E-3 Visa Risk Management Lead Jobs
Risk Management Lead roles qualify for E-3 visa sponsorship as specialty occupations requiring a relevant bachelor's degree or higher. Australian professionals can secure two-year renewable status with no lottery and no annual cap, making this one of the more straightforward U.S. work visa pathways for senior risk professionals.
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Get Access To All JobsINTRODUCTION
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Wealth Management Solutions Registered Investment Adviser (RIA) Compliance Lead - Vice President within Compliance, Conduct and Operational Risk (CCOR), you will provide regulatory compliance guidance and support to the business, leveraging your deep regulatory knowledge and hands-on experience across both discretionary and non-discretionary investment advisory programs. You will serve as a trusted compliance partner, working proactively to maintain, enhance, and develop an effective control environment. In addition, you will work closely with business leaders and Legal to ensure that all practices, controls, products, and services meet both the letter and spirit of applicable laws and regulations.
In this role, you'll bring your deep regulatory knowledge and hands-on experience in discretionary and non-discretionary investment management programs to serve as a trusted compliance partner to the business.
JOB RESPONSIBILITIES
- Serve as a go-to resource for the line of business, delivering regular compliance advice to help teams navigate the fiduciary regulatory landscape with confidence.
- Draft and reviewing Compliance policies, standards and bulletins to support awareness of requirements.
- Conduct required Securities and Exchange Commission (SEC) annual compliance review.
- Document and maintaining Compliance-owned procedures.
- Work with Compliance partners to provide the business clear, actionable compliance guidance on regulatory matters and emerging risks — for both existing offerings and new products and services in development.
- Evaluate investment management controls within JPM Wealth Management Solutions and drive opportunities for continuous improvement.
- Build strong partnerships with legal, risk, and operational partners to develop a thorough understanding of operational and regulatory risks within a complex environment.
BASIC QUALIFICATIONS
- 10+ years of compliance experience in investment advisory
- Extensive knowledge of SEC regulations (e.g., Advisers Act, Compliance Rule), wrap-specific risks, and Form ADV disclosure and delivery requirements
- Pro-active, motivated and enthusiastic
- Strong leadership skills with experience in cross-functional teams and policy development
- Excellent analytical skills
- Experience using the MS Suite of products
- Ability to work both independently and as a core team member
About us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
ABOUT THE TEAM
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
INTRODUCTION
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Wealth Management Solutions Registered Investment Adviser (RIA) Compliance Lead - Vice President within Compliance, Conduct and Operational Risk (CCOR), you will provide regulatory compliance guidance and support to the business, leveraging your deep regulatory knowledge and hands-on experience across both discretionary and non-discretionary investment advisory programs. You will serve as a trusted compliance partner, working proactively to maintain, enhance, and develop an effective control environment. In addition, you will work closely with business leaders and Legal to ensure that all practices, controls, products, and services meet both the letter and spirit of applicable laws and regulations.
In this role, you'll bring your deep regulatory knowledge and hands-on experience in discretionary and non-discretionary investment management programs to serve as a trusted compliance partner to the business.
JOB RESPONSIBILITIES
- Serve as a go-to resource for the line of business, delivering regular compliance advice to help teams navigate the fiduciary regulatory landscape with confidence.
- Draft and reviewing Compliance policies, standards and bulletins to support awareness of requirements.
- Conduct required Securities and Exchange Commission (SEC) annual compliance review.
- Document and maintaining Compliance-owned procedures.
- Work with Compliance partners to provide the business clear, actionable compliance guidance on regulatory matters and emerging risks — for both existing offerings and new products and services in development.
- Evaluate investment management controls within JPM Wealth Management Solutions and drive opportunities for continuous improvement.
- Build strong partnerships with legal, risk, and operational partners to develop a thorough understanding of operational and regulatory risks within a complex environment.
BASIC QUALIFICATIONS
- 10+ years of compliance experience in investment advisory
- Extensive knowledge of SEC regulations (e.g., Advisers Act, Compliance Rule), wrap-specific risks, and Form ADV disclosure and delivery requirements
- Pro-active, motivated and enthusiastic
- Strong leadership skills with experience in cross-functional teams and policy development
- Excellent analytical skills
- Experience using the MS Suite of products
- Ability to work both independently and as a core team member
About us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
ABOUT THE TEAM
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
See all 186+ Risk Management Lead jobs
Sign up for free to unlock all listings, filter by visa type, and get alerts for new Risk Management Lead roles.
Get Access To All JobsTips for Finding E-3 Visa Sponsorship as a Risk Management Lead
Translate your Australian credentials for U.S. employers
Risk qualifications from RMIA or AICD carry weight, but U.S. hiring managers may not recognize them immediately. Frame your credentials alongside their U.S. equivalents, such as RIMS-CRMP or PRM, in your resume and cover materials.
Target financial services and enterprise tech firms
Banks, insurers, fintech platforms, and large technology companies routinely file LCAs for Risk Management Lead roles. These industries have established E-3 sponsorship workflows and legal teams already familiar with the process, reducing friction at the offer stage.
Confirm specialty occupation fit before accepting an offer
Your offer letter must describe duties that require a specific bachelor's degree field, not just any degree. If a job description says 'degree preferred' or accepts unrelated fields, the role may not clear the E-3 specialty occupation standard at the consulate.
Use Migrate Mate's E-3 filing service for LCA and consulate prep
The LCA must be certified by DOL before your visa interview, and the supporting documentation package is detailed. Use Migrate Mate's E-3 filing service to handle your LCA and visa paperwork so nothing is missing when you sit down at the consulate.
Clarify the prevailing wage level with your employer early
DOL requires your employer to pay the prevailing wage for the role's location and SOC code. For Risk Management Lead positions, wage levels vary significantly by metro area, so confirm the offered salary meets the DOL wage requirement before your employer certifies the LCA.
Plan your consulate appointment around your start date
E-3 visas are granted at Australian consulates, not through USCIS. Sydney, Melbourne, and Perth have different appointment availability, so book your interview slot as soon as your LCA is certified to avoid delays that push back your agreed U.S. start date.
Risk Management Lead jobs are hiring across the US. Find yours.
Find Risk Management Lead JobsRisk Management Lead E-3 Visa: Frequently Asked Questions
How do I find Risk Management Lead jobs with E-3 visa sponsorship?
Migrate Mate is built specifically for this search. You can filter for Risk Management Lead roles where employers have active E-3 or LCA sponsorship history, so you're not cold-applying to companies that have never sponsored an Australian professional. Searching without that filter wastes time on roles that will stall at the offer stage.
How much does it cost to get an E-3 visa?
Migrate Mate's E-3 filing service covers the entire process for $499, including the Labor Condition Application, visa document preparation, and consulate appointment guidance. Traditional immigration lawyers charge $2,000–$5,000+ for the same work. The E-3 has less paperwork than most work visas, so paying thousands for legal help is usually unnecessary.
Does a Risk Management Lead role qualify as a specialty occupation for the E-3?
Yes, in most cases. The E-3 requires that the role normally requires at least a bachelor's degree in a specific field such as risk management, finance, business, or a related discipline. Roles with well-defined analytical and oversight duties typically satisfy this standard. Generic management titles with vague degree requirements are more likely to face scrutiny at the consulate, so the job description language matters.
How does the E-3 visa compare to the H-1B for a Risk Management Lead?
The E-3 has two structural advantages over the H-1B for this role: no lottery and no annual cap. H-1B selection is random, so even a strong candidate with a qualifying offer may wait years. The E-3 lets you apply as soon as you have a certified LCA and a job offer, with consulate interviews often available within weeks. The trade-off is that the E-3 is available only to Australian citizens.
Can I change employers if I'm already in the U.S. on an E-3?
Yes, but the E-3 is employer-specific, so your new employer must file a fresh LCA and you'll need to either return to Australia for a new visa stamp or, in some cases, apply for a change of status within the U.S. You can't simply transfer the existing visa. Starting the process well before your last day with the current employer avoids any gap in authorized work status.
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