Mid Level Wealth Advisor Jobs
Mid level wealth advisor jobs go to advisors ready to own client relationships end to end, guide junior staff, and make portfolio recommendations with limited oversight. Hiring runs across Banking & Financial Services, Investment & Asset Management, and Accounting & Auditing, with 7% remote or hybrid availability, and employers like Goldman Sachs, Aprio, and Citi competing for advisors at this level now.
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SWBC is seeking a talented Wealth Advisor to work with individuals and businesses to develop an overall comprehensive plan. Once goals have been identified and a plan is developed, the Wealth Advisor will lead the effort to coordinate with a client’s other advisors to implement the plans and provide investment and insurance solutions that can help make goals a reality. Wealth Advisors have the responsibility of creating networks and establishing relationships with centers of influence within the high net worth and closely-held business space in order to establish a consistent flow of introductions and referrals.
Why you'll love this role:
In this role, you will have the opportunity to leverage best in class products and thrive within a growing division that works tirelessly to eliminate hurdles and foster growth.
Essential duties include the following:
Develops customer financial profiles to determine suitability of investment products based on financial position, resources, assets available to invest, and financial goals.
Analyzes and determines appropriate financial products for clients, applying knowledge of securities, investment plans, insurance solutions, market conditions, regulations, and financial situation of clients.
Provides consultation and recommendations to new and existing on the purchase or sale of securities, financial services, insurance and investment plans, based on specific customer profiles.
Develops special promotions in line with SWBC sales and marketing goals.
Responsible for growing the book of business by identifying value-added products and services for clients, identifying client assets held outside of SWBC and developing additional business through referrals and centers of influence.
Maintains current files on all new and existing customers who purchase investments.
Develops flow of referrals from clients and centers of influence and follows through on leads.
Submits all sales documents to back office for submission to carriers.
Serious candidates will possess the minimum qualifications:
Bachelor’s Degree in Business, Finance, Marketing, or related field.
Securities licenses 7, 63, and Group I Life and Health Insurance Licenses.
Minimum three to five (3-5) years as a financial advisor or similar experience.
Excellent organizational and communication skills.
Current driver’s license and excellent driving record.
Able to travel locally.
Preferred qualifications:
Existing book of business cultivated through personal development efforts.
Well-developed or developing centers of influence network.
Extensive knowledge of the local market.
Certified Financial Planner, Chartered Financial Consultant, or similar certifications.
Relationship management experience.
Experience partnering with specialists from different disciplines to meet the complex financial needs of clients.
SWBC offers*:
- Competitive overall compensation package
- Work/Life balance
- Employee engagement activities and recognition awards
- Years of Service awards
- Career enhancement and growth opportunities
- Leadership Academy and Mentor Program
- Continuing education and career certifications
- Variety of healthcare coverage options
- Traditional and Roth 401(k) retirement plans
- Lucrative Wellness Program
- Based upon employee eligibility
Additional Information:
SWBC is a Substance-Free Workplace and requires pre-employment drug testing.
Please note, SWBC does not hire tobacco users as allowed by law.
To learn more about SWBC, visit our website at www.SWBC.com. If interested, please click the appropriate apply button.
SWBC is seeking a talented Wealth Advisor to work with individuals and businesses to develop an overall comprehensive plan. Once goals have been identified and a plan is developed, the Wealth Advisor will lead the effort to coordinate with a client’s other advisors to implement the plans and provide investment and insurance solutions that can help make goals a reality. Wealth Advisors have the responsibility of creating networks and establishing relationships with centers of influence within the high net worth and closely-held business space in order to establish a consistent flow of introductions and referrals.
Why you'll love this role:
In this role, you will have the opportunity to leverage best in class products and thrive within a growing division that works tirelessly to eliminate hurdles and foster growth.
Essential duties include the following:
Develops customer financial profiles to determine suitability of investment products based on financial position, resources, assets available to invest, and financial goals.
Analyzes and determines appropriate financial products for clients, applying knowledge of securities, investment plans, insurance solutions, market conditions, regulations, and financial situation of clients.
Provides consultation and recommendations to new and existing on the purchase or sale of securities, financial services, insurance and investment plans, based on specific customer profiles.
Develops special promotions in line with SWBC sales and marketing goals.
Responsible for growing the book of business by identifying value-added products and services for clients, identifying client assets held outside of SWBC and developing additional business through referrals and centers of influence.
Maintains current files on all new and existing customers who purchase investments.
Develops flow of referrals from clients and centers of influence and follows through on leads.
Submits all sales documents to back office for submission to carriers.
Serious candidates will possess the minimum qualifications:
Bachelor’s Degree in Business, Finance, Marketing, or related field.
Securities licenses 7, 63, and Group I Life and Health Insurance Licenses.
Minimum three to five (3-5) years as a financial advisor or similar experience.
Excellent organizational and communication skills.
Current driver’s license and excellent driving record.
Able to travel locally.
Preferred qualifications:
Existing book of business cultivated through personal development efforts.
Well-developed or developing centers of influence network.
Extensive knowledge of the local market.
Certified Financial Planner, Chartered Financial Consultant, or similar certifications.
Relationship management experience.
Experience partnering with specialists from different disciplines to meet the complex financial needs of clients.
SWBC offers*:
- Competitive overall compensation package
- Work/Life balance
- Employee engagement activities and recognition awards
- Years of Service awards
- Career enhancement and growth opportunities
- Leadership Academy and Mentor Program
- Continuing education and career certifications
- Variety of healthcare coverage options
- Traditional and Roth 401(k) retirement plans
- Lucrative Wellness Program
- Based upon employee eligibility
Additional Information:
SWBC is a Substance-Free Workplace and requires pre-employment drug testing.
Please note, SWBC does not hire tobacco users as allowed by law.
To learn more about SWBC, visit our website at www.SWBC.com. If interested, please click the appropriate apply button.
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Find Mid Level Wealth Advisor JobsMid Level Wealth Advisor Job Market
Who's Hiring
- Goldman Sachs18
- Aprio15
- Citi13
- Mariner Wealth Advisors7M
- Mariner6
Top Industries Hiring
- Banking & Financial Services54
- Investment & Asset Management46
- Accounting & Auditing17
- Technology & Software6
- Insurance4
Mid Level Wealth Advisor Jobs: Frequently Asked Questions
How do I get a mid level wealth advisor job?
Position your experience around client ownership and outcomes, not just support tasks. Highlight the number of client relationships you managed independently, any planning strategies you led, and results like portfolio growth or retention rates. Certifications such as CFP or Series 65 carry real weight at this level. Tailor your resume to show you operate with autonomy, not just that you assisted someone who did.
Which companies hire mid level wealth advisors?
Companies hiring mid level wealth advisors right now include Goldman Sachs, Aprio, and Citi, based on current listings on Migrate Mate as of July 2026. Hiring at this level covers regional banks, independent registered investment advisors, broker-dealers, and large financial planning firms that need advisors who can carry their own book of business.
Are there remote mid level wealth advisor jobs?
Yes, though availability varies by employer and client model. About 7% of mid level wealth advisor openings are remote or hybrid as of July 2026, with fully remote roles more common at firms using virtual financial planning models and hybrid arrangements more typical at banks and wealth management firms that value in-person client meetings.
How do I move up to a mid level wealth advisor role?
The path into a mid level role is built on demonstrated ownership over time. Advisors who advance take on client relationships progressively, move from shadowing to leading planning conversations, and develop a specialization such as tax-efficient investing, retirement income, or estate planning. Measurable impact, such as growing assets under management or improving client retention, signals readiness for greater responsibility more than tenure alone.
Which industries hire the most mid level wealth advisors?
Mid Level wealth advisor roles concentrate in Banking & Financial Services, Investment & Asset Management, and Accounting & Auditing, based on current listings on Migrate Mate as of July 2026. These sectors drive hiring because they serve clients with complex, ongoing financial needs that require an advisor experienced enough to work independently and build lasting relationships without constant supervision.