Compliance Investigator Jobs in USA with Visa Sponsorship
Compliance investigators examine regulatory violations, conduct internal audits, and ensure organizations meet legal requirements. Most positions require H-1B visa sponsorship for international candidates, as the role demands specialized knowledge of regulatory frameworks, investigative procedures, and compliance protocols that typically require a bachelor's degree in criminal justice, finance, or related field. For detailed occupation requirements, see the O*NET profile.
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Get Access To All JobsINTRODUCTION
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow.
While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients’ immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships.
Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).
Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News’ Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate’s 2023 list of Best Regional Banks.
JOB DESCRIPTION
The FCC Investigator is responsible for executing investigations related to anti-money laundering, counter financing of terrorism, and OFAC investigations playing a critical function in the execution of Texas Capital’s responsibilities to monitor and report suspicious activities. The FCC Investigator compiles evidence and documentation in compliance with BSA/AML procedures and regulatory requirements. This role requires strong investigative, writing, and analytical skills. This role requires the ability to work independently to perform an assessment of any matter received from any source, conduct sufficient research and/or review to determine whether escalation is warranted. The FCC Investigator is also responsible for filing Suspicious Activity Reports (SAR) as required by BSA/AML regulatory requirements.
Responsibilities
- Maintain a well-informed and all-inclusive knowledge of current money laundering and terrorist financing behaviors, issues, criminal typologies, industry best practices, regulations, and developing trends
- Collaborate with business units to analyze trends in suspicious activity
- Liaise with Legal, Compliance, IT and other key stakeholders and partners with respect to technology projects and other initiatives impacting the FIU
- Assist in developing proactive initiatives
- Analyze and synthesize data and prepare presentation and reports for various governance and risk committees
- Ensure that all analysis is completed in a timely and efficient manner, while maintaining the highest standards for regulatory and compliance requirements
- Timely provide requested information to regulators and Internal Auditors
- Track and report Key Risk Indicators (KRIs)
- Complete Quality Checks (QCs) of alert reviews, investigations, and SARs
- Research, analyze, and investigate high risk customer/commercial account behavior for potential money laundering or terrorist financing related risks in accordance with Bank policies and procedures
- Ensure efficient identification and monitoring of suspicious activities and transactions
- Perform enhanced due diligence on high-risk individuals and businesses
- Flexible to perform other functions as requested by management
QUALIFICATIONS
- Bachelor’s degree (preferred in Finance, Accounting, Business, or Analytics, Computer Science); or equivalent combination of education, training, experience
- Minimum 5 years of work experience in financial crimes compliance and risk management or a related field
- Ability to self-direct and manage competing priorities on concurrent large, complex projects, initiatives and deliverables
- Strong technical proficiency in the use of MS Office products for reporting, data analytics, and presentations
- Have advance knowledge of AML/BSA laws and regulations relative money laundering and terrorist financing
- Have experience creating presentations and deliverables for senior stakeholders
- Have experience and ability to create reports from large datasets of raw data
- Have excellent written and verbal communications skills, attention to detail and strong time management skills
- Possess strong analytical thinking and critical reasoning skills
- Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
- Have the ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
- Be self-motivated, well organized, and have the ability to work independently
- Certification as an Anti-Money Laundering Specialist by ACAMs or equivalent AML Certification / license – or certification within first 12 months of employment
- Excellent organizational, time management and project management skills
The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.
Texas Capital is an Equal Opportunity Employer.
INTRODUCTION
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow.
While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients’ immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success. We build long-lasting relationships.
Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).
Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News’ Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate’s 2023 list of Best Regional Banks.
JOB DESCRIPTION
The FCC Investigator is responsible for executing investigations related to anti-money laundering, counter financing of terrorism, and OFAC investigations playing a critical function in the execution of Texas Capital’s responsibilities to monitor and report suspicious activities. The FCC Investigator compiles evidence and documentation in compliance with BSA/AML procedures and regulatory requirements. This role requires strong investigative, writing, and analytical skills. This role requires the ability to work independently to perform an assessment of any matter received from any source, conduct sufficient research and/or review to determine whether escalation is warranted. The FCC Investigator is also responsible for filing Suspicious Activity Reports (SAR) as required by BSA/AML regulatory requirements.
Responsibilities
- Maintain a well-informed and all-inclusive knowledge of current money laundering and terrorist financing behaviors, issues, criminal typologies, industry best practices, regulations, and developing trends
- Collaborate with business units to analyze trends in suspicious activity
- Liaise with Legal, Compliance, IT and other key stakeholders and partners with respect to technology projects and other initiatives impacting the FIU
- Assist in developing proactive initiatives
- Analyze and synthesize data and prepare presentation and reports for various governance and risk committees
- Ensure that all analysis is completed in a timely and efficient manner, while maintaining the highest standards for regulatory and compliance requirements
- Timely provide requested information to regulators and Internal Auditors
- Track and report Key Risk Indicators (KRIs)
- Complete Quality Checks (QCs) of alert reviews, investigations, and SARs
- Research, analyze, and investigate high risk customer/commercial account behavior for potential money laundering or terrorist financing related risks in accordance with Bank policies and procedures
- Ensure efficient identification and monitoring of suspicious activities and transactions
- Perform enhanced due diligence on high-risk individuals and businesses
- Flexible to perform other functions as requested by management
QUALIFICATIONS
- Bachelor’s degree (preferred in Finance, Accounting, Business, or Analytics, Computer Science); or equivalent combination of education, training, experience
- Minimum 5 years of work experience in financial crimes compliance and risk management or a related field
- Ability to self-direct and manage competing priorities on concurrent large, complex projects, initiatives and deliverables
- Strong technical proficiency in the use of MS Office products for reporting, data analytics, and presentations
- Have advance knowledge of AML/BSA laws and regulations relative money laundering and terrorist financing
- Have experience creating presentations and deliverables for senior stakeholders
- Have experience and ability to create reports from large datasets of raw data
- Have excellent written and verbal communications skills, attention to detail and strong time management skills
- Possess strong analytical thinking and critical reasoning skills
- Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
- Have the ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
- Be self-motivated, well organized, and have the ability to work independently
- Certification as an Anti-Money Laundering Specialist by ACAMs or equivalent AML Certification / license – or certification within first 12 months of employment
- Excellent organizational, time management and project management skills
The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.
Texas Capital is an Equal Opportunity Employer.
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Get Access To All JobsTips for Finding Compliance Investigator Jobs
Target financial services and healthcare companies
Banks, insurance companies, and healthcare organizations frequently sponsor compliance investigators due to heavy regulatory oversight requirements and specialized compliance knowledge needs.
Emphasize regulatory knowledge in your field
Highlight specific regulations you understand (SOX, HIPAA, AML, GDPR) as employers value investigators with direct experience in their industry's compliance framework.
Consider federal contractor positions
Government contractors often need compliance investigators for security clearance requirements and federal contract oversight, creating strong H-1B sponsorship justification for specialized roles.
Highlight forensic accounting or audit experience
Compliance investigation often involves financial analysis and audit procedures, so demonstrating these technical skills strengthens your case for specialty occupation classification under H-1B.
Focus on risk management certifications
Professional certifications like CAMS, CFE, or CIA demonstrate specialized knowledge that supports H-1B petitions by showing the role requires specific expertise beyond general business.
Apply to compliance consulting firms
Third-party compliance firms regularly sponsor H-1B workers because they serve multiple clients requiring specialized regulatory expertise that's difficult to find domestically.
Frequently Asked Questions
What degree do I need for H-1B sponsorship as a compliance investigator?
A bachelor's degree in criminal justice, finance, accounting, business administration, or a related field typically qualifies. Some employers prefer degrees in specific areas like forensic accounting or risk management. The degree must relate to the investigative and regulatory analysis aspects of the role to meet specialty occupation requirements.
Do compliance investigator roles qualify for H-1B specialty occupation status?
Yes, most compliance investigator positions qualify because they require specialized knowledge of regulatory frameworks, investigative procedures, and industry-specific compliance requirements. The role typically demands analytical skills and regulatory expertise that require at least a bachelor's degree in a specialized field to perform effectively.
Which industries sponsor compliance investigators most frequently?
Financial services, healthcare, pharmaceutical, and government contracting companies sponsor most compliance investigators. These highly regulated industries face significant penalties for violations, creating strong business justification for hiring specialized compliance professionals regardless of nationality, which strengthens H-1B visa petition approval odds.
Can I get H-1B sponsorship with only internal audit experience?
Yes, internal audit experience often transfers well to compliance investigation roles. Both require analytical skills, attention to detail, and understanding of regulatory requirements. Emphasize any fraud detection, risk assessment, or regulatory reporting experience when applying, as these directly support the specialty occupation argument for H-1B petitions.
How does security clearance affect visa sponsorship for compliance investigators?
Security clearance requirements can actually help H-1B cases by demonstrating the specialized nature of the role. However, you typically can't obtain clearance on temporary visa status. Target positions that sponsor for clearance after permanent residence or focus on private sector compliance roles that don't require government clearance.
What is the prevailing wage requirement for sponsored Compliance Investigator jobs?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.
How to find Compliance Investigator jobs with visa sponsorship?
To find Compliance Investigator jobs with visa sponsorship, use Migrate Mate, which specializes in connecting international candidates with sponsoring employers. Focus on financial services firms, healthcare organizations, and government contractors that frequently hire compliance professionals. Common visa options include H-1B for specialized positions and O-1 visa for those with exceptional expertise in regulatory compliance and investigation.