Investment Management Green Card Sponsorship Jobs in North Carolina
North Carolina's investment management sector spans Charlotte's major financial institutions, Raleigh-Durham's growing asset management firms, and regional wealth advisory practices. Companies including Wells Fargo, Truist Financial, and Fidelity Investments have sponsored Green Cards for portfolio managers, analysts, and quantitative professionals, making NC a realistic target for international candidates pursuing permanent residency in this industry.
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Get Access To All JobsThis position provides securities licensed administrative support to Your Journey Financial Advisors. This position serves as a resource to Financial Advisors and client/members in handling, researching and communicating inquiries regarding their accounts and supports the daily brokerage operations of the practice, including, but not limited to: new account processing, account servicing, operational support, advisor/client support, process improvement, utilizing Thrivent Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The Securities Client Service Administrator reports to and is employed by Your Journey Financial Advisors.
This is a full-time in-person position sitting out of either the Charlotte, Gastonia, or Hickory office. Compensation is $60,000-80,000 annually dependent upon active licensure and experience. Benefits include health insurance, 401K plus match, PTO, holiday pay, and annual bonus eligibility.
Position Roles/Responsibilities/Accountabilities
- Facilitate brokerage account openings, onboarding, and account transfers while ensuring all documentation is complete, accurate, and compliant with firm and regulatory requirements.
- Process account servicing transactions, including beneficiary updates, ownership changes, contact information updates, trust/entity account changes, retirement account transactions, and asset movement requests.
- Support brokerage transactions such as distributions, deposits, stock gifts, and other account-related requests.
- Prepare for upcoming advisor and client appointments by ensuring account information and required documentation are in order.
- Serve as the primary point of contact for operational inquiries, proactively communicating account status, outstanding items, and service updates.
- Resolve account and operational issues by partnering with advisors, clients, custodians, and home office teams.
- Monitor workflows, maintain accurate records, and support compliance, audit, and documentation requirements.
- Deliver exceptional advisor and client service while providing backup support to ensure business continuity.
- Identify process improvement opportunities, document best practices, support team training, and contribute to initiatives that enhance the advisor and client experience.
Position Qualifications
- Must hold FINRA Series 7 and 66 licenses (or Series 7, 63, and 65 combination) and maintain registration in all states where support is provided for Your Journey Financial Advisors.
- 3+ years of experience in brokerage, wealth management, RIA, or financial services operations.
- Strong knowledge of brokerage account servicing, investment operations, and advisory account structures.
- Demonstrated ability to manage multiple priorities, meet deadlines, and maintain a high level of accuracy and attention to detail.
- Strong technical aptitude, including proficiency with business systems, technology platforms, and operational tools.
- Excellent written and verbal communication skills with a client-focused approach to service, responsiveness, and problem-solving.
Preferred
- Experience with Envestnet, brokerage trading platforms, and related technology solutions.
- Experience supporting financial advisors and high-net-worth clients.
- Familiarity with Thrivent operational systems, processes, and service models.
As part of Your Journey Financial Advisors' recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission to the Federal Bureau of Investigation for review against nationwide fingerprint records.
All persons with securities registrations are subject to TIMI’s Outside Securities Accounts Policy which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI.
Pay Transparency
Thrivent provides Equal Employment Opportunity (EEO) without regard to race, religion, color, sex, gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected by applicable local, state, or federal law. This policy applies to all employees and job applicants.
Thrivent is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation, please let us know by sending an email to human.resources@thrivent.com or call 800-847-4836 and request Human Resources.
This position provides securities licensed administrative support to Your Journey Financial Advisors. This position serves as a resource to Financial Advisors and client/members in handling, researching and communicating inquiries regarding their accounts and supports the daily brokerage operations of the practice, including, but not limited to: new account processing, account servicing, operational support, advisor/client support, process improvement, utilizing Thrivent Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The Securities Client Service Administrator reports to and is employed by Your Journey Financial Advisors.
This is a full-time in-person position sitting out of either the Charlotte, Gastonia, or Hickory office. Compensation is $60,000-80,000 annually dependent upon active licensure and experience. Benefits include health insurance, 401K plus match, PTO, holiday pay, and annual bonus eligibility.
Position Roles/Responsibilities/Accountabilities
- Facilitate brokerage account openings, onboarding, and account transfers while ensuring all documentation is complete, accurate, and compliant with firm and regulatory requirements.
- Process account servicing transactions, including beneficiary updates, ownership changes, contact information updates, trust/entity account changes, retirement account transactions, and asset movement requests.
- Support brokerage transactions such as distributions, deposits, stock gifts, and other account-related requests.
- Prepare for upcoming advisor and client appointments by ensuring account information and required documentation are in order.
- Serve as the primary point of contact for operational inquiries, proactively communicating account status, outstanding items, and service updates.
- Resolve account and operational issues by partnering with advisors, clients, custodians, and home office teams.
- Monitor workflows, maintain accurate records, and support compliance, audit, and documentation requirements.
- Deliver exceptional advisor and client service while providing backup support to ensure business continuity.
- Identify process improvement opportunities, document best practices, support team training, and contribute to initiatives that enhance the advisor and client experience.
Position Qualifications
- Must hold FINRA Series 7 and 66 licenses (or Series 7, 63, and 65 combination) and maintain registration in all states where support is provided for Your Journey Financial Advisors.
- 3+ years of experience in brokerage, wealth management, RIA, or financial services operations.
- Strong knowledge of brokerage account servicing, investment operations, and advisory account structures.
- Demonstrated ability to manage multiple priorities, meet deadlines, and maintain a high level of accuracy and attention to detail.
- Strong technical aptitude, including proficiency with business systems, technology platforms, and operational tools.
- Excellent written and verbal communication skills with a client-focused approach to service, responsiveness, and problem-solving.
Preferred
- Experience with Envestnet, brokerage trading platforms, and related technology solutions.
- Experience supporting financial advisors and high-net-worth clients.
- Familiarity with Thrivent operational systems, processes, and service models.
As part of Your Journey Financial Advisors' recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission to the Federal Bureau of Investigation for review against nationwide fingerprint records.
All persons with securities registrations are subject to TIMI’s Outside Securities Accounts Policy which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI.
Pay Transparency
Thrivent provides Equal Employment Opportunity (EEO) without regard to race, religion, color, sex, gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected by applicable local, state, or federal law. This policy applies to all employees and job applicants.
Thrivent is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation, please let us know by sending an email to human.resources@thrivent.com or call 800-847-4836 and request Human Resources.
Green Card Investment Management Job Roles in North Carolina
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Search Investment Management Jobs in North CarolinaInvestment Management Green Card Sponsorship Jobs in North Carolina: Frequently Asked Questions
Which investment management companies sponsor Green Card visas in North Carolina?
Charlotte-based financial institutions are the most active sponsors. Wells Fargo, Truist Financial, and Bank of America's asset management divisions have documented histories of Green Card sponsorship for investment professionals. In the Research Triangle, firms including Fidelity Investments and smaller registered investment advisors also file PERM applications for qualifying roles. Sponsorship depends on the specific role, the employer's internal HR policy, and whether the position meets specialty occupation criteria.
Which cities in North Carolina have the most investment management Green Card sponsorship jobs?
Charlotte is by far the largest market, anchored by major bank holding companies and their asset management subsidiaries. Raleigh and Durham have grown meaningfully as wealth management and fintech-adjacent firms expand in the Research Triangle. Greensboro has a smaller but established financial services presence. For international candidates, Charlotte offers the broadest concentration of employers with active Green Card sponsorship infrastructure already in place.
What types of investment management roles typically qualify for Green Card sponsorship in North Carolina?
Roles that consistently support Green Card sponsorship include portfolio managers, equity and fixed-income research analysts, quantitative analysts, risk managers, and compliance professionals with investment-specific expertise. These positions typically require a bachelor's degree or higher in finance, economics, mathematics, or a related field. Roles requiring specialized knowledge, such as derivatives modeling or ESG integration, are particularly well-suited for PERM-based sponsorship because the degree requirement is specific and defensible.
How do I find investment management Green Card sponsorship jobs in North Carolina?
Migrate Mate aggregates investment management jobs in North Carolina filtered specifically by Green Card sponsorship, so you can browse roles without manually screening hundreds of postings. The platform is built for international candidates and surfaces employers who have previously sponsored work authorization. Filtering by North Carolina and the investment management category on Migrate Mate is the most direct way to identify active openings from employers already familiar with the PERM and Green Card process.
Are there state-specific considerations for Green Card sponsorship in North Carolina's investment management industry?
North Carolina does not impose state-level immigration requirements on top of federal PERM and adjustment of status processes. However, investment management professionals in NC should be aware that many Charlotte employers have legal and compliance teams experienced with employment-based Green Cards, which can streamline the process. Candidates at smaller RIA firms outside Charlotte may encounter less institutional familiarity with PERM, so confirming an employer's prior sponsorship history before accepting an offer is worth doing.
What is the prevailing wage for Green Card investment management jobs in North Carolina?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.