Chief Compliance Officer Jobs in Texas
Chief Compliance Officer jobs in Texas are among the most active in the country, concentrated in financial services, energy, healthcare, and technology across a market that ranges from early-career compliance managers to senior executives overseeing enterprise-wide programs. Houston, Dallas, and Austin lead hiring volume, anchored by employers like JPMorgan Chase, ExxonMobil, and Dell Technologies, which maintain significant compliance functions in Texas. The most in-demand specializations include financial regulatory compliance, healthcare compliance, and data privacy and cybersecurity governance. Find a role that fits below and apply directly.
Find Chief Compliance Officer JobsOverview
Showing 5 of 14+ Chief Compliance Officer jobs
Come join one of America's fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures.
Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard.
We foster a collaborative environment with opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good.
Chief Compliance Officer
Job Summary
The Chief Compliance Officer (CCO) will lead and oversee the compliance program for NLG Capital, Inc. (the Firm), an SEC-registered investment adviser within the National Life Group family of companies. This senior leadership role is responsible for preparing and executing a forward-looking compliance strategy that ensures adherence to regulatory standards while enabling the Firm's continued growth across various asset markets—including CLO management, Private Credit, Asset-Backed Finance, and Commercial Real Estate investment strategies.
The CCO will partner closely with the Firm's leadership team, Board and Legal team to integrate compliance across both traditional insurance asset management and the Firm's expanding private markets platform. This position plays a critical role in supporting NLG Capital's strategic shift from public to private assets, providing practical, solutions-oriented compliance guidance that supports innovation while maintaining strong governance and fiduciary standards.
Primary Responsibilities
Strategic Compliance Leadership
- Define and execute a comprehensive compliance strategy aligned with NLG Capital's growth priorities, including private credit, CLO management, asset-backed finance, commercial real estate and other private markets.
- Partner with leadership to ensure compliance frameworks enable business objectives while maintaining regulatory integrity and investor confidence.
- Provide proactive guidance on compliance risks, regulatory developments, and industry trends—particularly those shaping private and alternative investments.
- Build and maintain a governance framework that spans both traditional insurance investments and private asset platforms.
Regulatory Oversight & Relationship Management
- Serve as the primary point of contact for the SEC and other regulatory bodies, overseeing examinations, inquiries, and communications.
- Ensure the timely and accurate completion of all regulatory filings (e.g., Form ADV, Rule 206(4)-7 annual reviews) and Board reporting.
- Monitor and interpret new and evolving regulations affecting investment activities, including private credit, structured finance, and real estate investment activities, ensuring the Firm remains prepared and compliant.
Program Development & Execution
- Lead the design, implementation, and continuous improvement of the Firm's compliance program, with specific focus on CLO management, private lending, and SPV oversight.
- Oversee investment compliance monitoring across public and private assets, ensuring that policies, investment mandates, and client restrictions are consistently met.
- Partner with investment and operations teams to develop compliance controls around credit underwriting, borrower diligence, and collateral management.
- Leverage data analytics and technology to streamline compliance monitoring and enhance transparency in private asset structures.
Risk Management & Oversight
- Collaborate with Legal, Risk, Operations, and Investments to integrate compliance within the Firm's broader risk management framework.
- Identify and address emerging compliance risks associated with illiquid investments, valuation practices, and complex deal structures.
Leadership & Culture
- Build and lead a high-performing compliance team with expertise across both private and traditional investment strategies.
- Foster a culture of integrity, accountability, and transparency across all levels of the organization.
- Provide mentorship, training, and thought leadership to enhance compliance knowledge and engagement firmwide.
- Promote a solutions-oriented compliance culture that supports responsible growth and innovation in private markets.
Qualifications
Education
Bachelor's degree in Finance, Economics, Business, or Law (required). Advanced degree (JD, MBA) or professional certifications (e.g., CFA, CAIA, IACCP) strongly preferred.
Experience
- 10+ years of progressive compliance or legal experience in investment advisory, asset management, or private markets, including at least 10 years in a senior leadership role.
- Demonstrated expertise in private credit, CLOs, structured finance, and commercial real estate investing, including oversight of Special Purpose Vehicles (SPVs).
- Proven success leading compliance programs at firms managing both public and private assets.
Skills
- Deep knowledge of SEC regulations, the Investment Advisers Act of 1940, and compliance best practices across alternative and private asset classes.
- Familiarity with LSTA guidance or similar frameworks governing loan market participation and structured credit.
- Ability to guide SPV structuring and administration to ensure regulatory compliance and fiduciary standards.
- Strong collaboration with investment, legal, and operations teams on fund terms, credit agreements, and side letters.
- Expertise in compliance oversight for lending practices, credit underwriting, and borrower monitoring.
- Excellent leadership, communication, and relationship management skills, with the ability to engage effectively with regulators, auditors, and senior leadership.
National Life Group® is a trade name of National Life Insurance Company, Montpelier, VT – founded in 1848, Life Insurance Company of the Southwest, Addison, TX – chartered in 1955, and their affiliates. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. Life Insurance Company of the Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are independent of the companies of National Life Group.
Fortune 1000 status is based on the consolidated financial results of all National Life Group companies.
Social Media Policy
Site Disclosure and Privacy Policy
National Life Group
1 National Life Dr
Montpelier, VT 05604
Come join one of America's fastest-growing insurance companies. Since 1848, National Life Group has aimed to keep our promises, providing families with stability in good times and in bad. Throughout that history, we have provided peace of mind to those families as they plan their futures.
Our mission extends beyond the insurance and annuities policies that we offer. We strive to make the world a better place through our grants from our charitable foundation, paid volunteer time for our employees, environmentally sustainable and healthy workplaces, and events that promote the work of nonprofits in our own backyard.
We foster a collaborative environment with opportunities for growth and encourage our associates to live our values: Do good. Be good. Make good.
Chief Compliance Officer
Job Summary
The Chief Compliance Officer (CCO) will lead and oversee the compliance program for NLG Capital, Inc. (the Firm), an SEC-registered investment adviser within the National Life Group family of companies. This senior leadership role is responsible for preparing and executing a forward-looking compliance strategy that ensures adherence to regulatory standards while enabling the Firm's continued growth across various asset markets—including CLO management, Private Credit, Asset-Backed Finance, and Commercial Real Estate investment strategies.
The CCO will partner closely with the Firm's leadership team, Board and Legal team to integrate compliance across both traditional insurance asset management and the Firm's expanding private markets platform. This position plays a critical role in supporting NLG Capital's strategic shift from public to private assets, providing practical, solutions-oriented compliance guidance that supports innovation while maintaining strong governance and fiduciary standards.
Primary Responsibilities
Strategic Compliance Leadership
- Define and execute a comprehensive compliance strategy aligned with NLG Capital's growth priorities, including private credit, CLO management, asset-backed finance, commercial real estate and other private markets.
- Partner with leadership to ensure compliance frameworks enable business objectives while maintaining regulatory integrity and investor confidence.
- Provide proactive guidance on compliance risks, regulatory developments, and industry trends—particularly those shaping private and alternative investments.
- Build and maintain a governance framework that spans both traditional insurance investments and private asset platforms.
Regulatory Oversight & Relationship Management
- Serve as the primary point of contact for the SEC and other regulatory bodies, overseeing examinations, inquiries, and communications.
- Ensure the timely and accurate completion of all regulatory filings (e.g., Form ADV, Rule 206(4)-7 annual reviews) and Board reporting.
- Monitor and interpret new and evolving regulations affecting investment activities, including private credit, structured finance, and real estate investment activities, ensuring the Firm remains prepared and compliant.
Program Development & Execution
- Lead the design, implementation, and continuous improvement of the Firm's compliance program, with specific focus on CLO management, private lending, and SPV oversight.
- Oversee investment compliance monitoring across public and private assets, ensuring that policies, investment mandates, and client restrictions are consistently met.
- Partner with investment and operations teams to develop compliance controls around credit underwriting, borrower diligence, and collateral management.
- Leverage data analytics and technology to streamline compliance monitoring and enhance transparency in private asset structures.
Risk Management & Oversight
- Collaborate with Legal, Risk, Operations, and Investments to integrate compliance within the Firm's broader risk management framework.
- Identify and address emerging compliance risks associated with illiquid investments, valuation practices, and complex deal structures.
Leadership & Culture
- Build and lead a high-performing compliance team with expertise across both private and traditional investment strategies.
- Foster a culture of integrity, accountability, and transparency across all levels of the organization.
- Provide mentorship, training, and thought leadership to enhance compliance knowledge and engagement firmwide.
- Promote a solutions-oriented compliance culture that supports responsible growth and innovation in private markets.
Qualifications
Education
Bachelor's degree in Finance, Economics, Business, or Law (required). Advanced degree (JD, MBA) or professional certifications (e.g., CFA, CAIA, IACCP) strongly preferred.
Experience
- 10+ years of progressive compliance or legal experience in investment advisory, asset management, or private markets, including at least 10 years in a senior leadership role.
- Demonstrated expertise in private credit, CLOs, structured finance, and commercial real estate investing, including oversight of Special Purpose Vehicles (SPVs).
- Proven success leading compliance programs at firms managing both public and private assets.
Skills
- Deep knowledge of SEC regulations, the Investment Advisers Act of 1940, and compliance best practices across alternative and private asset classes.
- Familiarity with LSTA guidance or similar frameworks governing loan market participation and structured credit.
- Ability to guide SPV structuring and administration to ensure regulatory compliance and fiduciary standards.
- Strong collaboration with investment, legal, and operations teams on fund terms, credit agreements, and side letters.
- Expertise in compliance oversight for lending practices, credit underwriting, and borrower monitoring.
- Excellent leadership, communication, and relationship management skills, with the ability to engage effectively with regulators, auditors, and senior leadership.
National Life Group® is a trade name of National Life Insurance Company, Montpelier, VT – founded in 1848, Life Insurance Company of the Southwest, Addison, TX – chartered in 1955, and their affiliates. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. Life Insurance Company of the Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are independent of the companies of National Life Group.
Fortune 1000 status is based on the consolidated financial results of all National Life Group companies.
Social Media Policy
Site Disclosure and Privacy Policy
National Life Group
1 National Life Dr
Montpelier, VT 05604
See All 14 Chief Compliance Officer Jobs in Texas
Find roles in Texas that match your experience and apply in just a few clicks.
Find Chief Compliance Officer JobsChief Compliance Officer Jobs by City in Texas
Where Texas roles are concentrated, by current openings.
Chief Compliance Officer Job Market in Texas
A snapshot from current Texas openings, updated as new roles post.
Who's Hiring
- Baylor Scott & White Health1
- Child1
- CliftonLarsonAllen1
- Cook Children's Health Care System1
- Fort Worth Independent School District1
Top Industries Hiring
- Education5
- Healthcare & Medical Services4
- Insurance2
- Non-Profit & Social Services2
- Accounting & Auditing1
What Texas Employers Look For
The qualifications that appear most often in chief compliance officer jobs across Texas.
- Bachelor's degree in law, finance, business, or a related field required
- Certified Compliance and Ethics Professional (CCEP) or equivalent credential preferred
- Seven or more years of compliance experience in financial services, energy, or healthcare
- Deep knowledge of Texas regulatory frameworks and applicable federal compliance requirements
- Experience managing compliance programs across large, matrixed Texas-based organizations
- Strong background in risk assessment, internal audit, and regulatory reporting obligations
Chief Compliance Officer Jobs in Texas: Frequently Asked Questions
How do you become a chief compliance officer in Texas?
Most chief compliance officers in Texas start with a bachelor's degree in law, business, finance, or a related field, then build seven to ten years of progressive compliance experience in industries like energy, financial services, or healthcare. Texas does not require a state-issued license for the role, but earning credentials such as the Certified Compliance and Ethics Professional (CCEP) or the Certified Regulatory Compliance Manager (CRCM) significantly strengthens candidacy at major Texas employers.
How much do chief compliance officers make in Texas?
Chief compliance officers in Texas earn a median of about $75,370 a year, based on May 2025 Bureau of Labor Statistics wage data, ranging from around $45,170 for the lowest 10% to over $126,920 for the top 10%. Pay rises with experience, specialty, and employer.
Which companies hire chief compliance officers in Texas?
Employers hiring chief compliance officers in Texas right now include Baylor Scott & White Health, Child, and CliftonLarsonAllen, based on current listings on Migrate Mate as of June 2026. Texas's concentration of Fortune 500 energy companies, major regional banks, and large hospital systems means demand for senior compliance leadership is consistent across industries throughout the state.
Which Texas cities have the most chief compliance officer jobs?
Austin, Dallas, and Fort Worth account for the largest share of chief compliance officer openings in Texas. Houston's dominance in energy and petrochemicals drives substantial regulatory compliance demand, Dallas attracts financial services and corporate headquarters roles, and Austin's expanding technology and healthcare sectors have made it a growing market for data privacy and cybersecurity compliance leaders.
Are there remote chief compliance officer jobs in Texas?
Yes, and more than many senior roles, since much of the work involves policy development, reporting, and oversight that can be done remotely. About 7% of chief compliance officer openings tied to Texas are remote or hybrid as of June 2026, reflecting a broad shift toward flexible arrangements at the executive level. Regulatory monitoring, program management, and board reporting are the functions most commonly handled in fully remote arrangements.
How can I get hired as a chief compliance officer in Texas with little or no experience?
The most realistic entry path is a compliance analyst or compliance specialist role at a Texas-based financial institution, hospital system, or energy company, where you build hands-on regulatory experience before advancing. Large Texas employers such as major regional banks and integrated health systems in Houston and Dallas regularly hire compliance coordinators and analysts as foundational roles. Earning the CCEP early, or moving laterally from internal audit, legal operations, or risk management, are the most common routes that Texas hiring managers recognize when evaluating candidates without direct compliance titles.
Where can I find and apply to chief compliance officer jobs in Texas?
You can find and apply to chief compliance officer jobs in Texas on Migrate Mate, which lists current Texas openings updated regularly. Find roles that fit your experience and location, then apply directly to the employers posting them.
See All 14 Chief Compliance Officer Jobs in Texas
Find roles in Texas that match your experience and apply in just a few clicks.
Find Chief Compliance Officer Jobs