Investment Visa Sponsorship Jobs in Utah
Investment roles in Utah attract visa sponsorship from financial institutions and technology-driven asset management firms concentrated in Salt Lake City and Provo. Major employers including Goldman Sachs, Fidelity Investments, and regional wealth management firms regularly hire internationally for analyst, portfolio management, and quantitative finance positions across the Wasatch Front.
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Get Access To All JobsINTRODUCTION
With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions is dedicated to being an employer of choice in our communities. At Zions, the possibilities are endless. You bring the talent; we bring the opportunity.
We are currently seeking an Investment Compliance Officer within the Market, Liquidity, Wealth Risk & Compliance Team. This position can be located in Houston, TX, Salt Lake City, Utah, or Charlotte, NC.
DESCRIPTION
The Market, Liquidity, and Wealth Risk Management (MLW) Team works closely with key executives to monitor and manage some of the most significant (and expanding) processes associated with the financial services industry. The Investment Compliance Officer is responsible for providing comprehensive compliance and operational risk oversight for the Bank’s broker-dealer, capital markets, and investment banking activities. This individual contributor role ensures the Bank’s activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.
Responsibilities:
This role operates as a subject matter expert and trusted advisor to front-line business partners, risk stakeholders, and senior management on compliance requirements affecting trading, structuring, and capital markets operations. A Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. Specific responsibilities include, but are not limited to:
- Provide day-to-day compliance support and oversight for the institutional broker-dealer’s capital markets and investment banking activities.
- Review new products, services, and complex transactions for regulatory compliance implications.
- Conduct scheduled monitoring and testing reviews over assigned business line activities in accordance with the compliance and risk program.
- Perform thematic reviews, surveillance analyses, and control effectiveness testing. Document findings, root causes, and recommended corrective actions.
- Communicate findings/issues to business line management in a professional manner.
- Interact with business line partners; schedule and conduct monthly meetings.
- Review electronic communications and marketing materials as needed.
- Provide impact analysis of proposed and new regulations and industry enforcement actions.
- Maintain and update compliance policies, desk procedures, and risk assessment documentation.
- Prepare reports for senior management, Compliance leadership, and governance committees.
- Participate in audits and regulatory examinations; coordinate responses and evidence gathering.
QUALIFICATIONS
- Requires a bachelor’s degree in business, finance or a related field.
- 2-4 + experience in financial services regulatory compliance, risk management, securities industry, broker-dealer or directly related field.
- A combination of education and experience may meet requirements.
- FINRA Series 7, 79, and/or 24 are strongly preferred. Employee will be required to obtain required FINRA licenses within 12 months of employment.
- Experience with institutional trading, securities underwriting, and investment banking activities preferred.
- Strong Excel skills and experience in data analysis, data mining, or database management is preferred.
- Strong analytical skills with the ability to bring together large amounts of data into succinct reports.
- Excellent verbal and written communication skills and ability to present information to regulators, senior management.
- Ability to interpret regulatory rules and translate them into practical business requirements.
- Strong communicative, analytical, and problem-solving skills with the ability to challenge the business constructively.
- Experience in BSA/AML a plus.
- Self-motivation and the ability to work independently or with team members.
BENEFITS:
- Medical, Dental and Vision Insurance - START DAY ONE!
- Life and Disability Insurance, Paid Parental Leave and Adoption Assistance
- Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts
- Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays, and any applicable state holidays
- 401(k) plan with company match, Profit Sharing, competitive compensation in line with work experience
- Mental health benefits including coaching and therapy sessions
- Tuition Reimbursement for qualifying employees enrolled in an accredited degree program related to the needs of the business
- Employee Ambassador preferred banking products
INTRODUCTION
With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions is dedicated to being an employer of choice in our communities. At Zions, the possibilities are endless. You bring the talent; we bring the opportunity.
We are currently seeking an Investment Compliance Officer within the Market, Liquidity, Wealth Risk & Compliance Team. This position can be located in Houston, TX, Salt Lake City, Utah, or Charlotte, NC.
DESCRIPTION
The Market, Liquidity, and Wealth Risk Management (MLW) Team works closely with key executives to monitor and manage some of the most significant (and expanding) processes associated with the financial services industry. The Investment Compliance Officer is responsible for providing comprehensive compliance and operational risk oversight for the Bank’s broker-dealer, capital markets, and investment banking activities. This individual contributor role ensures the Bank’s activities comply with applicable laws, regulations, and internal risk management frameworks, while supporting effective governance, risk assessments, monitoring/testing, and regulatory change management.
Responsibilities:
This role operates as a subject matter expert and trusted advisor to front-line business partners, risk stakeholders, and senior management on compliance requirements affecting trading, structuring, and capital markets operations. A Risk & Compliance Officer within MLW provides leadership, analytical skills, and innovative thinking necessary to not only carry out existing risk monitoring frameworks and compliance program but also to enhance and improve existing programs and challenge business line assertions and assessments. Specific responsibilities include, but are not limited to:
- Provide day-to-day compliance support and oversight for the institutional broker-dealer’s capital markets and investment banking activities.
- Review new products, services, and complex transactions for regulatory compliance implications.
- Conduct scheduled monitoring and testing reviews over assigned business line activities in accordance with the compliance and risk program.
- Perform thematic reviews, surveillance analyses, and control effectiveness testing. Document findings, root causes, and recommended corrective actions.
- Communicate findings/issues to business line management in a professional manner.
- Interact with business line partners; schedule and conduct monthly meetings.
- Review electronic communications and marketing materials as needed.
- Provide impact analysis of proposed and new regulations and industry enforcement actions.
- Maintain and update compliance policies, desk procedures, and risk assessment documentation.
- Prepare reports for senior management, Compliance leadership, and governance committees.
- Participate in audits and regulatory examinations; coordinate responses and evidence gathering.
QUALIFICATIONS
- Requires a bachelor’s degree in business, finance or a related field.
- 2-4 + experience in financial services regulatory compliance, risk management, securities industry, broker-dealer or directly related field.
- A combination of education and experience may meet requirements.
- FINRA Series 7, 79, and/or 24 are strongly preferred. Employee will be required to obtain required FINRA licenses within 12 months of employment.
- Experience with institutional trading, securities underwriting, and investment banking activities preferred.
- Strong Excel skills and experience in data analysis, data mining, or database management is preferred.
- Strong analytical skills with the ability to bring together large amounts of data into succinct reports.
- Excellent verbal and written communication skills and ability to present information to regulators, senior management.
- Ability to interpret regulatory rules and translate them into practical business requirements.
- Strong communicative, analytical, and problem-solving skills with the ability to challenge the business constructively.
- Experience in BSA/AML a plus.
- Self-motivation and the ability to work independently or with team members.
BENEFITS:
- Medical, Dental and Vision Insurance - START DAY ONE!
- Life and Disability Insurance, Paid Parental Leave and Adoption Assistance
- Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts
- Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays, and any applicable state holidays
- 401(k) plan with company match, Profit Sharing, competitive compensation in line with work experience
- Mental health benefits including coaching and therapy sessions
- Tuition Reimbursement for qualifying employees enrolled in an accredited degree program related to the needs of the business
- Employee Ambassador preferred banking products
Investment Job Roles in Utah
See all 38+ Investment Jobs in Utah
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Search Investment Jobs in UtahInvestment Jobs in Utah: Frequently Asked Questions
Which companies sponsor visas for investment roles in Utah?
Goldman Sachs, Fidelity Investments, and BlackRock have established operations in Salt Lake City and sponsor H-1B visas for investment analysts and portfolio associates. Regional firms such as Zions Bancorporation and several fintech companies headquartered in the Silicon Slopes corridor also have documented H-1B sponsorship histories for quantitative and investment management roles.
Which visa types are most common for investment roles in Utah?
The H-1B is the most common visa for investment professionals in Utah, covering roles such as financial analyst, portfolio manager, and quantitative researcher that meet the specialty occupation standard. Candidates with advanced degrees may also see employers pursue the EB-2 or EB-3 pathways for permanent residency. Australians in investment roles may qualify for the E-3 visa, which has no lottery and is available year-round.
Which cities in Utah have the most investment sponsorship jobs?
Salt Lake City concentrates the majority of investment sponsorship activity, hosting regional offices of national financial firms alongside a growing fintech sector. Provo and Lehi, collectively known as Silicon Slopes, have added asset management and corporate finance roles tied to high-growth technology companies. Smaller but notable activity exists in Ogden and St. George as financial services firms expand beyond the Wasatch Front.
How to find investment visa sponsorship jobs in Utah?
Migrate Mate filters job listings specifically by visa sponsorship availability, making it straightforward to identify investment roles in Utah where employers are actively sponsoring international candidates. You can search by job category and state to surface positions at financial institutions, asset managers, and fintech companies along the Wasatch Front. This saves significant time compared to manually vetting postings where sponsorship status is unclear.
Are there state-specific considerations for investment sponsorship jobs in Utah?
Utah's rapidly expanding Silicon Slopes technology corridor has created strong demand for finance professionals who can support corporate treasury, venture investment, and M&A functions at high-growth companies, broadening sponsorship activity beyond traditional banking. The University of Utah and Brigham Young University produce graduate finance and data science talent that employers actively recruit internationally, making those institutions useful networks for sponsored investment roles.
What is the prevailing wage for sponsored investment jobs in Utah?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.