Compliance Analyst Jobs
Compliance Analyst jobs are open across financial services, healthcare, technology, and energy, from entry-level analyst to senior and manager roles, with specializations in regulatory affairs, AML and fraud, and data privacy. Find a role that fits from the openings below and apply directly.
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INTRODUCTION
Carta is the connected platform and AI-native ecosystem for private capital. Built to replace fragmented tools with a single system of record, Carta brings together the software, services, and legal infrastructure that founders use to manage equity, fund managers use to run administration and reporting, and legal teams use to close transactions. Trusted by 55,000 companies and 1.8M+ equity holders in 160+ countries, and 10,000 funds and SPVs representing $250B+ in assets under management, Carta is transforming how private capital operates. Recognized by Fortune, Forbes, Fast Company, Inc. and Great Places to Work.
THE TEAM YOU'LL WORK WITH
You'll be joining our Inbound Compliance team. This team sits at the front line of Carta's compliance function — managing the intake and resolution of KYC requests on behalf of some of the world's leading asset managers and private equity firms. You'll work in a high-volume, client-facing environment where accuracy, speed, and regulatory fluency aren't optional — they're the baseline.
THE PROBLEMS YOU'LL SOLVE
At Carta, Our Employees Set Out On a Mission To Unlock The Power Of Equity Ownership For More People In More Places. We Believe That The Problems We Solve Today Unlock The Opportunities Of Tomorrow. As a KYC Analyst – Inbound Compliance, You'll Work To:
- Own the KYC request lifecycle. Manage the intake, processing, and timely resolution of inbound KYC requests from clients and their counterparties — ensuring nothing falls through the cracks and every response meets the standard.
- Be the client's compliance guide. Serve as the primary point of contact for KYC inquiries, giving clients clear, confident answers on global KYC requirements so they can move their transactions forward.
- Uphold the regulatory bar. Review and validate KYC documentation for completeness, accuracy, and compliance with AML, KYC, and applicable international frameworks — and make the call when something doesn't pass muster.
- Keep records airtight. Maintain accurate, up-to-date records of all KYC requests and documentation in Carta's systems — so the team always has a clean audit trail.
- Stay ahead of a moving target. Monitor evolving KYC/AML regulations globally and apply updated requirements to daily work, ensuring Carta's compliance posture keeps pace with regulatory change.
ABOUT YOU
- Detail-oriented under pressure. You catch what others miss — and you do it consistently, even when managing a high volume of concurrent requests against tight deadlines.
- Confident and client-ready. You can hold your own in KYC conversations with senior stakeholders and counterparties — assertive, professional, and knowing when to escalate versus when to resolve.
- 1-2+ years of regulatory experience. You have a working understanding of global KYC and AML frameworks and can apply them practically, not just cite them. AML/KYC certifications (ICA, ACAMS) are a plus but not required.
- A proactive decision-maker. You don't wait to be told what to do — you assess the situation, apply the right framework, and move forward with minimal supervision.
- Experienced in complex legal entities. Prior exposure to corporate banking, a legal service provider, or a fund compliance environment is a strong plus — particularly familiarity with offshore jurisdictions like Cayman or Luxembourg.
At Carta, you're not just an employee. You're a builder who is creating infrastructure that accelerates innovation and empowers more ownership. Cartans are helpful, relentless, unconventional and kind; representing Carta's Identity Traits. They work collaboratively and cross-functionally to challenge the status quo; working towards a common goal of creating more owners in the private markets.
SALARY
Benefits
Carta's compensation package includes a market competitive salary, equity for all full time roles, exceptional benefits, and, for applicable roles, commissions plans. Our compensation range for this role is:
- $53,635 - $67,065 in New Jersey (hourly rate of $25.76 - $32.24)
- $63,100 - $78,900 in New York (hourly rate of $30.34 - $37.93)
- $63,100 - $78,900 in San Francisco (hourly rate of $30.34 - $37.93)
- $59,945 - $74,955 in Seattle (hourly rate of $28.82 - $36.04)
Annualized salary based on estimated 40 hour hours per week before overtime. Final offers may vary from the amount listed based on geography, candidate experience and expertise, and other factors. We are hiring for multiple levels and locations, so final offers may vary from the amounts listed based on geography, experience and expertise, and other factors.
DISCLOSURES
We are an equal opportunity employer and are committed to providing a positive interview experience for every candidate. If accommodations due to a disability or medical condition are needed, please connect with the talent partner via email.
Carta uses E-Verify in the United States for employment authorization. See the E-Verify and Department of Justice websites for more details.
For information on our data privacy policies, see Privacy, CA Candidate Privacy, and Brazil Transparency Report.
Please note that all official communications from us will come from an @carta.com or @carta-external.com domain. Report any contact from unapproved domains to security@carta.com.
INTRODUCTION
Carta is the connected platform and AI-native ecosystem for private capital. Built to replace fragmented tools with a single system of record, Carta brings together the software, services, and legal infrastructure that founders use to manage equity, fund managers use to run administration and reporting, and legal teams use to close transactions. Trusted by 55,000 companies and 1.8M+ equity holders in 160+ countries, and 10,000 funds and SPVs representing $250B+ in assets under management, Carta is transforming how private capital operates. Recognized by Fortune, Forbes, Fast Company, Inc. and Great Places to Work.
THE TEAM YOU'LL WORK WITH
You'll be joining our Inbound Compliance team. This team sits at the front line of Carta's compliance function — managing the intake and resolution of KYC requests on behalf of some of the world's leading asset managers and private equity firms. You'll work in a high-volume, client-facing environment where accuracy, speed, and regulatory fluency aren't optional — they're the baseline.
THE PROBLEMS YOU'LL SOLVE
At Carta, Our Employees Set Out On a Mission To Unlock The Power Of Equity Ownership For More People In More Places. We Believe That The Problems We Solve Today Unlock The Opportunities Of Tomorrow. As a KYC Analyst – Inbound Compliance, You'll Work To:
- Own the KYC request lifecycle. Manage the intake, processing, and timely resolution of inbound KYC requests from clients and their counterparties — ensuring nothing falls through the cracks and every response meets the standard.
- Be the client's compliance guide. Serve as the primary point of contact for KYC inquiries, giving clients clear, confident answers on global KYC requirements so they can move their transactions forward.
- Uphold the regulatory bar. Review and validate KYC documentation for completeness, accuracy, and compliance with AML, KYC, and applicable international frameworks — and make the call when something doesn't pass muster.
- Keep records airtight. Maintain accurate, up-to-date records of all KYC requests and documentation in Carta's systems — so the team always has a clean audit trail.
- Stay ahead of a moving target. Monitor evolving KYC/AML regulations globally and apply updated requirements to daily work, ensuring Carta's compliance posture keeps pace with regulatory change.
ABOUT YOU
- Detail-oriented under pressure. You catch what others miss — and you do it consistently, even when managing a high volume of concurrent requests against tight deadlines.
- Confident and client-ready. You can hold your own in KYC conversations with senior stakeholders and counterparties — assertive, professional, and knowing when to escalate versus when to resolve.
- 1-2+ years of regulatory experience. You have a working understanding of global KYC and AML frameworks and can apply them practically, not just cite them. AML/KYC certifications (ICA, ACAMS) are a plus but not required.
- A proactive decision-maker. You don't wait to be told what to do — you assess the situation, apply the right framework, and move forward with minimal supervision.
- Experienced in complex legal entities. Prior exposure to corporate banking, a legal service provider, or a fund compliance environment is a strong plus — particularly familiarity with offshore jurisdictions like Cayman or Luxembourg.
At Carta, you're not just an employee. You're a builder who is creating infrastructure that accelerates innovation and empowers more ownership. Cartans are helpful, relentless, unconventional and kind; representing Carta's Identity Traits. They work collaboratively and cross-functionally to challenge the status quo; working towards a common goal of creating more owners in the private markets.
SALARY
Benefits
Carta's compensation package includes a market competitive salary, equity for all full time roles, exceptional benefits, and, for applicable roles, commissions plans. Our compensation range for this role is:
- $53,635 - $67,065 in New Jersey (hourly rate of $25.76 - $32.24)
- $63,100 - $78,900 in New York (hourly rate of $30.34 - $37.93)
- $63,100 - $78,900 in San Francisco (hourly rate of $30.34 - $37.93)
- $59,945 - $74,955 in Seattle (hourly rate of $28.82 - $36.04)
Annualized salary based on estimated 40 hour hours per week before overtime. Final offers may vary from the amount listed based on geography, candidate experience and expertise, and other factors. We are hiring for multiple levels and locations, so final offers may vary from the amounts listed based on geography, experience and expertise, and other factors.
DISCLOSURES
We are an equal opportunity employer and are committed to providing a positive interview experience for every candidate. If accommodations due to a disability or medical condition are needed, please connect with the talent partner via email.
Carta uses E-Verify in the United States for employment authorization. See the E-Verify and Department of Justice websites for more details.
For information on our data privacy policies, see Privacy, CA Candidate Privacy, and Brazil Transparency Report.
Please note that all official communications from us will come from an @carta.com or @carta-external.com domain. Report any contact from unapproved domains to security@carta.com.
Compliance Analyst Jobs by Experience Level
Top Cities Hiring Compliance Analysts
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Find Compliance Analyst JobsCompliance Analyst Job Market
Who's Hiring
- CVS Health38
- The MIL Corporation25T
- Northrop Grumman9N
- Regions Financial5
- NOVOGRADAC & COMPANY5N
Top Industries Hiring
- Technology & Software39
- Banking & Financial Services27
- Healthcare & Medical Services20
- Investment & Asset Management14
- Consulting & Professional Services14
What Employers Look For
The qualifications that appear most often in compliance analyst jobs.
- Bachelor's degree in finance, business, law, or a related field
- Experience interpreting and applying regulatory requirements such as SOX, HIPAA, or BSA
- Proficiency with compliance management software and GRC platforms
- Relevant certification such as CRCM, CCEP, CAMS, or CFE preferred
- Strong written communication skills for policy documentation and regulatory reporting
- Ability to conduct internal audits, gap analyses, and risk assessments
Tips for Your Compliance Analyst Job Search
Tailor your resume to the regulation
Compliance analyst roles vary significantly by regulatory framework. Highlight the specific regimes you know, whether SOX, HIPAA, BSA, or GDPR, in your resume summary and experience bullets. Generic compliance language gets filtered out fast.
Earn certifications before you apply
Certifications like CRCM, CCEP, or CAMS move your resume to the top of shortlists in banking and healthcare hiring. List them above your work history. If you're studying for one, include the expected completion date so recruiters see it immediately.
Apply early to roles that fit
Migrate Mate lists compliance analyst openings from across the United States in one place, so you can find roles that match and apply directly to each listing.
Target job titles with precision
The same role is posted as compliance analyst, compliance specialist, regulatory analyst, and risk and compliance associate. Search all four variations. You'll surface openings that identical keyword searches miss, especially at smaller firms and regional banks.
Show your case work in interviews
Compliance hiring managers want to know how you handled a real regulatory issue, not just that you know the rules. Prepare two or three structured examples describing the violation or gap, the steps you took, and the outcome for the business.
Negotiate using scope, not just title
When an offer comes in, ask about the regulatory scope of the role: the number of jurisdictions, product lines covered, and whether the team is growing. Broader scope is leverage for a stronger starting package and faster promotion eligibility.
Compliance Analyst Jobs: Frequently Asked Questions
Which companies are hiring the most compliance analysts?
The companies hiring the most compliance analysts right now include CVS Health, The MIL Corporation, and Northrop Grumman, with the largest share of openings in Texas, California, and Florida, based on current listings on Migrate Mate as of August 2026. Financial services, healthcare systems, and large technology firms consistently account for the highest volume of compliance analyst postings.
How many compliance analyst jobs are remote?
About 60% of compliance analyst openings are fully remote or hybrid as of August 2026, making it one of the more flexible roles in financial and legal operations. Sub-specialties like data privacy compliance and third-party risk management tend to offer the highest share of fully remote positions, while roles tied to on-site audits or regulated trading floors are more likely to require in-person presence.
How do you become a compliance analyst?
Start with a bachelor's degree in business, finance, accounting, or law, then focus on learning the regulatory framework most relevant to your target industry, such as BSA and AML for banking or HIPAA for healthcare. Entry-level roles in audit, risk, or legal operations are strong launching points. Earning a certification like CRCM or CCEP early significantly improves your candidacy for analyst roles at regulated institutions.
Can you get a compliance analyst job with little or no experience?
Yes, entry-level compliance analyst roles exist specifically for candidates coming from internships, audit support positions, or adjacent fields like paralegal work or financial operations. Employers in this segment prioritize attention to detail, familiarity with regulatory language, and any direct exposure to policy documentation or internal controls over years of dedicated compliance experience. A relevant certification accelerates the transition considerably.
What does the compliance analyst interview process look like?
Most compliance analyst interview processes include an initial screening call focused on your regulatory background, followed by one or two rounds with the hiring manager and a senior compliance officer. Expect behavioral questions about how you identified and escalated a compliance issue, along with scenario-based questions testing your knowledge of the relevant regulatory framework. Some employers add a written exercise asking you to review a sample policy or flag a fictional compliance gap.
Where can I find and apply to compliance analyst jobs?
You can find and apply to compliance analyst jobs on Migrate Mate, which lists current openings from across the United States in one place. Find roles that match your background and apply directly to each listing. No detours, no middlemen, just the open roles and a direct path to applying.
See All 758+ Compliance Analyst Jobs
Find roles that match your experience and apply in just a few clicks.
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