OPT Wealth Management Advisor Jobs
Wealth Management Advisor roles on OPT require employers to sponsor an H-1B visa or verify your EAD work authorization. Most firms hiring in this space require FINRA licensing, such as Series 65 or Series 7, which you can pursue while on OPT. CPT experience in financial planning strengthens your candidacy significantly.
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Get Access To All JobsINTRODUCTION
Ready to take your career to the next level? As an Associate on the Legacy Transition Team in the Wealth Advice Center (WAC), you will guide beneficiaries through the complex process of estate settlement and asset transfer. You will be tasked with facilitating a smooth distribution of wealth according to the decedents wishes while offering peace of mind during a challenging time, preserving both financial and emotional well-being for all involved. If you excel at fostering meaningful connections, demonstrating empathy, and achieving measurable results, this opportunity could be the perfect fit for you!
ROLE AND RESPONSIBILITIES
We are looking for someone who can:
- Build and deepen relationships by providing exceptional wealth management services and solutions helping retain assets and drive various business initiatives that are in line with the WAC’s growth plan
- Continue a successful career in a growing wealth management business with strong earning potential and career advancement
- Accept referrals from other lines of business, owning all appointments and outreaches assigned in an effort to deliver guidance and a white glove experience
- Understand and adhere to compliance and operational procedures and requirements
- Develop professionally through ongoing wealth management training led by a team of experienced professionals, internal business partners across UBS, and external partnerships
- Collaborate with internal teams to address beneficiary concerns and deliver optimal solutions
- Act as a brand ambassador, ensuring our values and vision are effectively communicated to the public
- Manage timelines and resources effectively to deliver high-quality results
- Promote a culture of excellence
THE TEAM
The UBS Wealth Advice Center is a UBS branch with locations in Weehawken, New Jersey; Charlotte, North Carolina; and Dallas, Texas, focused on delivering consistent, high quality advice and guidance to Emerging Affluent clients through a scalable, relationship based service model.
Our team currently supports more than 250,000 clients nationwide. Clients are served by a team of over 400 dedicated professionals, including Financial Advisors and Team Associates, who work directly with clients—primarily over the phone—to understand their individual needs and help them make informed decisions in support of their long term financial goals.
You’ll be working as part of the Legacy Transition Team acting as a key liaison between beneficiaries and internal teams, offering clear guidance while addressing any challenges that may arise during the complex process of asset transitioning from decedents.
The UBS Wealth Advice Center leadership team supports career advancement and internal mobility to help guide your career journey at UBS. All new UBS Wealth Advice Center employees must commit to staying in the WAC for a minimum of three years before becoming eligible to transfer to another role internally.
YOUR SKILLS AND EXPERIENCE
You have:
- 1+ years of experience in a relevant role preferred
- Familiarity with probate processes, trust administration, and post-mortem services
- An ability to work with diverse clients, including executors, trustees, and beneficiaries, often in emotionally sensitive situations
- Proficiency in analyzing and completing complex cases with a high level of accuracy
- Excellent written and verbal communication skills
- SIE (mandatory), Series 7 and Series 66 (or equivalent) preferred or are able to obtain within 150 days of accepting the position
- Undergraduate degree is mandatory
You are:
- Emotionally sensitive, offering support to grieving beneficiaries while maintaining professionalism
- Flexible to adjust to varying beneficiary and business needs, estate complexities, and evolving regulations
- Adaptable with the capacity to remain composed and focused in high-pressure or emotionally charged situations
- Highly detail-oriented, with a strong ability to prioritize tasks and meet deadlines
- A natural problem-solver who collaborates seamlessly with individuals and teams
- Proficient with Microsoft Suite Applications, including Outlook, PowerPoint, Word & Excel
- Exhibits self-confidence and composure in high-pressure situations
- Demonstrates a proactive mindset and a strong drive to succeed
- Exceptional communicator, both verbally and in writing, with excellent listening skills
- Capable of managing cases independently, with a high degree of ownership and responsibility
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
HOW WE HIRE
We may request you to complete one or more assessments during the application process. Learn more.
JOIN US
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
LOCATION
Location: Charlotte, North Carolina
DISCLAIMER / POLICY STATEMENTS
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
INTRODUCTION
Ready to take your career to the next level? As an Associate on the Legacy Transition Team in the Wealth Advice Center (WAC), you will guide beneficiaries through the complex process of estate settlement and asset transfer. You will be tasked with facilitating a smooth distribution of wealth according to the decedents wishes while offering peace of mind during a challenging time, preserving both financial and emotional well-being for all involved. If you excel at fostering meaningful connections, demonstrating empathy, and achieving measurable results, this opportunity could be the perfect fit for you!
ROLE AND RESPONSIBILITIES
We are looking for someone who can:
- Build and deepen relationships by providing exceptional wealth management services and solutions helping retain assets and drive various business initiatives that are in line with the WAC’s growth plan
- Continue a successful career in a growing wealth management business with strong earning potential and career advancement
- Accept referrals from other lines of business, owning all appointments and outreaches assigned in an effort to deliver guidance and a white glove experience
- Understand and adhere to compliance and operational procedures and requirements
- Develop professionally through ongoing wealth management training led by a team of experienced professionals, internal business partners across UBS, and external partnerships
- Collaborate with internal teams to address beneficiary concerns and deliver optimal solutions
- Act as a brand ambassador, ensuring our values and vision are effectively communicated to the public
- Manage timelines and resources effectively to deliver high-quality results
- Promote a culture of excellence
THE TEAM
The UBS Wealth Advice Center is a UBS branch with locations in Weehawken, New Jersey; Charlotte, North Carolina; and Dallas, Texas, focused on delivering consistent, high quality advice and guidance to Emerging Affluent clients through a scalable, relationship based service model.
Our team currently supports more than 250,000 clients nationwide. Clients are served by a team of over 400 dedicated professionals, including Financial Advisors and Team Associates, who work directly with clients—primarily over the phone—to understand their individual needs and help them make informed decisions in support of their long term financial goals.
You’ll be working as part of the Legacy Transition Team acting as a key liaison between beneficiaries and internal teams, offering clear guidance while addressing any challenges that may arise during the complex process of asset transitioning from decedents.
The UBS Wealth Advice Center leadership team supports career advancement and internal mobility to help guide your career journey at UBS. All new UBS Wealth Advice Center employees must commit to staying in the WAC for a minimum of three years before becoming eligible to transfer to another role internally.
YOUR SKILLS AND EXPERIENCE
You have:
- 1+ years of experience in a relevant role preferred
- Familiarity with probate processes, trust administration, and post-mortem services
- An ability to work with diverse clients, including executors, trustees, and beneficiaries, often in emotionally sensitive situations
- Proficiency in analyzing and completing complex cases with a high level of accuracy
- Excellent written and verbal communication skills
- SIE (mandatory), Series 7 and Series 66 (or equivalent) preferred or are able to obtain within 150 days of accepting the position
- Undergraduate degree is mandatory
You are:
- Emotionally sensitive, offering support to grieving beneficiaries while maintaining professionalism
- Flexible to adjust to varying beneficiary and business needs, estate complexities, and evolving regulations
- Adaptable with the capacity to remain composed and focused in high-pressure or emotionally charged situations
- Highly detail-oriented, with a strong ability to prioritize tasks and meet deadlines
- A natural problem-solver who collaborates seamlessly with individuals and teams
- Proficient with Microsoft Suite Applications, including Outlook, PowerPoint, Word & Excel
- Exhibits self-confidence and composure in high-pressure situations
- Demonstrates a proactive mindset and a strong drive to succeed
- Exceptional communicator, both verbally and in writing, with excellent listening skills
- Capable of managing cases independently, with a high degree of ownership and responsibility
About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.
HOW WE HIRE
We may request you to complete one or more assessments during the application process. Learn more.
JOIN US
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
LOCATION
Location: Charlotte, North Carolina
DISCLAIMER / POLICY STATEMENTS
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
See all 132+ OPT Wealth Management Advisor Jobs
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Get Access To All JobsTips for Finding OPT Sponsorship in Wealth Management Advisor
Lead with your EAD, not your visa status
When applying, emphasize that your Employment Authorization Document lets you start immediately. Many wealth management firms don't realize OPT requires no employer petition. Framing your authorization as straightforward reduces hesitation before you get to the interview stage.
Pursue FINRA licensing while on OPT
The Series 65 or Series 7 exam can be completed during your OPT period. Holding or actively pursuing these licenses signals serious commitment to wealth management and directly addresses the most common objection firms raise when considering international candidates.
Target RIAs and independent broker-dealers
Registered Investment Advisors and independent broker-dealers often have more flexible hiring processes than large banks. Smaller firms make sponsorship decisions faster and are more likely to evaluate your skills rather than defaulting to a blanket policy against international candidates.
Highlight client-facing experience in your application
Wealth management is a relationship-driven field. Any experience managing client portfolios, conducting financial planning sessions, or advising on investment strategies, even from internships or CPT, should be front and center on your resume and in interviews.
Apply before your OPT clock creates urgency
Firms are more willing to discuss H-1B visa sponsorship when there's no immediate deadline pressure. Applying six to nine months before your OPT expires gives you room to negotiate and allows the employer time to plan a sponsored petition without feeling rushed.
Leverage STEM OPT if your degree qualifies
Finance-adjacent degrees in quantitative fields, mathematics, or economics may qualify for the 24-month STEM OPT extension. Confirming eligibility early gives employers a longer runway before H-1B sponsorship is required, which materially improves your chances of being hired.
Wealth Management Advisor OPT: Frequently Asked Questions
Do Wealth Management Advisor roles typically sponsor H-1B visas?
Sponsorship varies significantly by firm size and structure. Large wirehouses like major banks and national RIAs do sponsor H-1B visas for qualified advisors, but regional and boutique firms are less consistent. Your strongest approach is targeting firms with a documented history of H-1B filings in financial advisory roles. Migrate Mate filters job listings by OPT and sponsorship eligibility, making it easier to identify firms that actively hire international candidates in this field.
Can I work as a Wealth Management Advisor on OPT without H-1B sponsorship?
Yes. During your OPT period, your Employment Authorization Document authorizes you to work for any qualifying employer without them needing to file a petition. You can begin a wealth management role the moment an employer verifies your EAD. Sponsorship only becomes necessary if you want to remain in the U.S. after your OPT expires, at which point your employer would need to file an H-1B.
Does a STEM OPT extension apply to Wealth Management Advisor positions?
It depends on your underlying degree, not the job title. If you graduated with a STEM-designated degree, such as quantitative finance, applied mathematics, or a related field, and the role is directly related to that degree, you may qualify for the 24-month extension. Financial planning or general finance degrees are generally not STEM-designated. Check your school's DSO to confirm your CIP code before assuming eligibility.
Do I need a FINRA license to get hired as a Wealth Management Advisor on OPT?
Most roles require at minimum the Series 65 (investment advisor) or Series 66, and client-facing positions at broker-dealers typically require the Series 7. Some employers will hire on the condition you pass within 90 days of starting. Completing your Series 65 before applying, even while on OPT, significantly strengthens your candidacy and removes one of the most common hiring objections for international candidates.
How do I find Wealth Management Advisor jobs that accept OPT students?
The most direct approach is to search for roles where the employer has previously sponsored or explicitly supports OPT work authorization. Migrate Mate is built specifically for this, listing Wealth Management Advisor positions filtered by visa sponsorship willingness and OPT compatibility. This saves time compared to applying broadly and discovering the employer won't work with international candidates after the interview process.