Compliance Associate Jobs in Illinois
Compliance associate jobs in Illinois are concentrated in financial services, healthcare, and corporate legal departments, with demand running from entry-level analyst roles up through senior compliance officers. Chicago anchors the market as one of the most active hiring metros in the country for this role, with significant activity in Downers Grove and Schaumburg where large corporate headquarters cluster. Established employers like Allstate, Northern Trust, and Advocate Health Care maintain deep compliance functions and hire consistently across regulatory affairs, financial compliance, and healthcare privacy. Find a role that fits below and apply directly.
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SUMMARY
As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor.
As an onsite/hybrid employee, you are expected to be in the office on Tuesdays, Wednesdays, and Thursdays.
RESPONSIBILITIES
- Assisting with Federal, State, and International regulatory filings (including Form ADV, Form PF, CPO PQR/CTA PR, AIFMD Annex IV, Forms U4, U5, BD, BR, D, and DA).
- Reviewing investor subscription agreements to comply with certain requirements, including AML and KYC diligence of investors Assist with ongoing monitoring of third-party administrators and due diligence
- Review and disposition sanction screenings alert
- Helping maintain information barriers program, including but not limited to, restricted list maintenance, conflict reviews and approving expert networks.
- Providing compliance guidance to employees on a day-to-day basis around policies, procedures, and protocols.
- Performing electronic communications review, surveillance, other testing and helping conduct the annual review.
- Assisting the Firm and Senior Compliance Officers during audits, regulatory, or mock exams
- Drafting policies and procedures.
- Developing and conducting employee trainings.
- Analyzing new and pending laws and regulations to identify properly and expeditiously those which may impact the Firm's business and collaborating with the Senior Compliance Officers to revise the Firm's policies and procedures, as necessary.
- Assisting with compliance around employee trading, including reviewing employee trading statements/confirms, FINRA 3210 request letters, and assisting in required pre-clearance requests.
EDUCATION, SKILLS AND EXPERIENCE REQUIREMENTS
- Bachelor's degree required. Other certifications or licenses, such as ACAMS, FINRA Securities Industry Essentials (SIE) and Series 7 are a plus.
- 2 to 5 years of experience working in a legal or compliance related role within a financial services firm (broker-dealer, investment adviser, etc.), regulatory body (FINRA, SEC, other SRO) or at a compliance consultant or law firm dealing with broker-dealer, investment advisor, and AML matters.
- Strong written and oral communication skills.
- Understanding of regulatory and self-regulatory agencies (e.g., FINRA, SEC, CFTC, NFA, FSA) and the requirements of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, and the Securities Act of 1933.
- Knowledge and experience with industry best practices in compliance management.
- Experience with a variety of Compliance and AML systems (e.g., RDC, Moody's, MyComplianceOffice, Complysci, etc.) and ability to manage changing systems and systems implementation a plus.
- Strong interpersonal skills, with a strong presence and team building skills.
- Strong Microsoft Excel and PowerPoint skills.
- A reliable self-starter, with a bias for action, requiring a minimum amount of direction, yet also good instincts and judgment regarding when to involve others.
- High energy level with strong work ethic and flexibility to work long hours at times to accommodate time-sensitive deliverables (e.g., regulatory examinations, fund closes, etc.).
- Responsive to internal and external clients, including timely responses to emails.
- Outstanding organizational and time-management skills and ability to create effective processes.
- Attention to detail, strong analytical and problem-solving skills, and superior organization and project management skills.
In terms of cultural fit, the successful candidate will be self-motivated and energized by working amongst a group of thoughtful, smart, fast-paced, and successful colleagues. The successful candidate will enjoy being a part of an organization focused on excellence and will be a naturally collaborative individual who enjoys interacting with individuals at all levels. Additionally, the successful candidate will be a strong team player with a proactive approach and the ability to take initiative with discretion and judgment.
ABOUT THE FIRM
GCM Grosvenor (Nasdaq: GCMG) is a global alternative asset management solutions provider with approximately $97 billion in assets under management across private equity, infrastructure, real estate, credit, and absolute return investment strategies.
The firm has specialized in alternatives for more than 54 years and has a diverse, engaged team of approximately 560 professionals serving a global client base. Eligible employees can elect to participate in comprehensive healthcare coverage (including medical, dental, vision and life insurance), flexible spending accounts, and the employer sponsored retirement plan. Additionally, employees are eligible for paid time off, parental leave, short-term and long-term disability, as well as other care/wellness programs.
The firm is headquartered in Chicago, with offices in New York, Toronto, London, Frankfurt, Tokyo, Hong Kong, Seoul, and Sydney. For more information, visit: gcmgrosvenor.com.
EQUAL OPPORTUNITY EMPLOYER M/F/D/V
SUMMARY
As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor.
As an onsite/hybrid employee, you are expected to be in the office on Tuesdays, Wednesdays, and Thursdays.
RESPONSIBILITIES
- Assisting with Federal, State, and International regulatory filings (including Form ADV, Form PF, CPO PQR/CTA PR, AIFMD Annex IV, Forms U4, U5, BD, BR, D, and DA).
- Reviewing investor subscription agreements to comply with certain requirements, including AML and KYC diligence of investors Assist with ongoing monitoring of third-party administrators and due diligence
- Review and disposition sanction screenings alert
- Helping maintain information barriers program, including but not limited to, restricted list maintenance, conflict reviews and approving expert networks.
- Providing compliance guidance to employees on a day-to-day basis around policies, procedures, and protocols.
- Performing electronic communications review, surveillance, other testing and helping conduct the annual review.
- Assisting the Firm and Senior Compliance Officers during audits, regulatory, or mock exams
- Drafting policies and procedures.
- Developing and conducting employee trainings.
- Analyzing new and pending laws and regulations to identify properly and expeditiously those which may impact the Firm's business and collaborating with the Senior Compliance Officers to revise the Firm's policies and procedures, as necessary.
- Assisting with compliance around employee trading, including reviewing employee trading statements/confirms, FINRA 3210 request letters, and assisting in required pre-clearance requests.
EDUCATION, SKILLS AND EXPERIENCE REQUIREMENTS
- Bachelor's degree required. Other certifications or licenses, such as ACAMS, FINRA Securities Industry Essentials (SIE) and Series 7 are a plus.
- 2 to 5 years of experience working in a legal or compliance related role within a financial services firm (broker-dealer, investment adviser, etc.), regulatory body (FINRA, SEC, other SRO) or at a compliance consultant or law firm dealing with broker-dealer, investment advisor, and AML matters.
- Strong written and oral communication skills.
- Understanding of regulatory and self-regulatory agencies (e.g., FINRA, SEC, CFTC, NFA, FSA) and the requirements of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, and the Securities Act of 1933.
- Knowledge and experience with industry best practices in compliance management.
- Experience with a variety of Compliance and AML systems (e.g., RDC, Moody's, MyComplianceOffice, Complysci, etc.) and ability to manage changing systems and systems implementation a plus.
- Strong interpersonal skills, with a strong presence and team building skills.
- Strong Microsoft Excel and PowerPoint skills.
- A reliable self-starter, with a bias for action, requiring a minimum amount of direction, yet also good instincts and judgment regarding when to involve others.
- High energy level with strong work ethic and flexibility to work long hours at times to accommodate time-sensitive deliverables (e.g., regulatory examinations, fund closes, etc.).
- Responsive to internal and external clients, including timely responses to emails.
- Outstanding organizational and time-management skills and ability to create effective processes.
- Attention to detail, strong analytical and problem-solving skills, and superior organization and project management skills.
In terms of cultural fit, the successful candidate will be self-motivated and energized by working amongst a group of thoughtful, smart, fast-paced, and successful colleagues. The successful candidate will enjoy being a part of an organization focused on excellence and will be a naturally collaborative individual who enjoys interacting with individuals at all levels. Additionally, the successful candidate will be a strong team player with a proactive approach and the ability to take initiative with discretion and judgment.
ABOUT THE FIRM
GCM Grosvenor (Nasdaq: GCMG) is a global alternative asset management solutions provider with approximately $97 billion in assets under management across private equity, infrastructure, real estate, credit, and absolute return investment strategies.
The firm has specialized in alternatives for more than 54 years and has a diverse, engaged team of approximately 560 professionals serving a global client base. Eligible employees can elect to participate in comprehensive healthcare coverage (including medical, dental, vision and life insurance), flexible spending accounts, and the employer sponsored retirement plan. Additionally, employees are eligible for paid time off, parental leave, short-term and long-term disability, as well as other care/wellness programs.
The firm is headquartered in Chicago, with offices in New York, Toronto, London, Frankfurt, Tokyo, Hong Kong, Seoul, and Sydney. For more information, visit: gcmgrosvenor.com.
EQUAL OPPORTUNITY EMPLOYER M/F/D/V
See All 13 Compliance Associate Jobs in Illinois
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Find Compliance Associate JobsCompliance Associate Jobs by City in Illinois
Where Illinois roles are concentrated, by current openings.
Compliance Associate Job Market in Illinois
A snapshot from current Illinois openings, updated as new roles post.
Who's Hiring
What Illinois Employers Look For
The qualifications that appear most often in compliance associate jobs across Illinois.
- Bachelor's degree in finance, law, business, or a related field required
- Knowledge of Illinois-specific financial or healthcare regulatory frameworks preferred
- One to three years of experience in compliance, audit, or risk management
- Familiarity with FINRA, HIPAA, or SEC regulatory requirements depending on sector
- Strong written communication skills for policy documentation and regulatory reporting
- Proficiency with compliance management software and Microsoft Office suite
Compliance Associate Jobs in Illinois: Frequently Asked Questions
How do you become a compliance associate in Illinois?
Most compliance associate roles in Illinois require a bachelor's degree in finance, business, law, or a related field. Illinois does not issue a state-specific compliance license for most roles, but employers in financial services often expect FINRA Series 7 or Series 66 registration, while healthcare compliance roles look for Certified in Healthcare Compliance credentials. Building familiarity with Illinois Department of Financial and Professional Regulation guidelines strengthens applications considerably.
Which companies hire compliance associates in Illinois?
Employers hiring compliance associates in Illinois right now include Enova International, Advyzon, and Kraft Heinz, based on current listings on Migrate Mate as of November 2026. Illinois's density of insurance carriers, regional banks, and large hospital networks means compliance hiring stays active year-round across multiple regulated industries.
Which Illinois cities have the most compliance associate jobs?
Chicago, Joliet, and Waukegan have the most compliance associate openings in Illinois. Chicago dominates because of its concentration of financial institutions, law firms, and corporate headquarters, while suburban markets like Downers Grove and Schaumburg contribute meaningful volume driven by large insurance and healthcare employers based there.
Are there remote compliance associate jobs in Illinois?
Yes, and more than many comparable roles, since compliance work is largely desk-based, document-driven, and conducted through software platforms. About 63% of compliance associate openings tied to Illinois are remote or hybrid as of November 2026, reflecting how well the role adapts to distributed work. Regulatory review, policy writing, and audit coordination are the functions most commonly offered in fully remote arrangements.
How can I get hired as a compliance associate in Illinois with little or no experience?
The most realistic entry path is moving laterally from an adjacent role such as paralegal, internal auditor, or financial analyst, which Illinois employers like Allstate and Northern Trust treat as direct preparation. Large Illinois healthcare systems including Advocate Health Care and Northwestern Medicine run compliance internship and new-graduate programs that accept candidates without prior compliance titles. Earning a FINRA Series registration or completing an entry-level compliance certificate before applying gives candidates a measurable edge over others at the same experience level.
Where can I find and apply to compliance associate jobs in Illinois?
You can find and apply to compliance associate jobs in Illinois on Migrate Mate, which lists current Illinois openings updated regularly. Search the available roles, find the ones that match your background and target industry, and apply directly to each position that fits.
See All 13 Compliance Associate Jobs in Illinois
Find roles in Illinois that match your experience and apply in just a few clicks.
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