Registered Representative Jobs

Registered Representative jobs are open across broker-dealers, investment banks, and financial advisory firms, at every level from entry-level to senior and supervisory, with specializations in equities trading, fixed income, and retail brokerage. See the openings below and apply to the ones that match your experience.

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Overview

Open roles5
Top stateFlorida
Top employerShield Healthcare
Top cityTampa, FL
Top industryInsurance
Companies hiring3

Showing 5 of 5+ Registered Representative jobs

Registered Dietitian Sales Representative
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Added 1w ago
Registered Dietitian Sales Representative
Shield Healthcare
Middleburg Heights, Ohio
Account Management
Inside Sales
Sales
$62k - $90k/yr
201-500

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Finanical Professional - Financial Advisor - Registered Representative
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Added 1mo ago
Finanical Professional - Financial Advisor - Registered Representative
New York Life
Tampa, Florida
Accounting
Investment Banking & Capital Markets
$80k - $190k/yr
10,000+

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Registered Dietitian Sales Representative
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Added 1mo ago
Registered Dietitian Sales Representative
Shield Healthcare
Aurora, Colorado
Healthcare Administration
Patient Services & Wellbeing
Public Health
$62k - $90k/yr
201-500

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Registered Dietitian Sales Representative
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Added 1mo ago
Registered Dietitian Sales Representative
Shield Healthcare
Valencia, California
Customer Success
Growth Marketing
Marketing
$62k - $90k/yr
201-500

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Registered Dietitian – Sales Representative
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Added 3mo ago
Registered Dietitian – Sales Representative
Lincare
Las Vegas, Nevada
Healthcare Administration
Patient Services & Wellbeing
Bachelor of Science
10,000+

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Registered Representative Job Market

Who's Hiring

Shield Healthcare3 open roles
Lincare1 open role
New York Life1 open role

Top Industries Hiring

  • Insurance

What Employers Look For

The qualifications that appear most often in registered representative jobs.

  • Active FINRA Series 7 license in good standing
  • Series 63 or Series 66 state securities license required
  • One to three years of experience in a registered sales or advisory role
  • Bachelor's degree in finance, business, or a related field
  • Proficiency with order management and CRM platforms used in brokerage
  • Clean U4 disclosure record with no pending regulatory actions

Tips for Your Registered Representative Job Search

Lead your resume with your licenses

Put your Series 7, Series 63, or Series 66 licenses directly under your name before any summary or work history. Hiring managers and compliance teams screen for active registrations first, so front-loading them gets you past the initial filter faster.

Apply early to roles that fit

Migrate Mate lists registered representative openings from across the United States in one place, so you can find roles that match your license type and apply directly to each listing without sorting through unrelated results.

Target postings by specific license requirements

Filter openings by the exact licenses they require rather than the job title alone. A role posted as 'financial representative' may require Series 6 only, while one titled 'registered representative' expects Series 7 plus a state securities license. Matching on requirements saves time.

Prepare for compliance and suitability questions

Expect interviewers to walk through hypothetical client scenarios and ask how you'd document suitability. Practice explaining your decision-making process out loud, referencing FINRA suitability standards, since firms are evaluating regulatory judgment alongside sales ability.

Quantify production in dollar volume, not percentages

When describing past performance on your resume, use assets under management, gross commissions, or book-of-business size in dollar terms rather than growth percentages. Hiring managers in brokerage compare candidates on absolute production numbers, not relative gains.

Negotiate your transition package, not just base pay

When switching firms, the signing bonus, forgivable loan structure, and payout grid often matter more than base salary. Before accepting an offer, ask for the full grid in writing and confirm whether your current book transfers cleanly under your state registration.

Registered Representative Jobs: Frequently Asked Questions

Which companies are hiring the most registered representatives?

The most active employers for registered representatives right now are Shield Healthcare, Lincare, and New York Life, and the most openings are in Florida, Colorado, and Nevada, based on current listings on Migrate Mate as of November 2026. Demand tends to be strongest at full-service broker-dealers and regional investment firms expanding their retail advisory practices.

How do you become a registered representative?

To become a registered representative, you need to be sponsored by a FINRA-member firm before you can sit for the Series 7 exam. Once sponsored, you study for and pass the Securities Industry Essentials exam followed by the Series 7 top-off exam, then complete your state's securities registration, typically the Series 63 or Series 66, before conducting securities business with clients.

Can you get hired as a registered representative with no experience?

Yes, many broker-dealers hire unlicensed candidates into registered associate or financial representative training programs and sponsor them through the Series 7 and state exams. Demonstrating a background in finance coursework, client-facing sales, or prior work in a brokerage support role strengthens your application even without a license already in hand.

What does the registered representative interview process look like?

The process typically involves an initial phone screen with a recruiter, a hiring manager conversation focused on your sales background and license status, and a final round that often includes a compliance review of your U4 disclosures. Some firms add a production presentation or a role-play exercise where you walk through a client suitability scenario to assess your regulatory and sales judgment together.

Where can I find and apply to registered representative jobs?

You can find and apply to registered representative jobs on Migrate Mate, which lists current openings from across the United States. Search the roles that match your license type and experience level, then apply directly to each listing that fits.

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