Compliance Associate Visa Sponsorship Jobs in Colorado
Colorado's compliance associate market spans financial services firms in Denver, energy and cannabis regulatory teams along the Front Range, and tech companies in Boulder. Employers including Xcel Energy, TIAA, and Palantir have sponsored compliance roles here. International candidates pursuing visa sponsorship will find active hiring across multiple regulated industries statewide.
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Get Access To All JobsCity: Denver
Division: Risk & Compliance (ex Lux)
Why work for us?
A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.
Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity
As Senior Compliance Manager within the Investment Guideline Implementation Team, you will play a visible and critical role in the firm’s investment compliance framework. You will manage and perform key elements of investment compliance monitoring, with a particular focus on the design, deployment and oversight of Aladdin compliance tests. You will use your technical, analytical and relationship-building skills to strengthen automation, efficiency and the control environment.
- Collaborate with Investment, Trading, Legal, Operations, ESG, Data and Client Services teams to assess compliance requirements and ensure contractual terms can be monitored accurately within Aladdin.
- Review legal documents and translate investment restrictions into logic-based investment guideline rules for automated testing in Aladdin.
- Develop, test and maintain Aladdin rules for new account onboarding, amendments, back-to-source reviews, new instruments, new products and system upgrades.
- Partner with Technology and other internal teams to test and implement compliance requirements, workflows and system enhancements.
- Improve daily guideline oversight by increasing automation, strengthening preventative controls and reducing manual testing.
- Identify solutions to complex issues and present recommendations clearly to stakeholders and senior management.
- Represent Investment Compliance in business projects and working groups, while maintaining strong relationships across the global Compliance function.
- Monitor relevant regulatory developments and emerging topics that may affect Investment Compliance.
- Contribute to the development of AI tools that support the Global Guideline Implementation Team.
- Carry out other duties as assigned.
What to expect when you join our firm
- Hybrid working and reasonable accommodations
- Generous Holiday policies
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- Unique employee events and programs including a 14er challenge
- Complimentary beverages, snacks and all employee Happy Hours
Must have skills
- A minimum of 8 years of investment compliance experience.
- Advanced working knowledge of Aladdin and investment compliance methodologies and techniques.
- Strong knowledge of US investment laws and regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940 and applicable FINRA requirements.
- Significant experience with complex investment products, derivatives, fund management and trading activities.
- Strong analytical skills, attention to detail and the ability to exercise balanced judgement and make sound decisions.
- Ability to solve complex problems, manage competing priorities and deliver accurate work within tight deadlines.
- Strong written and verbal communication skills, with the ability to influence, build relationships and communicate effectively at all levels.
- A proactive and self-sufficient approach, with the judgement to escalate issues when appropriate.
Nice to have skills
- Working knowledge of Microsoft SQL, Python, Snowflake or Power Automate.
- Experience improving compliance processes through automation or technology-enabled controls.
- Experience contributing to AI-enabled tools or other emerging technology solutions in a compliance environment.
Supervisory responsibilities
No
Potential for growth
- Mentoring
- Leadership development programs
- Regular training
- Career development services
- Continuing education courses
Compensation information
The base salary range for this position is $150,000 - $165,000. This range is estimated for this role. Actual pay may be different. This position will be open through November 30, 2026.
Colorado law requires an estimated closing date for job postings. Please don't be discouraged from applying if you see this date has passed.
At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request, we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at recruiter@janushenderson.com
LI-MM1
Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.
Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits.
Recruiter: Morgan Magness
People Business Partner: Ali Barry
Hiring Manager: Gus Croudace
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).
You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.
Nearest Major Market: Denver
City: Denver
Division: Risk & Compliance (ex Lux)
Why work for us?
A career at Janus Henderson is more than a job, it’s about investing in a brighter future together.
Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity
As Senior Compliance Manager within the Investment Guideline Implementation Team, you will play a visible and critical role in the firm’s investment compliance framework. You will manage and perform key elements of investment compliance monitoring, with a particular focus on the design, deployment and oversight of Aladdin compliance tests. You will use your technical, analytical and relationship-building skills to strengthen automation, efficiency and the control environment.
- Collaborate with Investment, Trading, Legal, Operations, ESG, Data and Client Services teams to assess compliance requirements and ensure contractual terms can be monitored accurately within Aladdin.
- Review legal documents and translate investment restrictions into logic-based investment guideline rules for automated testing in Aladdin.
- Develop, test and maintain Aladdin rules for new account onboarding, amendments, back-to-source reviews, new instruments, new products and system upgrades.
- Partner with Technology and other internal teams to test and implement compliance requirements, workflows and system enhancements.
- Improve daily guideline oversight by increasing automation, strengthening preventative controls and reducing manual testing.
- Identify solutions to complex issues and present recommendations clearly to stakeholders and senior management.
- Represent Investment Compliance in business projects and working groups, while maintaining strong relationships across the global Compliance function.
- Monitor relevant regulatory developments and emerging topics that may affect Investment Compliance.
- Contribute to the development of AI tools that support the Global Guideline Implementation Team.
- Carry out other duties as assigned.
What to expect when you join our firm
- Hybrid working and reasonable accommodations
- Generous Holiday policies
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- Unique employee events and programs including a 14er challenge
- Complimentary beverages, snacks and all employee Happy Hours
Must have skills
- A minimum of 8 years of investment compliance experience.
- Advanced working knowledge of Aladdin and investment compliance methodologies and techniques.
- Strong knowledge of US investment laws and regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940 and applicable FINRA requirements.
- Significant experience with complex investment products, derivatives, fund management and trading activities.
- Strong analytical skills, attention to detail and the ability to exercise balanced judgement and make sound decisions.
- Ability to solve complex problems, manage competing priorities and deliver accurate work within tight deadlines.
- Strong written and verbal communication skills, with the ability to influence, build relationships and communicate effectively at all levels.
- A proactive and self-sufficient approach, with the judgement to escalate issues when appropriate.
Nice to have skills
- Working knowledge of Microsoft SQL, Python, Snowflake or Power Automate.
- Experience improving compliance processes through automation or technology-enabled controls.
- Experience contributing to AI-enabled tools or other emerging technology solutions in a compliance environment.
Supervisory responsibilities
No
Potential for growth
- Mentoring
- Leadership development programs
- Regular training
- Career development services
- Continuing education courses
Compensation information
The base salary range for this position is $150,000 - $165,000. This range is estimated for this role. Actual pay may be different. This position will be open through November 30, 2026.
Colorado law requires an estimated closing date for job postings. Please don't be discouraged from applying if you see this date has passed.
At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request, we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at recruiter@janushenderson.com
LI-MM1
Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.
Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits.
Recruiter: Morgan Magness
People Business Partner: Ali Barry
Hiring Manager: Gus Croudace
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status.
Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).
You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.
Nearest Major Market: Denver
Compliance Associate Job Roles in Colorado
See all Compliance Associate Jobs in Colorado
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Search Compliance Associate Jobs in ColoradoCompliance Associate Jobs in Colorado: Frequently Asked Questions
Which companies in Colorado sponsor visas for compliance associates?
Financial institutions, energy companies, and technology firms are the most active sponsors for compliance associates in Colorado. Employers such as Xcel Energy, TIAA, Charles Schwab's Denver operations, and Palantir have filed H-1B visa Labor Condition Applications for compliance-related roles. Regulated industries, including banking, insurance, and cannabis, consistently require compliance staff and have established HR infrastructure to support sponsorship.
Which visa types are most common for compliance associate roles in Colorado?
The H-1B is the most common visa for compliance associates in Colorado, as the role typically requires a bachelor's degree in finance, law, business, or a related field and qualifies as a specialty occupation. Candidates already holding F-1 OPT or STEM OPT authorization can work while an employer files their H-1B petition. TN visa status is available to Canadian and Mexican nationals whose compliance role meets the applicable USMCA category requirements.
Which cities in Colorado have the most compliance associate sponsorship jobs?
Denver is by far the largest market, concentrated around the Denver Tech Center and downtown financial district. Boulder hosts compliance roles tied to technology and life sciences companies. Colorado Springs has compliance hiring driven by defense contractors and financial services firms serving military communities. Fort Collins sees periodic openings connected to its growing technology sector and proximity to Colorado State University talent pipelines.
How to find compliance associate visa sponsorship jobs in Colorado?
Migrate Mate aggregates compliance associate roles in Colorado that include visa sponsorship, letting you filter specifically by state and role type rather than manually screening job postings. Because sponsorship availability is not always stated upfront, using a platform like Migrate Mate that surfaces confirmed sponsoring employers saves significant research time. Filtering by Colorado and reviewing employer H-1B filing histories helps you prioritize applications to companies with a proven track record.
Are there state-specific factors that affect compliance associate sponsorship in Colorado?
Colorado's EPEWA (Equal Pay for Equal Work Act) requires employers to post compensation ranges, which gives international candidates more transparency when evaluating offers against H-1B prevailing wage requirements. The state's large cannabis industry creates compliance roles, though cannabis employers face complications sponsoring H-1B workers due to federal-state legal conflicts. University of Colorado and Colorado State graduate programs supply a steady pipeline of candidates, meaning competition at entry level can be meaningful.
What is the prevailing wage for sponsored compliance associate jobs in Colorado?
U.S. employers sponsoring a visa must pay at least the prevailing wage, which is what workers in the same role, area, and experience level typically earn. The Department of Labor sets this rate to make sure companies aren't hiring foreign workers simply because they'd accept lower pay than a U.S. worker. It varies by job title, location, and experience. You can look up current prevailing wage rates for any occupation and location using the OFLC Wage Search page.