Compliance Associate Jobs in Florida
Compliance Associate jobs in Florida are open across Miami, Tampa, and Jacksonville and other Florida metros, with employers like Holland & Knight, BURR & FORMAN LLP, and Citi hiring at every experience level. Find a role that fits below and apply directly.
Find Compliance Associate JobsOverview
Showing 5 of 220+ Compliance Associate jobs
Job Description
- Support and collaborate with the Head of Regulatory Inquiries in conducting due diligence and managing all phases of the Firm’s responses to regulatory inquiries.
- Prepare and submit accurate, comprehensive, and timely responses—including supporting documentation—to securities regulators, while maintaining organized internal case files for future reference.
- Engage directly with regulators to provide clarification, discuss submissions, negotiate timelines, and address questions related to exhibits or underlying data.
- Assist with additional regulatory, compliance-related matters, and special projects as assigned.
Responsibilities
- Analyze complex trading data and operational records; review and compile responsive materials; and draft written responses for inquiries, predominantly from FINRA.
- Track, monitor, and update the status of all regulatory inquiries, ensuring case files are complete, well-organized, and audit-ready.
- Ensure response accuracy, completeness, and timely submission in accordance with regulatory expectations.
- Identify and appropriately escalate issues encountered during inquiry review or analysis.
- Coordinate fact gathering and response preparation with internal teams, including Legal, Compliance, Operations, Regulatory Control Group, Information Technology, and Trading.
Qualifications
- In-depth knowledge of securities products, especially listed and OTC equities.
- Prior experience in Compliance or regulatory inquiry–focused roles within the securities industry.
- Experience interfacing with regulatory bodies such as FINRA, SEC, NYSE, or CBOE preferred.
- Ability to manage and interpret communications between regulators and internal business units.
- Strong organizational, analytical, research, and written communication skills.
- Excellent time and project management capabilities; proficiency in relevant computer systems and tools.
- Ability to work both independently and collaboratively in a fast-paced environment.
- Strong understanding of the securities industry regulatory framework.
- Familiarity with FINRA and SEC rules and regulations.
- Bachelor’s degree required; advanced degree or JD is a plus.
Job Description
- Support and collaborate with the Head of Regulatory Inquiries in conducting due diligence and managing all phases of the Firm’s responses to regulatory inquiries.
- Prepare and submit accurate, comprehensive, and timely responses—including supporting documentation—to securities regulators, while maintaining organized internal case files for future reference.
- Engage directly with regulators to provide clarification, discuss submissions, negotiate timelines, and address questions related to exhibits or underlying data.
- Assist with additional regulatory, compliance-related matters, and special projects as assigned.
Responsibilities
- Analyze complex trading data and operational records; review and compile responsive materials; and draft written responses for inquiries, predominantly from FINRA.
- Track, monitor, and update the status of all regulatory inquiries, ensuring case files are complete, well-organized, and audit-ready.
- Ensure response accuracy, completeness, and timely submission in accordance with regulatory expectations.
- Identify and appropriately escalate issues encountered during inquiry review or analysis.
- Coordinate fact gathering and response preparation with internal teams, including Legal, Compliance, Operations, Regulatory Control Group, Information Technology, and Trading.
Qualifications
- In-depth knowledge of securities products, especially listed and OTC equities.
- Prior experience in Compliance or regulatory inquiry–focused roles within the securities industry.
- Experience interfacing with regulatory bodies such as FINRA, SEC, NYSE, or CBOE preferred.
- Ability to manage and interpret communications between regulators and internal business units.
- Strong organizational, analytical, research, and written communication skills.
- Excellent time and project management capabilities; proficiency in relevant computer systems and tools.
- Ability to work both independently and collaboratively in a fast-paced environment.
- Strong understanding of the securities industry regulatory framework.
- Familiarity with FINRA and SEC rules and regulations.
- Bachelor’s degree required; advanced degree or JD is a plus.
See All 220+ Compliance Associate Jobs in Florida
Find roles in Florida that match your experience and apply in just a few clicks.
Find Compliance Associate JobsCompliance Associate Jobs by City in Florida
Where Florida roles are concentrated, by current openings.
Compliance Associate Job Market in Florida
A snapshot from current Florida openings, updated as new roles post.
Who's Hiring
- Holland & Knight12
- BURR & FORMAN LLP8
- Citi8
- JPMorganChase8
- Webull Financial7
Top Industries Hiring
- Law & Legal Services38
- Investment & Asset Management31
- Healthcare & Medical Services24
- Construction & Real Estate19
- Consulting & Professional Services19
What Florida Employers Look For
The qualifications that appear most often in compliance associate jobs across Florida.
- Bachelor's degree in finance, law, business, or a related field
- Familiarity with regulatory frameworks such as FINRA, HIPAA, or SOX
- Experience drafting compliance policies, procedures, or risk assessments
- Proficiency with compliance management systems or GRC software platforms
- Strong written communication skills for regulatory reporting and documentation
- Relevant certification such as CCEP, CAMS, or CRCM preferred or required
Compliance Associate Jobs in Florida: Frequently Asked Questions
How many compliance associate jobs are there in Florida?
There are 220+ compliance associate openings in Florida on Migrate Mate as of June 2026, with the most roles in Miami, Tampa, and Jacksonville. New positions post regularly as employers across Florida hire.
How much do compliance associates make in Florida?
Compliance associates in Florida earn a median of about $74,920 a year, based on May 2025 Bureau of Labor Statistics wage data, ranging from around $44,130 for the lowest 10% to over $127,420 for the top 10%. Pay rises with experience, specialty, and employer.
Which Florida cities have the most compliance associate jobs?
Miami, Tampa, and Jacksonville have the most compliance associate openings in Florida right now, with additional roles spread across smaller metros statewide.
Which companies hire compliance associates in Florida?
Employers hiring compliance associates in Florida include Holland & Knight, BURR & FORMAN LLP, and Citi, based on current listings on Migrate Mate as of June 2026.
Are there remote compliance associate jobs in Florida?
Yes. About 19% of compliance associate openings tied to Florida are remote or hybrid as of June 2026. The rest are on-site roles based in Florida metros.
How do I apply for compliance associate jobs in Florida?
You can apply to compliance associate jobs in Florida directly on Migrate Mate. Search the listings above, find roles that match your experience and preferred Florida location, then apply to each one that fits.
See All 220+ Compliance Associate Jobs in Florida
Find roles in Florida that match your experience and apply in just a few clicks.
Find Compliance Associate Jobs