Mid Level Financial Advisor Jobs
Mid level financial advisor jobs go to professionals ready to own client portfolios, mentor junior advisors, and drive financial planning decisions with limited oversight. Roles cover on-site, hybrid, and remote settings across Investment & Asset Management, Banking & Financial Services, and Staffing & Recruiting, with employers like Lpl Financial, Jobot, and BMO Financial hiring at this level now.
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Showing 5 of 43+ Mid Level Financial Advisor jobs
- Build Relationships: Connect with clients to understand their financial needs and goals.
- Provide Expert Advice: Guide clients on retirement planning, estate planning, asset allocation, and investment strategies.
- Customize Financial Plans: Develop and implement tailored financial plans to help clients reach their objectives.
- Monitor Portfolios: Regularly review and adjust clients' investment portfolios to ensure alignment with their goals.
- Stay Informed: Keep up with industry trends and regulations to offer the most current advice.
- Experience:
- At least 3 years in financial planning and investment management.
- Experience with high net worth clients is a plus.
-
Education:
- Bachelor's degree in Finance, Accounting, Economics, or a related field (relevant experience may substitute).
- A Master's degree is a bonus.
-
Required Skills:
- Series 63, Uniform Combined State Law, and Series 6 licenses (willingness to acquire Series 7).
- Applicable State Life and Annuity Insurance Licenses.
- Strong analytical and problem-solving abilities.
- Excellent communication and interpersonal skills.
-
Preferred Skills:
- Certified Financial Planner (CFP) designation.
- Must be able to pass a criminal background & credit check
- This is a full-time, non-remote position
- Exempt
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity and/or expression, status as a veteran, and basis of disability or any other federal, state, or local protected class.
Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions
- Build Relationships: Connect with clients to understand their financial needs and goals.
- Provide Expert Advice: Guide clients on retirement planning, estate planning, asset allocation, and investment strategies.
- Customize Financial Plans: Develop and implement tailored financial plans to help clients reach their objectives.
- Monitor Portfolios: Regularly review and adjust clients' investment portfolios to ensure alignment with their goals.
- Stay Informed: Keep up with industry trends and regulations to offer the most current advice.
- Experience:
- At least 3 years in financial planning and investment management.
- Experience with high net worth clients is a plus.
-
Education:
- Bachelor's degree in Finance, Accounting, Economics, or a related field (relevant experience may substitute).
- A Master's degree is a bonus.
-
Required Skills:
- Series 63, Uniform Combined State Law, and Series 6 licenses (willingness to acquire Series 7).
- Applicable State Life and Annuity Insurance Licenses.
- Strong analytical and problem-solving abilities.
- Excellent communication and interpersonal skills.
-
Preferred Skills:
- Certified Financial Planner (CFP) designation.
- Must be able to pass a criminal background & credit check
- This is a full-time, non-remote position
- Exempt
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity and/or expression, status as a veteran, and basis of disability or any other federal, state, or local protected class.
Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions
See All 43 Mid Level Financial Advisor Jobs
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Find JobsMid Level Financial Advisor Job Market
Who's Hiring
- Lpl Financial12
- Jobot3
- BMO Financial3
- TikTok2
- Dollar Bank2
Top Industries Hiring
- Investment & Asset Management14
- Banking & Financial Services10
- Staffing & Recruiting3
- Technology & Software3
- Insurance2
Mid Level Financial Advisor Jobs: Frequently Asked Questions
How do I get a mid level financial advisor job?
Position yourself around the client relationships you have owned independently, the complexity of portfolios you have managed, and any certifications you have earned such as the CFP or Series 65. Highlight measurable outcomes like client retention rates or assets under management growth. Tailor your resume to show decision-making authority and the ability to work with limited supervision, not just task completion under a senior advisor.
Which companies hire mid level financial advisors?
Companies hiring mid level financial advisors right now include Lpl Financial, Jobot, and BMO Financial, based on current listings on Migrate Mate as of August 2026. Hiring at this level comes from a mix of regional wealth management firms, national brokerage houses, insurance carriers, and banks with dedicated financial planning divisions.
Are there remote mid level financial advisor jobs?
Yes, though remote availability varies by firm culture and client model. About 12% of mid level financial advisor openings are remote or hybrid as of August 2026, with hybrid arrangements being most common at firms that still require periodic in-person client meetings. Fully remote roles tend to concentrate at larger platforms that serve clients digitally.
How do I move up to a mid level financial advisor role?
Reaching mid level typically means building a record of independently managing client relationships rather than supporting them, deepening a specialization such as retirement planning or investment analysis, and earning credentials like the CFP or CFA. Advisors who can demonstrate ownership of a book of business, measurable client outcomes, and the ability to onboard new clients on their own are best positioned to make the move.
Which industries hire the most mid level financial advisors?
Mid Level financial advisor roles concentrate in Investment & Asset Management, Banking & Financial Services, and Staffing & Recruiting, based on current listings on Migrate Mate as of August 2026. These sectors drive demand because they serve clients with complex, ongoing financial needs, from retirement planning and wealth accumulation to insurance and estate strategy, all of which benefit from experienced advisors who can manage relationships with limited oversight.