Investment Jobs in Austin, TX
Investment jobs in Austin, Texas are concentrated in the downtown financial district, the Domain, and along the South Congress corridor, with active hiring across private equity, venture capital, and wealth management. Firms currently posting roles include DLA Piper, Dimensional Fund Advisors, and Outpost. See the openings below and apply to the ones that match your experience.
Find Investment JobsOverview
Open roles159+
Top employerDLA Piper
Work type33% Remote
Top credentialBachelor's degree in finance
Companies hiring20
Showing 5 of 159+ Investment jobs
Compliance Analyst, Investment Advisory
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Added 4d ago
49 Financial
Compliance Analyst, Investment Advisory
Austin, Texas
Added 4d ago
Investment Analyst
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Added 2w ago
Kestra Financial
Investment Analyst
Austin, Texas
Added 2w ago
Investment Advisor - Retirement Plan Services
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Added 2w ago
SWBC
Investment Advisor - Retirement Plan Services
Austin, Texas
Added 2w ago
Investment Analyst VC
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Added 2w ago
YourHire
Investment Analyst VC
Austin, Texas
Added 2w ago
Investment Analyst, Real Estate
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Added 2w ago
Outpost
Investment Analyst, Real Estate
Austin, Texas
Added 2w ago
Added 4d ago
Compliance Analyst, Investment Advisory
49 Financial·Austin, Texas
Job functions:
Remote (US)
Bachelor's degree in finance
201-500 employees
Job Description
About Three Strands
Three Strands Group is the portfolio company that houses 49 Financial, The Collective, and Alongside. It serves as the shared services organization for the portfolio, providing the operational foundation that supports each business across the platform. By centralizing key business functions, Three Strands Group creates consistency, drives operational excellence, and enables each organization to focus on serving its clients while benefiting from the strength and efficiency of a shared infrastructure.
Position Summary
The Compliance Analyst, Investment Advisory, supports the regulatory compliance programs of three SEC-registered investment advisory firms operating under the Three Strands entity. This role is responsible for compliance monitoring, regulatory testing, investment advisory oversight, and identifying and addressing potential regulatory risks. Working closely with the Regulatory Compliance Lead and Chief Compliance Officer, the Compliance Analyst helps ensure compliance programs remain effective and aligned with applicable regulatory requirements and internal policies.
Key Responsibilities
Regulatory Compliance & Testing
- Conduct ongoing compliance testing and monitoring across all three advisory firms.
- Assist in performing annual compliance reviews and firm-specific risk assessments.
- Review advisory accounts for compliance with investment objectives, client agreements, and firm policies.
- Perform periodic testing of advisory fee billing, trading activity, and other investment-related processes.
- Identify, document, and escalate potential compliance exceptions or deficiencies.
- Track corrective actions and assist with remediation efforts.
Investment & Product Compliance
- Assist with due diligence and compliance reviews of investment products, including alternative investments and private funds.
- Review investment-related disclosures and documentation for consistency with regulatory requirements.
- Support oversight of investment managers, subadvisors, and third-party investment platforms.
- Assist in identifying and evaluating potential conflicts of interest related to investment recommendations, compensation arrangements, and business relationships.
Regulatory Administration & Reporting
- Support the preparation and maintenance of Form ADV and other regulatory disclosures.
- Assist with SEC examinations, regulatory inquiries, and related document requests.
- Maintain accurate compliance testing records and supporting documentation.
- Assist in developing and updating compliance policies and procedures.
- Prepare periodic compliance testing summaries and reports for department leadership.
Core Competencies
- Alignment with The Collective’s values and culture
- Professionalism, integrity, and discretion in all interactions
- Accountability for execution, outcomes, and follow-through
- Strong organizational and time-management skills
- Clear, professional written and verbal communication
- Ability to work independently while contributing effectively in a collaborative team environment
- Sound judgment and the ability to maintain confidentiality
- Adherence to company policies, procedures, and applicable laws and regulations
- Attention to detail and commitment to quality and accuracy
Qualifications
- Bachelor's degree in Finance, Business Administration, Compliance, or a related field.
- 2 – 4 years of experience in financial services compliance, investment advisory operations, or a related field.
- General knowledge of SEC-registered investment advisers and regulatory requirements. Prefer direct experience.
- Strong analytical, organizational, and problem-solving skills with attention to detail.
- Ability to identify compliance risks, communicate findings, and manage multiple priorities independently.
- Proficiency in Microsoft Office, particularly Excel.
- Prefer familiarity with Form ADV, compliance testing, advisory fees, and SEC recordkeeping requirements.
- Prefer experience with investment advisory accounts, alternative investments, or compliance management systems.
- Preferred experience with Custodian Platforms and Account Aggregation Systems. like BlackDiamond.
Work Environment
- Prolonged periods of sitting and working at a computer
- Occasional standing, walking, or lifting up to 20 pounds
- Travel Expectations: 10%
What We Offer
- Medical – 4 levels of coverage to choose from with employer contribution
- Dental – 2 levels of coverage to choose from
- Vision – 2 levels of coverage to choose from
- 401k plan and match
- Basic Life/AD&D coverage for all full-time employees at no cost (with options to purchase additional coverage)
- Short-Term Disability coverage for all full-time employees at no cost
- Long-Term Disability coverage
- HSA contribution match
- FSA/Dependent Care
- Unlimited PTO
Compliance & Professional Conduct
Employees in this role are expected to comply with all company policies, including the Code of Conduct, confidentiality requirements, Employee Handbook, and all applicable federal, state, and local laws and regulations relevant to the role and the financial services industry.
Disclaimer
Three Strands is an equal opportunity employer committed to fostering a diverse and inclusive workplace, free from discrimination and harassment. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, national origin, age, marital status, veteran status, disability, or any other protected status. We value diversity of thought and background and strive to create an environment where all employees are respected and provided with opportunities to succeed. We encourage individuals of all backgrounds to apply for employment opportunities with us.
The above job description is intended to describe the general nature and level of work being performed by individuals in this position. It is not intended to be an exhaustive list of all the exact responsibilities, duties, and skills required. Management reserves the right to modify, add, or remove content, as necessary. Employment is at-will.
49 Financial
Compliance Analyst, Investment Advisory
Austin, Texas
Added 4d ago201-500 employees
Job functions:
Remote (US)
Bachelor's degree in finance
Job Description
About Three Strands
Three Strands Group is the portfolio company that houses 49 Financial, The Collective, and Alongside. It serves as the shared services organization for the portfolio, providing the operational foundation that supports each business across the platform. By centralizing key business functions, Three Strands Group creates consistency, drives operational excellence, and enables each organization to focus on serving its clients while benefiting from the strength and efficiency of a shared infrastructure.
Position Summary
The Compliance Analyst, Investment Advisory, supports the regulatory compliance programs of three SEC-registered investment advisory firms operating under the Three Strands entity. This role is responsible for compliance monitoring, regulatory testing, investment advisory oversight, and identifying and addressing potential regulatory risks. Working closely with the Regulatory Compliance Lead and Chief Compliance Officer, the Compliance Analyst helps ensure compliance programs remain effective and aligned with applicable regulatory requirements and internal policies.
Key Responsibilities
Regulatory Compliance & Testing
- Conduct ongoing compliance testing and monitoring across all three advisory firms.
- Assist in performing annual compliance reviews and firm-specific risk assessments.
- Review advisory accounts for compliance with investment objectives, client agreements, and firm policies.
- Perform periodic testing of advisory fee billing, trading activity, and other investment-related processes.
- Identify, document, and escalate potential compliance exceptions or deficiencies.
- Track corrective actions and assist with remediation efforts.
Investment & Product Compliance
- Assist with due diligence and compliance reviews of investment products, including alternative investments and private funds.
- Review investment-related disclosures and documentation for consistency with regulatory requirements.
- Support oversight of investment managers, subadvisors, and third-party investment platforms.
- Assist in identifying and evaluating potential conflicts of interest related to investment recommendations, compensation arrangements, and business relationships.
Regulatory Administration & Reporting
- Support the preparation and maintenance of Form ADV and other regulatory disclosures.
- Assist with SEC examinations, regulatory inquiries, and related document requests.
- Maintain accurate compliance testing records and supporting documentation.
- Assist in developing and updating compliance policies and procedures.
- Prepare periodic compliance testing summaries and reports for department leadership.
Core Competencies
- Alignment with The Collective’s values and culture
- Professionalism, integrity, and discretion in all interactions
- Accountability for execution, outcomes, and follow-through
- Strong organizational and time-management skills
- Clear, professional written and verbal communication
- Ability to work independently while contributing effectively in a collaborative team environment
- Sound judgment and the ability to maintain confidentiality
- Adherence to company policies, procedures, and applicable laws and regulations
- Attention to detail and commitment to quality and accuracy
Qualifications
- Bachelor's degree in Finance, Business Administration, Compliance, or a related field.
- 2 – 4 years of experience in financial services compliance, investment advisory operations, or a related field.
- General knowledge of SEC-registered investment advisers and regulatory requirements. Prefer direct experience.
- Strong analytical, organizational, and problem-solving skills with attention to detail.
- Ability to identify compliance risks, communicate findings, and manage multiple priorities independently.
- Proficiency in Microsoft Office, particularly Excel.
- Prefer familiarity with Form ADV, compliance testing, advisory fees, and SEC recordkeeping requirements.
- Prefer experience with investment advisory accounts, alternative investments, or compliance management systems.
- Preferred experience with Custodian Platforms and Account Aggregation Systems. like BlackDiamond.
Work Environment
- Prolonged periods of sitting and working at a computer
- Occasional standing, walking, or lifting up to 20 pounds
- Travel Expectations: 10%
What We Offer
- Medical – 4 levels of coverage to choose from with employer contribution
- Dental – 2 levels of coverage to choose from
- Vision – 2 levels of coverage to choose from
- 401k plan and match
- Basic Life/AD&D coverage for all full-time employees at no cost (with options to purchase additional coverage)
- Short-Term Disability coverage for all full-time employees at no cost
- Long-Term Disability coverage
- HSA contribution match
- FSA/Dependent Care
- Unlimited PTO
Compliance & Professional Conduct
Employees in this role are expected to comply with all company policies, including the Code of Conduct, confidentiality requirements, Employee Handbook, and all applicable federal, state, and local laws and regulations relevant to the role and the financial services industry.
Disclaimer
Three Strands is an equal opportunity employer committed to fostering a diverse and inclusive workplace, free from discrimination and harassment. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, national origin, age, marital status, veteran status, disability, or any other protected status. We value diversity of thought and background and strive to create an environment where all employees are respected and provided with opportunities to succeed. We encourage individuals of all backgrounds to apply for employment opportunities with us.
The above job description is intended to describe the general nature and level of work being performed by individuals in this position. It is not intended to be an exhaustive list of all the exact responsibilities, duties, and skills required. Management reserves the right to modify, add, or remove content, as necessary. Employment is at-will.
See All 159+ Investment Jobs in Austin
Find roles in Austin that match your experience and apply in just a few clicks.
Find Investment JobsInvestment Job Market in Austin
Who's Hiring
- DLA Piper22
- Dimensional Fund Advisors22
- Outpost11
- JPMorganChase11
- Teacher Retirement System of Texas11
Top Industries Hiring
- Investment & Asset Management16
- Fintech11
- Banking & Financial Services11
- Law & Legal Services5
- Accounting & Auditing5
Investment Jobs in Austin: Frequently Asked Questions
How do I get a investment job in Austin?
The strongest entry points in Austin are its venture capital ecosystem and the wealth management firms clustered downtown and in the Domain. Candidates who can demonstrate portfolio analysis experience, financial modeling fluency, or a CFA designation stand out locally. Austin's tech-heavy economy means firms prize candidates with exposure to growth-stage companies, so experience evaluating early-stage deals or startup balance sheets gives you a real edge over generalist applicants.
Which companies hire investments in Austin?
Employers hiring investments in Austin right now include DLA Piper, Dimensional Fund Advisors, and Outpost, based on current listings on Migrate Mate as of November 2026. Austin's investment employer mix ranges from regional private equity shops and family offices to the investment arms of large financial services companies that have relocated or expanded into the city.
Are there remote investment jobs in Austin?
Yes, though availability depends heavily on the role, since deal execution and client-facing wealth management positions tend to require on-site presence while research, financial modeling, and analyst roles are more commonly hybrid. About 67% of investment openings tied to Austin are remote or hybrid as of November 2026, with the Domain and downtown firms more likely to offer structured hybrid schedules for analytical roles than for senior deal professionals.
How can I get a investment job in Austin with little or no experience?
The most realistic entry path in Austin is through financial analyst or junior associate roles at the mid-size private equity and venture capital firms that actively recruit locally. Austin's strong university presence means firms are accustomed to entry-level candidates, and internships at local family offices or fintech companies often convert to full-time offers. Showing hands-on work with financial models, even from coursework or personal projects, matters more here than a big-brand pedigree.
Which industries hire the most investments in Austin?
The sectors hiring the most investments in Austin are Investment & Asset Management, Fintech, and Banking & Financial Services, based on current listings on Migrate Mate as of November 2026. Austin's rapid growth as a technology and corporate relocation hub has driven outsized demand from both venture-backed startups seeking deal support and established firms expanding their Texas operations.
See All 159+ Investment Jobs in Austin
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