E-3 Visa Insurance Broker Jobs
Insurance Broker roles qualify for E-3 visa sponsorship when they meet the specialty occupation standard, requiring a bachelor's degree in a field like finance, economics, or risk management. Australian brokers benefit from no lottery and indefinite two-year renewals, making long-term U.S. career planning straightforward.
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Get Access To All JobsINTRODUCTION
Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily net capital computations and ensuring compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME, maintaining accuracy and timeliness. In this role, you’ll also oversee requests from internal and external audits and regulatory examinations, ensuring transparency and adherence to standards. This is an exciting opportunity to contribute to the integrity and resilience of our regulatory reporting framework.
ROLE AND RESPONSIBILITIES
Purpose of the role
To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all applicable laws, regulations, and internal control policies.
Accountabilities
- Identification and assessment of prudential regulatory reporting risks arising from the bank's activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and address potential compliance gaps or violations.
- Assessment of the effectiveness of the bank’s internal control processes and governance framework, including addressing any weaknesses or gaps that could lead to regulatory reporting non-compliance, and implementation of measures to strengthen internal controls.
- Preparation and submission of regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports.
- Analysis and presentation of regulatory data to provide insights into business performance, identify trends, and support decision-making.
- Development and implementation of training programmes to educate employees on regulatory requirements and compliance responsibilities.
- Communication and liaising with regulatory bodies, prompt responses to inquiries and provision of requested information, and representation of the bank in meetings with regulators.
- Management of the selection, implementation, and maintenance of regulatory reporting systems and software applications, including collaboration with IT colleagues to integrate regulatory reporting systems with other enterprise systems.
BASIC QUALIFICATIONS
- SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience
- Ability to autonomously execute tasks, evaluate and escalate issues where needed
- Attention to detail and ability to present to key stakeholders, including senior leadership and regulators
PREFERRED QUALIFICATIONS
Some other highly valued skills may include:
- Working knowledge of the accounting, product, regulatory and operational aspects of a Broker/Securities Dealer
- Detail oriented and analytical aptitude - ability to work efficiently with advanced spreadsheets and solve problems with minimal guidance
- Effective communication and ability to build relationships across teams
You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.
LOCATION
This role is located in Whippany, NJ.
COMPENSATION
- Salary / Rate: $80,000.00 - $105,000.00
The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.
This position is eligible for an incentive award.
Barclays employees are eligible for a suite of a competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.
INTRODUCTION
Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play a key role in supporting daily net capital computations and ensuring compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME, maintaining accuracy and timeliness. In this role, you’ll also oversee requests from internal and external audits and regulatory examinations, ensuring transparency and adherence to standards. This is an exciting opportunity to contribute to the integrity and resilience of our regulatory reporting framework.
ROLE AND RESPONSIBILITIES
Purpose of the role
To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all applicable laws, regulations, and internal control policies.
Accountabilities
- Identification and assessment of prudential regulatory reporting risks arising from the bank's activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and address potential compliance gaps or violations.
- Assessment of the effectiveness of the bank’s internal control processes and governance framework, including addressing any weaknesses or gaps that could lead to regulatory reporting non-compliance, and implementation of measures to strengthen internal controls.
- Preparation and submission of regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports.
- Analysis and presentation of regulatory data to provide insights into business performance, identify trends, and support decision-making.
- Development and implementation of training programmes to educate employees on regulatory requirements and compliance responsibilities.
- Communication and liaising with regulatory bodies, prompt responses to inquiries and provision of requested information, and representation of the bank in meetings with regulators.
- Management of the selection, implementation, and maintenance of regulatory reporting systems and software applications, including collaboration with IT colleagues to integrate regulatory reporting systems with other enterprise systems.
BASIC QUALIFICATIONS
- SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience
- Ability to autonomously execute tasks, evaluate and escalate issues where needed
- Attention to detail and ability to present to key stakeholders, including senior leadership and regulators
PREFERRED QUALIFICATIONS
Some other highly valued skills may include:
- Working knowledge of the accounting, product, regulatory and operational aspects of a Broker/Securities Dealer
- Detail oriented and analytical aptitude - ability to work efficiently with advanced spreadsheets and solve problems with minimal guidance
- Effective communication and ability to build relationships across teams
You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.
LOCATION
This role is located in Whippany, NJ.
COMPENSATION
- Salary / Rate: $80,000.00 - $105,000.00
The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or benefits that may be available.
This position is eligible for an incentive award.
Barclays employees are eligible for a suite of a competitive and generous employee benefits, including medical, dental and vision coverage, 401(k), life insurance, and other paid leave for qualifying circumstances.
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.
See all 38+ E-3 Visa Insurance Broker Jobs
Sign up for free to unlock all listings, filter by visa type, and get alerts for new E-3 Visa Insurance Broker Jobs.
Get Access To All JobsTips for Finding E-3 Visa Sponsorship in Insurance Broker
Translate your Australian broker credentials formally
U.S. employers need your Australian bachelor's degree assessed as equivalent to a four-year U.S. degree. Get a credential evaluation from a NACES-approved evaluator before applying, so your E-3 visa petition has no documentation gaps.
Target carriers and brokerages with LCA filing history
Firms that have filed Labor Condition Applications before already understand the DOL certification process. Search the DOL's OFLC disclosure data for insurance industry employers who have sponsored foreign workers in business or financial occupations.
Address state licensing requirements before your interview
Most U.S. states require a property, casualty, or life insurance license before you can legally act as a broker. Research the licensing requirements for your target state early, since sponsoring employers will ask how you plan to get licensed after arrival.
Use Migrate Mate's E-3 filing service after your offer
Once you have a signed offer letter, use Migrate Mate's E-3 filing service to handle your LCA and visa paperwork end-to-end, from DOL certification through consulate appointment preparation, so the filing doesn't stall your start date.
Clarify E-3 specialty occupation status with your employer
Some employers assume an insurance broker role won't qualify because it blends sales with technical analysis. Confirm early that the position requires a degree in a specific field like finance or risk management, which satisfies the E-3 specialty occupation requirement.
Negotiate your start date around LCA certification timelines
The DOL typically certifies an LCA within seven business days, but your employer needs to post the LCA notice at the worksite for ten business days before filing. Factor at least three to four weeks between offer acceptance and your target start date.
E-3 Visa Insurance Broker: Frequently Asked Questions
How do I find Insurance Broker jobs with E-3 visa sponsorship?
Use Migrate Mate to search Insurance Broker roles filtered by E-3 visa sponsorship. Most general job boards don't distinguish between visa types, so you can spend weeks applying to employers who won't sponsor. Migrate Mate surfaces roles where employers are already open to E-3 candidates, saving you from that guesswork.
How much does it cost to get an E-3 visa?
Migrate Mate's E-3 filing service covers the entire process for $499, including the Labor Condition Application, visa document preparation, and consulate appointment guidance. Traditional immigration lawyers charge $2,000–$5,000+ for the same work. The E-3 has less paperwork than most work visas, so paying thousands for legal help is usually unnecessary.
Does an Insurance Broker role qualify as a specialty occupation for the E-3?
Yes, if the position genuinely requires a bachelor's degree in a specific field such as finance, economics, risk management, or a related discipline. Roles that mix brokerage with general sales and accept any degree background may not qualify. The job description needs to reflect specialized theoretical and practical application of that field, not just sales ability.
How does the E-3 compare to the H-1B for Australian Insurance Brokers?
The E-3 is significantly more practical for Australians in this field. There's no annual lottery, so your employer doesn't risk losing your petition to a random draw. E-3 petitions can be filed at any time of year, and the two-year visa is renewable indefinitely. H-1B visa applicants face a capped pool of 85,000 slots annually and a lottery with roughly one-in-four selection odds.
Can I switch Insurance Broker employers while on an E-3 visa?
Yes, but the new employer must file a fresh LCA with the DOL and you'll need to obtain a new E-3 visa stamp before re-entering the U.S., or in some cases request a change of status. There's no portability provision like some other visa categories have, so plan the transition carefully with your start date and any consulate appointment timing in mind.