E-3 Visa Wealth Advisor Jobs
Wealth Advisor roles in the U.S. qualify for E-3 visa sponsorship when the position requires a bachelor's degree in finance, economics, or a related field. The E-3 has no lottery and renews in two-year increments, making it a stable path for Australian financial professionals building a U.S. client book.
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Get Access To All JobsAbout Maxim
We are a leading full-service global investment banking firm headquartered in New York City. We provide a full array of financial services including private wealth management; investment banking; global institutional equity sales and trading, fixed income and derivative sales & trading, equity research and prime brokerage services to a diverse range of high net worth individuals, institutional investors and corporate clients.
Wealth Management at Maxim
Our Wealth Management team consists of highly skilled professionals who leverage their robust experience to meet the ever-changing needs of their clients and their families. Our team is committed to understanding client needs, helping to set both long- and short-term investment goals. Our professionals guide clients through investment choices, including equities, fixed income, derivatives, and asset management while setting realistic expectations regarding performance and associated risks.
Role Overview
We are seeking enthusiastic, driven individuals eager to make a difference in wealth management. If you have a commitment to excellence, a drive to excel, and a collaborative spirit then we want you on our team! We are hiring for our offices in Midtown Manhattan, Woodbury NY and Ft. Lauderdale FL with flexible hybrid work arrangements.
This role is Commission/Fee based.
Job Responsibilities
- Build and nurture client relationships through networking events and portfolio management, ensure consistent communication and progress tracking
- Understand clients' financial objectives and risk tolerance to devise personalized strategies, offering clear recommendations and guidance
- Discuss financial products and services tailored to clients' unique situations
Qualifications
- Bachelor's degree in a relevant field
- Experience with a minimum of 10 million AUM
- Series 7 & 63 license – Series 65/66 a plus
- Excellent oral and written communication skills
- High standards of professionalism and ethical conduct
Why Maxim
Maxim is a fast-growing firm with an eye on expansion. We offer a highly competitive payout structure with full back-office support. Maxim Group is a partnership that recognizes excellence, success, and results, rewarding those who exemplify these accomplishments with a path to an equity partnership in the firm. In addition to traditional product offerings, such as stocks, bonds, ETFs, mutual funds, and options at Maxim Group, you will have access to syndicate offerings ranging from IPOs, Secondary Offerings, Preferred stock, additionally for those suitable/sophisticated clients, access is available to Private Placements, a private Real Estate fund, and Hedge Funds.
How to Apply:
Please apply via the application link. Cover letters are not required but a plus.
We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other legally protected characteristic.
About Maxim
We are a leading full-service global investment banking firm headquartered in New York City. We provide a full array of financial services including private wealth management; investment banking; global institutional equity sales and trading, fixed income and derivative sales & trading, equity research and prime brokerage services to a diverse range of high net worth individuals, institutional investors and corporate clients.
Wealth Management at Maxim
Our Wealth Management team consists of highly skilled professionals who leverage their robust experience to meet the ever-changing needs of their clients and their families. Our team is committed to understanding client needs, helping to set both long- and short-term investment goals. Our professionals guide clients through investment choices, including equities, fixed income, derivatives, and asset management while setting realistic expectations regarding performance and associated risks.
Role Overview
We are seeking enthusiastic, driven individuals eager to make a difference in wealth management. If you have a commitment to excellence, a drive to excel, and a collaborative spirit then we want you on our team! We are hiring for our offices in Midtown Manhattan, Woodbury NY and Ft. Lauderdale FL with flexible hybrid work arrangements.
This role is Commission/Fee based.
Job Responsibilities
- Build and nurture client relationships through networking events and portfolio management, ensure consistent communication and progress tracking
- Understand clients' financial objectives and risk tolerance to devise personalized strategies, offering clear recommendations and guidance
- Discuss financial products and services tailored to clients' unique situations
Qualifications
- Bachelor's degree in a relevant field
- Experience with a minimum of 10 million AUM
- Series 7 & 63 license – Series 65/66 a plus
- Excellent oral and written communication skills
- High standards of professionalism and ethical conduct
Why Maxim
Maxim is a fast-growing firm with an eye on expansion. We offer a highly competitive payout structure with full back-office support. Maxim Group is a partnership that recognizes excellence, success, and results, rewarding those who exemplify these accomplishments with a path to an equity partnership in the firm. In addition to traditional product offerings, such as stocks, bonds, ETFs, mutual funds, and options at Maxim Group, you will have access to syndicate offerings ranging from IPOs, Secondary Offerings, Preferred stock, additionally for those suitable/sophisticated clients, access is available to Private Placements, a private Real Estate fund, and Hedge Funds.
How to Apply:
Please apply via the application link. Cover letters are not required but a plus.
We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other legally protected characteristic.
See all 45+ E-3 Visa Wealth Advisor Jobs
Sign up for free to unlock all listings, filter by visa type, and get alerts for new E-3 Visa Wealth Advisor Jobs.
Get Access To All JobsTips for Finding E-3 Visa Sponsorship in Wealth Advisor
Translate your Australian credentials for U.S. employers
Your three-year Australian finance degree is generally accepted as equivalent to a U.S. four-year bachelor's degree for E-3 visa purposes. Get a credential evaluation from a NACES-member service before applying so employers have documentation ready for the LCA filing.
Target registered investment advisers over broker-dealers
RIA firms are accustomed to sponsoring international professionals and filing LCAs with the DOL. Broker-dealers tied to large banks often route sponsorship decisions through centralised HR, which slows approvals and sometimes excludes E-3 candidates entirely.
Clarify the specialty occupation requirement early
Wealth Advisor roles must require a degree in a specific field, not just any bachelor's degree, to qualify as a specialty occupation. Ask hiring managers whether the role description on file with USCIS names a field-specific degree requirement before accepting an offer.
Use Migrate Mate's E-3 filing service after you receive an offer
The LCA must be certified by the DOL before your visa application can proceed. Migrate Mate's E-3 filing service manages the entire process from offer to consulate appointment, so nothing stalls between your accepted offer and your interview date.
Search for E-3 sponsorship jobs on Migrate Mate
Migrate Mate filters Wealth Advisor roles by verified E-3 sponsorship history, so you're targeting employers who have already filed for Australian candidates rather than guessing from a general job listing.
Confirm your E-3 status covers independent contractor structures
Some boutique wealth management firms offer roles structured as independent contractor arrangements. The E-3 requires a bona fide employer-employee relationship, so verify the engagement is structured as direct employment before the LCA is filed with the DOL.
E-3 Visa Wealth Advisor: Frequently Asked Questions
How do I find Wealth Advisor jobs with E-3 visa sponsorship?
Search on Migrate Mate, which filters Wealth Advisor roles by verified E-3 sponsorship history. Because the E-3 requires the employer to file a Labor Condition Application with the DOL, targeting firms with prior LCA filings significantly improves your chances of a smooth process compared to cold-applying to roles with no sponsorship history.
How much does it cost to get an E-3 visa?
Migrate Mate's E-3 filing service covers the entire process for $499, including the Labor Condition Application, visa document preparation, and consulate appointment guidance. Traditional immigration lawyers charge $2,000–$5,000+ for the same work. The E-3 has less paperwork than most work visas, so paying thousands for legal help is usually unnecessary.
Does a Wealth Advisor role qualify as a specialty occupation for the E-3?
A Wealth Advisor position qualifies when the employer's job description requires a bachelor's degree in a specific field such as finance, economics, accounting, or a closely related discipline. Roles where the employer accepts any degree regardless of field can face USCIS scrutiny. The job offer letter and LCA should name the specific degree requirement explicitly to support the specialty occupation finding.
How does the E-3 compare to the H-1B for Wealth Advisor roles?
The E-3 is available only to Australian citizens but has no lottery and no annual cap, so your employer can file at any time of year and approval is not subject to random selection. The H-1B visa is open to all nationalities but limited to 85,000 new visas per year with a lottery that many qualified applicants lose. For Australians, the E-3 is the far more reliable path to a Wealth Advisor role in the U.S.
Can I switch Wealth Advisor employers while on an E-3?
Yes, but the new employer must file a fresh LCA with the DOL and you will generally need a new visa stamp at a U.S. consulate before re-entering the country. If you are already in the U.S., you can begin working for the new employer once the new LCA is certified and the employer has filed the supporting documentation, though many immigration professionals recommend waiting for full approval to avoid any status gap.