Compliance Analyst Visa Sponsorship Jobs in Connecticut
Compliance analyst visa sponsorship jobs in Connecticut are concentrated in the state's financial services corridor, with major employers including Cigna, Synchrony Financial, and Hartford-based insurance carriers. Stamford's hedge fund and banking sector also drives consistent demand. Roles typically require backgrounds in regulatory affairs, risk management, or financial compliance.
See All Compliance Analyst JobsOverview
Showing 5 of 54+ Compliance Analyst Jobs in Connecticut with Visa Sponsorship jobs
Have you applied for this role?
Have you applied for this role?
Have you applied for this role?
Have you applied for this role?
Have you applied for this role?
See all 54+ Compliance Analyst Jobs in Connecticut with Visa Sponsorship
Sign up for free to unlock all listings, filter by visa type, and get alerts for new Compliance Analyst Jobs in Connecticut with Visa Sponsorship.
Get Access To All JobsCompany Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is a hybrid role (4 days in office / 1 day remote)
Interactive Brokers is looking for an experienced Data Analyst with data analysis experience, preferably in the commodities or securities industry. This position is responsible for handling compliance supervision over reporting to various non-financial systems. Prior experience working with order audit trail reporting systems, order handling or trading systems, or client data is highly desired but not required.
Responsibilities
This position is focused on the Consolidated Audit Trail (“CAT”) reporting systems and compliance supervision to ensure that the firm has complied with the rules. This is an operational and oversight function that requires the ability to read regulations, research and analyze data, understand technical implementations of systems, and devise control procedures to test compliance. Experience in researching transactional reporting issues to form evidence-based conclusions is a necessary skill. Experience in data analysis and/or system development or improvement is strongly preferred. While preference will be given to individuals with financial services industry experience, similar compliance experience in another industry will also be considered.
Specific Job Responsibilities
- 1–2 years of experience as a Data Analyst/Data Scientist
- Reviewing regulatory data to identify root causes and necessary remediation for errors
- Using UNIX command tools to make corrections to records as needed
- Developing surveillance for regulatory reporting and operational data
- Automating the CAT Feedback system
- Following up with software developers and/or management on any errors or exceptions that arise
- Gathering facts to assist the firm in responding to examinations and formal inquiries
- Proposing improvements to, or additional controls over, regulatory reporting
Qualifications
- Bachelor’s degree required, preferably in a quantitative or analytical field
- Experience in an analytical role, preferably in the financial industry
- Strong data analysis, investigatory, and problem-solving skills
- The ideal candidate would have some degree of self-sufficiency in performing data analysis using common programming languages (e.g., Python, Perl) and database queries (e.g., SQL)
- Regulatory research and interpretation skills
- Strong written and verbal communication skills, including the ability to discuss and write about complex topics in a manner that is both precise and persuasive
- Familiarity with, or the ability to learn, advanced Excel skills is required (e.g., pivot tables, macros)
Familiarity With The Following Is a Plus
- FINRA Consolidated Audit Trail (“CAT”) / Order Audit Trail (“OATS”) systems
- FIX protocol
Technological orientation is required, with the following specific skills highly valued:
- UNIX knowledge is part of this job and must be learned on the job, but prior experience is preferred
- Programming skills in Python, Perl, or Go are highly desirable
- Experience using Atlassian systems (e.g., Confluence and JIRA) is a plus
To be successful in this position, you will have the following:
- Self-motivated and able to handle tasks with minimal supervision
- Superb analytical and problem-solving skills
- Excellent collaboration and communication (verbal and written) skills
- Outstanding organizational and time management skills
Company Benefits & Perks
- Competitive salary, annual performance-based bonus, and stock grant
- Retirement plan 401(k) with competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision coverage; company-paid healthcare premium
- Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
- Daily company lunch allowance and a fully stocked kitchen with healthy options for breakfast and snacks
- Corporate events, including team outings, dinners, volunteer activities, and company sports teams
- Education reimbursement and learning opportunities
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is a hybrid role (4 days in office / 1 day remote)
Interactive Brokers is looking for an experienced Data Analyst with data analysis experience, preferably in the commodities or securities industry. This position is responsible for handling compliance supervision over reporting to various non-financial systems. Prior experience working with order audit trail reporting systems, order handling or trading systems, or client data is highly desired but not required.
Responsibilities
This position is focused on the Consolidated Audit Trail (“CAT”) reporting systems and compliance supervision to ensure that the firm has complied with the rules. This is an operational and oversight function that requires the ability to read regulations, research and analyze data, understand technical implementations of systems, and devise control procedures to test compliance. Experience in researching transactional reporting issues to form evidence-based conclusions is a necessary skill. Experience in data analysis and/or system development or improvement is strongly preferred. While preference will be given to individuals with financial services industry experience, similar compliance experience in another industry will also be considered.
Specific Job Responsibilities
- 1–2 years of experience as a Data Analyst/Data Scientist
- Reviewing regulatory data to identify root causes and necessary remediation for errors
- Using UNIX command tools to make corrections to records as needed
- Developing surveillance for regulatory reporting and operational data
- Automating the CAT Feedback system
- Following up with software developers and/or management on any errors or exceptions that arise
- Gathering facts to assist the firm in responding to examinations and formal inquiries
- Proposing improvements to, or additional controls over, regulatory reporting
Qualifications
- Bachelor’s degree required, preferably in a quantitative or analytical field
- Experience in an analytical role, preferably in the financial industry
- Strong data analysis, investigatory, and problem-solving skills
- The ideal candidate would have some degree of self-sufficiency in performing data analysis using common programming languages (e.g., Python, Perl) and database queries (e.g., SQL)
- Regulatory research and interpretation skills
- Strong written and verbal communication skills, including the ability to discuss and write about complex topics in a manner that is both precise and persuasive
- Familiarity with, or the ability to learn, advanced Excel skills is required (e.g., pivot tables, macros)
Familiarity With The Following Is a Plus
- FINRA Consolidated Audit Trail (“CAT”) / Order Audit Trail (“OATS”) systems
- FIX protocol
Technological orientation is required, with the following specific skills highly valued:
- UNIX knowledge is part of this job and must be learned on the job, but prior experience is preferred
- Programming skills in Python, Perl, or Go are highly desirable
- Experience using Atlassian systems (e.g., Confluence and JIRA) is a plus
To be successful in this position, you will have the following:
- Self-motivated and able to handle tasks with minimal supervision
- Superb analytical and problem-solving skills
- Excellent collaboration and communication (verbal and written) skills
- Outstanding organizational and time management skills
Company Benefits & Perks
- Competitive salary, annual performance-based bonus, and stock grant
- Retirement plan 401(k) with competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision coverage; company-paid healthcare premium
- Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
- Daily company lunch allowance and a fully stocked kitchen with healthy options for breakfast and snacks
- Corporate events, including team outings, dinners, volunteer activities, and company sports teams
- Education reimbursement and learning opportunities
Compliance Analyst Job Roles in Connecticut
See all 54+ Compliance Analyst Jobs in Connecticut
Sign up for free to filter by visa type, set job alerts, and find employers with verified sponsorship history.
Search Compliance Analyst Jobs in ConnecticutCompliance Analyst Jobs in Connecticut: Frequently Asked Questions
Which companies in Connecticut sponsor visas for compliance analysts?
Connecticut's largest visa sponsors for compliance analyst roles include Cigna, Synchrony Financial, Webster Bank, and major Hartford insurers like The Hartford and Aetna. Stamford-based financial firms, including hedge funds and asset managers, also file H-1B petitions for compliance professionals. Sponsorship activity is highest among large regulated financial institutions and health insurance companies with dedicated compliance departments.
Which visa types are most common for compliance analyst roles in Connecticut?
The H-1B is the most common visa category for compliance analysts in Connecticut, as the role typically qualifies as a specialty occupation requiring a bachelor's degree in finance, accounting, law, or a related field. Candidates already holding L-1 transfers or TN status (for Canadian and Mexican nationals) may also find pathways through Connecticut employers. O-1 visas are rare for compliance roles given the required evidence of extraordinary ability.
Which cities in Connecticut have the most compliance analyst sponsorship jobs?
Stamford and Hartford account for the majority of compliance analyst sponsorship activity in Connecticut. Stamford's concentration of financial services firms, including investment banks and hedge funds, generates consistent demand. Hartford is the center of the state's insurance industry, home to The Hartford, Aetna, and Cigna, all of which maintain large compliance teams. Greenwich and Westport also have smaller but active financial services hiring markets.
How to find compliance analyst visa sponsorship jobs in Connecticut?
Migrate Mate filters job listings specifically by visa sponsorship availability, making it straightforward to search for compliance analyst roles in Connecticut without sorting through positions that don't offer sponsorship. You can filter by location to focus on Stamford, Hartford, and surrounding areas. Given Connecticut's concentration of financial and insurance employers, the platform surfaces relevant openings across both sectors in one place.
Are there state-specific considerations for compliance analysts seeking sponsorship in Connecticut?
Connecticut compliance analyst roles in financial services and insurance are subject to DOL prevailing wage requirements, which reflect the state's higher cost of living compared to national averages. Employers filing H-1B Labor Condition Applications must meet the applicable prevailing wage for the Hartford or Bridgeport-Stamford metropolitan areas. Candidates from University of Connecticut or Quinnipiac University's business and law programs represent a notable local pipeline that employers often draw from when sponsoring entry-level compliance roles.
What is the prevailing wage for sponsored compliance analyst jobs in Connecticut?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.
See which compliance analyst employers are hiring and sponsoring visas in Connecticut right now.
Search Compliance Analyst Jobs in Connecticut