Compliance Analyst Jobs in Austin, TX
Compliance analyst jobs in Austin are in strong demand, concentrated in the Domain, Downtown, and the South Congress corridor across fintech, banking, healthcare, and tech. Employers hiring right now include NOVOGRADAC & COMPANY, 49 Financial, and Tesla. See the openings below and apply to the ones that match your experience.
Find Compliance Analyst JobsOverview
Open roles83
Top employerNOVOGRADAC & COMPANY
Work type49% Remote
Top credentialHigh school diploma or GED
Companies hiring12
Showing 5 of 83+ Compliance Analyst jobs
Compliance Analyst, Investment Advisory
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Added 4d ago
49 Financial
Compliance Analyst, Investment Advisory
Austin, Texas
Added 4d ago
Compliance Analyst, Operations
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Added 4d ago
49 Financial
Compliance Analyst, Operations
Austin, Texas
Added 4d ago
SR Compliance Analyst - Mission Plaza
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Added 6d ago
Foundation Communities
SR Compliance Analyst - Mission Plaza
Austin, Texas
Added 6d ago
Junior Property Compliance Analyst
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Added 1w ago
NOVOGRADAC & COMPANY
Junior Property Compliance Analyst
Austin, Texas
Added 1w ago
Senior Property Compliance Analyst
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Added 1w ago
NOVOGRADAC & COMPANY
Senior Property Compliance Analyst
Austin, Texas
Added 1w ago
Added 4d ago
Compliance Analyst, Investment Advisory
49 Financial·Austin, Texas
Job functions:
Remote (US)
Bachelor's degree in finance
201-500 employees
Job Description
About Three Strands
Three Strands Group is the portfolio company that houses 49 Financial, The Collective, and Alongside. It serves as the shared services organization for the portfolio, providing the operational foundation that supports each business across the platform. By centralizing key business functions, Three Strands Group creates consistency, drives operational excellence, and enables each organization to focus on serving its clients while benefiting from the strength and efficiency of a shared infrastructure.
Position Summary
The Compliance Analyst, Investment Advisory, supports the regulatory compliance programs of three SEC-registered investment advisory firms operating under the Three Strands entity. This role is responsible for compliance monitoring, regulatory testing, investment advisory oversight, and identifying and addressing potential regulatory risks. Working closely with the Regulatory Compliance Lead and Chief Compliance Officer, the Compliance Analyst helps ensure compliance programs remain effective and aligned with applicable regulatory requirements and internal policies.
Key Responsibilities
Regulatory Compliance & Testing
- Conduct ongoing compliance testing and monitoring across all three advisory firms.
- Assist in performing annual compliance reviews and firm-specific risk assessments.
- Review advisory accounts for compliance with investment objectives, client agreements, and firm policies.
- Perform periodic testing of advisory fee billing, trading activity, and other investment-related processes.
- Identify, document, and escalate potential compliance exceptions or deficiencies.
- Track corrective actions and assist with remediation efforts.
Investment & Product Compliance
- Assist with due diligence and compliance reviews of investment products, including alternative investments and private funds.
- Review investment-related disclosures and documentation for consistency with regulatory requirements.
- Support oversight of investment managers, subadvisors, and third-party investment platforms.
- Assist in identifying and evaluating potential conflicts of interest related to investment recommendations, compensation arrangements, and business relationships.
Regulatory Administration & Reporting
- Support the preparation and maintenance of Form ADV and other regulatory disclosures.
- Assist with SEC examinations, regulatory inquiries, and related document requests.
- Maintain accurate compliance testing records and supporting documentation.
- Assist in developing and updating compliance policies and procedures.
- Prepare periodic compliance testing summaries and reports for department leadership.
Core Competencies
- Alignment with The Collective’s values and culture
- Professionalism, integrity, and discretion in all interactions
- Accountability for execution, outcomes, and follow-through
- Strong organizational and time-management skills
- Clear, professional written and verbal communication
- Ability to work independently while contributing effectively in a collaborative team environment
- Sound judgment and the ability to maintain confidentiality
- Adherence to company policies, procedures, and applicable laws and regulations
- Attention to detail and commitment to quality and accuracy
Qualifications
- Bachelor's degree in Finance, Business Administration, Compliance, or a related field.
- 2 – 4 years of experience in financial services compliance, investment advisory operations, or a related field.
- General knowledge of SEC-registered investment advisers and regulatory requirements. Prefer direct experience.
- Strong analytical, organizational, and problem-solving skills with attention to detail.
- Ability to identify compliance risks, communicate findings, and manage multiple priorities independently.
- Proficiency in Microsoft Office, particularly Excel.
- Prefer familiarity with Form ADV, compliance testing, advisory fees, and SEC recordkeeping requirements.
- Prefer experience with investment advisory accounts, alternative investments, or compliance management systems.
- Preferred experience with Custodian Platforms and Account Aggregation Systems. like BlackDiamond.
Work Environment
- Prolonged periods of sitting and working at a computer
- Occasional standing, walking, or lifting up to 20 pounds
- Travel Expectations: 10%
What We Offer
- Medical – 4 levels of coverage to choose from with employer contribution
- Dental – 2 levels of coverage to choose from
- Vision – 2 levels of coverage to choose from
- 401k plan and match
- Basic Life/AD&D coverage for all full-time employees at no cost (with options to purchase additional coverage)
- Short-Term Disability coverage for all full-time employees at no cost
- Long-Term Disability coverage
- HSA contribution match
- FSA/Dependent Care
- Unlimited PTO
Compliance & Professional Conduct
Employees in this role are expected to comply with all company policies, including the Code of Conduct, confidentiality requirements, Employee Handbook, and all applicable federal, state, and local laws and regulations relevant to the role and the financial services industry.
Disclaimer
Three Strands is an equal opportunity employer committed to fostering a diverse and inclusive workplace, free from discrimination and harassment. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, national origin, age, marital status, veteran status, disability, or any other protected status. We value diversity of thought and background and strive to create an environment where all employees are respected and provided with opportunities to succeed. We encourage individuals of all backgrounds to apply for employment opportunities with us.
The above job description is intended to describe the general nature and level of work being performed by individuals in this position. It is not intended to be an exhaustive list of all the exact responsibilities, duties, and skills required. Management reserves the right to modify, add, or remove content, as necessary. Employment is at-will.
49 Financial
Compliance Analyst, Investment Advisory
Austin, Texas
Added 4d ago201-500 employees
Job functions:
Remote (US)
Bachelor's degree in finance
Job Description
About Three Strands
Three Strands Group is the portfolio company that houses 49 Financial, The Collective, and Alongside. It serves as the shared services organization for the portfolio, providing the operational foundation that supports each business across the platform. By centralizing key business functions, Three Strands Group creates consistency, drives operational excellence, and enables each organization to focus on serving its clients while benefiting from the strength and efficiency of a shared infrastructure.
Position Summary
The Compliance Analyst, Investment Advisory, supports the regulatory compliance programs of three SEC-registered investment advisory firms operating under the Three Strands entity. This role is responsible for compliance monitoring, regulatory testing, investment advisory oversight, and identifying and addressing potential regulatory risks. Working closely with the Regulatory Compliance Lead and Chief Compliance Officer, the Compliance Analyst helps ensure compliance programs remain effective and aligned with applicable regulatory requirements and internal policies.
Key Responsibilities
Regulatory Compliance & Testing
- Conduct ongoing compliance testing and monitoring across all three advisory firms.
- Assist in performing annual compliance reviews and firm-specific risk assessments.
- Review advisory accounts for compliance with investment objectives, client agreements, and firm policies.
- Perform periodic testing of advisory fee billing, trading activity, and other investment-related processes.
- Identify, document, and escalate potential compliance exceptions or deficiencies.
- Track corrective actions and assist with remediation efforts.
Investment & Product Compliance
- Assist with due diligence and compliance reviews of investment products, including alternative investments and private funds.
- Review investment-related disclosures and documentation for consistency with regulatory requirements.
- Support oversight of investment managers, subadvisors, and third-party investment platforms.
- Assist in identifying and evaluating potential conflicts of interest related to investment recommendations, compensation arrangements, and business relationships.
Regulatory Administration & Reporting
- Support the preparation and maintenance of Form ADV and other regulatory disclosures.
- Assist with SEC examinations, regulatory inquiries, and related document requests.
- Maintain accurate compliance testing records and supporting documentation.
- Assist in developing and updating compliance policies and procedures.
- Prepare periodic compliance testing summaries and reports for department leadership.
Core Competencies
- Alignment with The Collective’s values and culture
- Professionalism, integrity, and discretion in all interactions
- Accountability for execution, outcomes, and follow-through
- Strong organizational and time-management skills
- Clear, professional written and verbal communication
- Ability to work independently while contributing effectively in a collaborative team environment
- Sound judgment and the ability to maintain confidentiality
- Adherence to company policies, procedures, and applicable laws and regulations
- Attention to detail and commitment to quality and accuracy
Qualifications
- Bachelor's degree in Finance, Business Administration, Compliance, or a related field.
- 2 – 4 years of experience in financial services compliance, investment advisory operations, or a related field.
- General knowledge of SEC-registered investment advisers and regulatory requirements. Prefer direct experience.
- Strong analytical, organizational, and problem-solving skills with attention to detail.
- Ability to identify compliance risks, communicate findings, and manage multiple priorities independently.
- Proficiency in Microsoft Office, particularly Excel.
- Prefer familiarity with Form ADV, compliance testing, advisory fees, and SEC recordkeeping requirements.
- Prefer experience with investment advisory accounts, alternative investments, or compliance management systems.
- Preferred experience with Custodian Platforms and Account Aggregation Systems. like BlackDiamond.
Work Environment
- Prolonged periods of sitting and working at a computer
- Occasional standing, walking, or lifting up to 20 pounds
- Travel Expectations: 10%
What We Offer
- Medical – 4 levels of coverage to choose from with employer contribution
- Dental – 2 levels of coverage to choose from
- Vision – 2 levels of coverage to choose from
- 401k plan and match
- Basic Life/AD&D coverage for all full-time employees at no cost (with options to purchase additional coverage)
- Short-Term Disability coverage for all full-time employees at no cost
- Long-Term Disability coverage
- HSA contribution match
- FSA/Dependent Care
- Unlimited PTO
Compliance & Professional Conduct
Employees in this role are expected to comply with all company policies, including the Code of Conduct, confidentiality requirements, Employee Handbook, and all applicable federal, state, and local laws and regulations relevant to the role and the financial services industry.
Disclaimer
Three Strands is an equal opportunity employer committed to fostering a diverse and inclusive workplace, free from discrimination and harassment. We do not discriminate on the basis of race, color, religion, sex, gender identity, sexual orientation, national origin, age, marital status, veteran status, disability, or any other protected status. We value diversity of thought and background and strive to create an environment where all employees are respected and provided with opportunities to succeed. We encourage individuals of all backgrounds to apply for employment opportunities with us.
The above job description is intended to describe the general nature and level of work being performed by individuals in this position. It is not intended to be an exhaustive list of all the exact responsibilities, duties, and skills required. Management reserves the right to modify, add, or remove content, as necessary. Employment is at-will.
See All 83 Compliance Analyst Jobs in Austin
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Find Compliance Analyst JobsCompliance Analyst Job Market in Austin
Who's Hiring
- NOVOGRADAC & COMPANY17
- 49 Financial11
- Tesla6
- CesiumAstro6
- Akraya6
Top Industries Hiring
- Technology & Software
Compliance Analyst Jobs in Austin: Frequently Asked Questions
How do I get a compliance analyst job in Austin?
Focus your search on Austin's fintech and payments companies, regional and national banks with local operations, healthcare systems, and the city's growing insurtech sector. Roles concentrate in the Domain and Downtown. Candidates with experience in regulatory frameworks relevant to financial services or healthcare, plus familiarity with Texas-specific regulatory environments, stand out in Austin's market over generalist applicants.
Which companies hire compliance analysts in Austin?
Austin compliance analyst roles are posted by NOVOGRADAC & COMPANY, 49 Financial, and Tesla and others right now, based on current listings on Migrate Mate as of November 2026. Austin's hiring mix includes large financial institutions with regional headquarters, fast-growing fintech startups, health systems, and enterprise tech companies with dedicated legal and compliance functions.
Are there remote compliance analyst jobs in Austin?
Yes, though it depends on the role: analytical and policy-focused compliance work tends to be more remote-friendly, while positions requiring on-site audits, physical document review, or direct regulatory liaison are typically in-office. About 87% of compliance analyst openings tied to Austin are remote or hybrid as of November 2026. Financial services and tech employers in Austin post the highest share of flexible arrangements.
How can I get a compliance analyst job in Austin with little or no experience?
The most realistic entry path in Austin is through compliance coordinator or junior analyst roles at mid-size fintech companies and regional banks, which often hire candidates from paralegal, finance, or audit backgrounds. Austin's large healthcare systems also hire compliance assistants who move into analyst roles. Earning a CRCM or completing a compliance certificate program gives entry-level candidates a concrete edge over applicants with no credentials.
Which industries hire the most compliance analysts in Austin?
Austin compliance analyst roles concentrate in Technology & Software, based on current listings on Migrate Mate as of November 2026. Austin's rapid growth as a financial technology hub, combined with its established healthcare system and large enterprise tech presence, drives consistent compliance hiring across all three sectors.
See All 83 Compliance Analyst Jobs in Austin
Find roles in Austin that match your experience and apply in just a few clicks.
Find Compliance Analyst Jobs