Private Client Investment Associate Jobs
Private Client Investment Associate jobs are open across wealth management, private banking, and financial advisory firms, at every level from analyst to senior associate, with specializations in portfolio management, client relationship support, and alternative investments. Find a role that fits below and apply directly.
Find JobsOverview
Showing 5 of 72+ Private Client Investment Associate jobs
- Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
- Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
- Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
- Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
- Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
- Prioritize daily work, track progress for current work, and consistently meet deadlines
- Maintain and foster team culture
- A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
- If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
- A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment
INVESTMENT AND INSURANCE PRODUCTS ARE:
• NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
ABOUT US
Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Our mission is to create engaged, lifelong relationships and put our customers at the heart of everything we do. We also help small businesses, nonprofits and cities grow, delivering solutions to solve all their financial needs.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
Equal Opportunity Employer/Disability/Veterans
ABOUT THE TEAM
- Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
- Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
- Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
- Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
- Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
- Prioritize daily work, track progress for current work, and consistently meet deadlines
- Maintain and foster team culture
- A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
- If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
- A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment
INVESTMENT AND INSURANCE PRODUCTS ARE:
• NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
ABOUT US
Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Our mission is to create engaged, lifelong relationships and put our customers at the heart of everything we do. We also help small businesses, nonprofits and cities grow, delivering solutions to solve all their financial needs.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
Equal Opportunity Employer/Disability/Veterans
ABOUT THE TEAM
Private Client Investment Associate Jobs by Experience Level
See All 72 Private Client Investment Associate Jobs
Find roles that match your experience and apply in just a few clicks.
Find JobsPrivate Client Investment Associate Job Market
Who's Hiring
Top Industries Hiring
- Fintech28
- Banking & Financial Services28
- Investment & Asset Management28
What Employers Look For
The qualifications that appear most often in private client investment associate jobs.
- Bachelor's degree in finance, economics, or a related field required
- Series 65 or Series 7 securities license preferred or required
- One to three years of experience in wealth management or financial advisory roles
- Proficiency with portfolio management and CRM software systems
- Strong written and verbal communication skills for high-net-worth client interactions
- CFP certification or enrollment in a CFP program is a differentiating credential
Tips for Your Private Client Investment Associate Job Search
Tailor your resume to AUM and client metrics
Private client hiring managers want to see portfolio sizes, client household counts, and assets under management you have supported. Swap vague phrases like 'assisted clients' for concrete figures that show the scale and complexity of work you have handled.
Pursue the CFP or Series 65 before applying
Many private client teams screen out candidates who lack a securities license or financial planning credential. Sitting for the Series 65 or starting CFP coursework before you apply signals readiness and removes a common early-round disqualifier for associate-level roles.
Apply early to roles that fit
Migrate Mate lists private client investment associate openings from across the United States in one place, so you can find roles that match and apply directly to each listing.
Target firms by client segment, not just brand name
Private client teams serve ultra-high-net-worth, high-net-worth, or mass-affluent segments, and each demands different skills. Reading job descriptions for the client minimum threshold tells you whether your background in custody, planning, or alternatives is the right fit before you spend time applying.
Prepare a client scenario for behavioral rounds
Interviewers at private client firms routinely ask how you would handle a client requesting a portfolio change that conflicts with their stated risk tolerance. Preparing a structured, specific example from your experience shows the judgment they are actually assessing in those questions.
Negotiate start date around licensing exam windows
If you are waiting on a Series 65 or Series 7 result, negotiate your start date explicitly rather than leaving it ambiguous. Firms expect this conversation for associate roles and will usually hold the offer for a licensed candidate rather than restart a search.
Private Client Investment Associate Jobs: Frequently Asked Questions
How many private client investment associate jobs are remote?
About 0% of private client investment associate openings are fully remote or hybrid as of November 2026, with on-site roles concentrated at firms that prioritize in-person client relationship management. Back-office and planning support functions within private client teams tend to offer more schedule flexibility than client-facing associate roles.
How do you become a private client investment associate?
Start with a finance or economics degree, then obtain a securities license such as the Series 65 or Series 7, which most private client firms require before you can support investment accounts. Build foundational experience in a brokerage, bank, or financial planning role, focus on developing client communication skills, and pursue the CFP credential to move into more senior associate positions over time.
Can you get hired as a private client investment associate with little experience?
Yes, some firms hire candidates with limited experience into associate roles specifically designed as training positions, particularly at large wirehouses and regional banks with structured development programs. Having a securities license already in hand, internship experience in a financial advisory or brokerage setting, and demonstrated comfort with client interaction strengthens an entry-level application considerably and offsets a thin work history.
What does the private client investment associate interview process look like?
The process typically begins with a phone or video screen focused on your background and licensing status, followed by one or two rounds with the hiring manager and a team lead covering technical knowledge and client scenario questions. Final rounds at larger firms often include a panel interview or a written case exercise in which you analyze a hypothetical client portfolio and present a recommendation to the team.
Where can I find and apply to private client investment associate jobs?
You can find and apply to private client investment associate jobs on Migrate Mate, which lists current openings from across the United States in one place. Find roles that match your experience level and specialization, then apply directly to each listing from the job page.
See All 72 Private Client Investment Associate Jobs
Find roles that match your experience and apply in just a few clicks.
Find Jobs