviewers will ask about any U4 disclosures before extending an offer. Know exactly what you'll say about past regulatory events, arbitrations, or terminations. A clear, factual explanation prepared in advance signals professionalism and self-awareness that many candidates lack.

Negotiate on grid percentage, not base salary

Most RIA and wirehouse compensation structures are built around a payout grid tied to revenue generated. When negotiating, ask specifically about the payout percentage at your expected production level and any ramp-up period protections, since those levers often matter more than a signing bonus.

Registered Investment Advisor Jobs: Frequently Asked Questions

Which companies are hiring the most registered investment advisors?

The most active employers for registered investment advisors right now are Fifth Third Bank, PNC Financial Services, and Truist, and the most openings are in Texas, California, and Florida, based on current listings on Migrate Mate as of November 2026. Independent RIA firms and regional broker-dealers tend to post consistently throughout the year.

How many registered investment advisor jobs are remote?

About 73% of registered investment advisor openings are fully remote or hybrid as of November 2026, with availability varying significantly by firm type and seniority. Financial planning and portfolio analysis roles tend to offer the most location flexibility, while positions focused on in-person client acquisition or relationship management are predominantly on-site.

How do you become a registered investment advisor?

To become a registered investment advisor, you must pass the Series 65 exam administered by FINRA, or the Series 66 if you already hold a Series 7. After passing, you register with your state securities regulator or the SEC depending on AUM thresholds. Many candidates also pursue a CFP designation to strengthen their credibility with clients and employers before entering the field.

Can you get hired as a registered investment advisor with no experience?

Firms do hire entry-level candidates, typically into client associate or junior advisor roles that provide supervised practice experience before independent client management. Your Series 65 or 66 license signals seriousness, and a finance-related internship or paraplanner background helps significantly. Some firms run structured training programs specifically designed to build new advisors from the ground up.

What does the registered investment advisor interview process look like?

Most firms begin with a phone screen focused on licensing status and production history, followed by one or two in-person rounds covering your investment philosophy, client service approach, and business development strategy. Expect a compliance review of your U4 disclosures as a standard part of the process. Senior candidates are often asked to present a business plan or sample financial planning case study.

Where can I find and apply to registered investment advisor jobs?

You can find and apply to registered investment advisor jobs on Migrate Mate, which lists current openings from across the United States in one place. Find roles that match your experience, credentials, and preferred location, then apply directly to each listing without leaving the platform.

See All 91 Registered Investment Advisor Jobs

Find roles that match your experience and apply in just a few clicks.

Find Jobs