H-1B Visa Investment Officer Jobs
Investment Officer jobs at H-1B visa sponsoring employers sit firmly within specialty occupation territory, requiring at least a bachelor's degree in finance, economics, or a related field. Employers file a Labor Condition Application with DOL and an I-129 petition with USCIS, covering an initial three-year status period with extensions to six years.
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Get Access To All JobsPosition Function:
Multiple levels may be considered based on the candidate's experience and qualifications.
This Investment Officer position is primarily responsible for discretionary investment management of agency and fiduciary account portfolios, relationship management (in conjunction with administrative officers), and marketing of investment services (philosophy, posture, outlook, process) to prospects and referral sources. Assist in the development, implementation and oversight of Division and Bank initiatives that advance sound business practices and enhance customer satisfaction.
Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a “Voyaging Spirit” and being “Positively Ohana”. Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness.
Primary Accountabilities:
- Use discretion in managing client investment portfolios, and develop and execute securities transactions on major securities exchanges, in accordance with department process and guidelines. Perform mandated Reg. 9 fiduciary investment reviews on assigned accounts. Participate in the management and growth of client relationships.
- Market investment management services, either directly or through joint efforts to prospects and referral sources. Achieve assigned business development goals. Communicate Department investment posture, outlook and process to clients, prospects, and internal / external referral sources.
- Interface with internal audit and regulators. Ensure work performed contributes to satisfactory ratings by consistently meeting or exceeding all internal and external regulatory and audit requirements. Keep abreast of regulatory and industry developments.
- Provide guidance to the department and division team members. Assist with the development, implementation and adherence to Wealth Management Group policies, procedures, business practices and business standards. Assist with the oversight and development of products, services and processes.
- Improve personal and professional status through education; must keep abreast of industry developments, external and internal regulatory requirements, bank policies, procedures and products/services.
Minimum Qualifications:
Education:
Investment Officer I and II:
- Bachelor’s Degree from a 4-year university, preferably in Finance, Economics, or a related field required.
Experience:
Investment Officer I:
- 4+ years of experience in fiduciary investment management required. Advanced academic degree (Masters in Finance, Economics, or Mathematics) or professional designation (CFA, CIMA, etc.) qualify for one year of experience.
Investment Officer II:
- 5+ years of experience in fiduciary investment management required. Advanced academic degree (Masters in Finance, Economics, or Mathematics) or professional designation (CFA, CIMA, etc.) qualify for one year of experience.
Physical Requirements & Working Conditions:
- Must be able to perform light physical work and to move or lift items including but not limited to boxes, files and papers up to 20 pounds unless otherwise as indicated.
- Must be able to operate and proficiently use standard office equipment, including phone, copier, personal computer and/or other work related mechanical or electronic devices and applications.
- Must be able to clearly communicate verbally and in writing with all internal and external customers. Must also be able to hear sufficiently to engage in daily discussions and interactions.
- Must be able to read and understand bank-related documents.
- Must be able to work in a conventional office setting, involving sitting at a desk or workstation for long periods of time. Must also be able to adapt to different work environments as needed to perform the job.
We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.
Position Function:
Multiple levels may be considered based on the candidate's experience and qualifications.
This Investment Officer position is primarily responsible for discretionary investment management of agency and fiduciary account portfolios, relationship management (in conjunction with administrative officers), and marketing of investment services (philosophy, posture, outlook, process) to prospects and referral sources. Assist in the development, implementation and oversight of Division and Bank initiatives that advance sound business practices and enhance customer satisfaction.
Performs all duties and interacts with internal and external customers in a manner that is expressly aligned with the Company's Core Values of approaching all actions with a “Voyaging Spirit” and being “Positively Ohana”. Exhibits core competencies that result in consistent delivery of positive Customer Interactions, Empowerment and Ownership and demonstrates key professional and performance skills such as Active Listening, effective Oral and Written Communication, Action and Solution Oriented and Thoroughness.
Primary Accountabilities:
- Use discretion in managing client investment portfolios, and develop and execute securities transactions on major securities exchanges, in accordance with department process and guidelines. Perform mandated Reg. 9 fiduciary investment reviews on assigned accounts. Participate in the management and growth of client relationships.
- Market investment management services, either directly or through joint efforts to prospects and referral sources. Achieve assigned business development goals. Communicate Department investment posture, outlook and process to clients, prospects, and internal / external referral sources.
- Interface with internal audit and regulators. Ensure work performed contributes to satisfactory ratings by consistently meeting or exceeding all internal and external regulatory and audit requirements. Keep abreast of regulatory and industry developments.
- Provide guidance to the department and division team members. Assist with the development, implementation and adherence to Wealth Management Group policies, procedures, business practices and business standards. Assist with the oversight and development of products, services and processes.
- Improve personal and professional status through education; must keep abreast of industry developments, external and internal regulatory requirements, bank policies, procedures and products/services.
Minimum Qualifications:
Education:
Investment Officer I and II:
- Bachelor’s Degree from a 4-year university, preferably in Finance, Economics, or a related field required.
Experience:
Investment Officer I:
- 4+ years of experience in fiduciary investment management required. Advanced academic degree (Masters in Finance, Economics, or Mathematics) or professional designation (CFA, CIMA, etc.) qualify for one year of experience.
Investment Officer II:
- 5+ years of experience in fiduciary investment management required. Advanced academic degree (Masters in Finance, Economics, or Mathematics) or professional designation (CFA, CIMA, etc.) qualify for one year of experience.
Physical Requirements & Working Conditions:
- Must be able to perform light physical work and to move or lift items including but not limited to boxes, files and papers up to 20 pounds unless otherwise as indicated.
- Must be able to operate and proficiently use standard office equipment, including phone, copier, personal computer and/or other work related mechanical or electronic devices and applications.
- Must be able to clearly communicate verbally and in writing with all internal and external customers. Must also be able to hear sufficiently to engage in daily discussions and interactions.
- Must be able to read and understand bank-related documents.
- Must be able to work in a conventional office setting, involving sitting at a desk or workstation for long periods of time. Must also be able to adapt to different work environments as needed to perform the job.
We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.
See all 35+ H-1B Visa Investment Officer Jobs
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Get Access To All JobsTips for Finding H-1B Visa Sponsorship in Investment Officer
Frame your credentials around SOC alignment
Pull the O*NET profile for Financial Managers or Securities and Financial Services Sales Agents and map your degree and duties directly to those SOC codes. USCIS adjudicators use that alignment to confirm specialty occupation, so your resume and petition letter need to reflect it explicitly.
Verify prevailing wages before salary negotiations
Run the OFLC Wage Search for the Investment Officer SOC code and your target metro before you receive an offer. Your employer's LCA must certify wages at or above the prevailing level, and knowing Level I through IV thresholds puts you in a stronger negotiating position from the start.
Target asset managers with multi-state LCA history
Use Migrate Mate to identify investment firms with certified LCA filings across multiple worksites. Multi-office sponsors already understand that each worksite needs its own certified LCA, which signals operational maturity and reduces your risk of a process breakdown mid-petition.
Prepare a degree-to-duties narrative for the petition
Investment Officer duties involving portfolio analysis, risk modeling, and fiduciary oversight require finance-specific coursework. Draft a written explanation linking your degree curriculum to each core job duty so your sponsor's attorney can build a defensible specialty occupation argument in the I-129 filing.
Clarify cap-exempt status with nonprofit and endowment employers
University endowments, hospital foundations, and certain nonprofit investment arms can file H-1B petitions outside the annual cap and without waiting for selection. Ask HR directly whether the entity qualifies as cap-exempt under USCIS rules before comparing offers with for-profit asset managers.
Account for LCA timing in your start-date conversations
DOL certifies a Labor Condition Application within seven business days under standard processing, but your employer still needs that certification before USCIS will accept the I-129. Build at least two weeks of LCA processing buffer into any start-date discussion to avoid offer rescission pressure.
H-1B Visa Investment Officer: Frequently Asked Questions
Does an Investment Officer role qualify as an H-1B specialty occupation?
Yes, Investment Officer positions typically qualify as a specialty occupation because the core duties, including portfolio construction, asset valuation, and risk analysis, normally require at least a bachelor's degree in finance, economics, accounting, or a closely related field. USCIS evaluates the actual duties in the job description, so your employer's petition letter should map each duty to a specific degree requirement rather than relying on the job title alone.
Which types of employers sponsor H-1B visas for Investment Officers?
Asset management firms, private equity and venture capital funds, insurance companies with investment divisions, bank trust departments, and university endowment offices all regularly sponsor H-1B petitions for Investment Officer roles. Migrate Mate lists employers with verified Labor Condition Application filing history, so you can focus your search on organizations that have already navigated the sponsorship process for similar positions.
How does the LCA process work specifically for Investment Officers?
Your sponsoring employer files a Labor Condition Application with DOL, certifying that your offered wage meets the prevailing wage for the Investment Officer SOC code in the worksite city. DOL certifies the LCA before USCIS accepts the I-129 petition. If you'll work at multiple office locations, each one requires its own certified LCA, which matters for investment firms with regional offices.
Can I transfer my H-1B to a new investment firm without losing status?
Yes, H-1B portability under AC21 lets you start working for a new sponsoring employer once they file a new I-129 petition on your behalf, without waiting for USCIS approval, provided your current H-1B was approved and you've maintained lawful status. The new employer must file a fresh LCA for the new worksite and position before submitting the transfer petition to USCIS.
What documentation strengthens an H-1B petition for an Investment Officer?
A strong petition package includes your original degree transcripts and diploma, any CFA or CAIA credentials that reinforce the specialized nature of the role, a detailed offer letter specifying degree requirements, and a support letter from your employer explaining how each job duty requires finance-specific theoretical knowledge. If your degree is from outside the U.S., a credential evaluation from a NACES-member service is also required by USCIS.