Compliance Analyst Jobs in North Carolina
Compliance Analyst jobs in North Carolina are consistently active, with strong demand concentrated in financial services, healthcare, pharmaceutical manufacturing, and regulated technology sectors at every level from entry-level through senior. Charlotte, Raleigh, and the Research Triangle lead hiring volume, anchored by established employers such as Bank of America, Duke University Health System, and Honeywell. The most in-demand specialties include financial compliance, healthcare regulatory affairs, and environmental health and safety compliance. Find a role that fits below and apply directly.
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The Senior Compliance Analyst supports the Firm's electronic communications surveillance program through review of escalated communications, investigation support, risk identification, and surveillance administration activities. The role partners with Compliance and business stakeholders to support timely and effective supervision of electronic communications across the Firm. The ideal candidate has broker-dealer and/or RIA industry experience, strong attention to detail, and an interest in developing expertise in compliance supervision and regulatory risk management.
Electronic Communication Review
- Review escalated electronic communications generated through the Firm's surveillance program.
- Document review findings, investigative steps, and disposition decisions.
- Escalate potentially inappropriate communications, conduct concerns, and supervisory issues.
- Support reviews related to off-channel communications and repatriated communication records.
- Assist with thematic reviews, surveillance projects, and branch inspection support.
- Participate in trend analysis, reporting, and metric development.
- Support surveillance reconciliation, quality assurance, and documentation processes.
- Maintain accurate records and case documentation in accordance with Firm requirements.
Required Qualifications:
- Bachelor's Degree and 4 years' experience OR High School Diploma or GED/Equivalent and 8 years' experience in Analytics, Financial Compliance/Regulatory environment
- FINRA Series 24 license required.
- 1-3 years BD and/or RIA experience, ideally within supervision or Compliance.
- Basic understanding of securities industry regulations and supervisory concepts.
- Strong organizational, analytical, and communication skills.
- Ability to manage competing priorities in a fast-paced environment.
Preferred Qualifications:
- Broker-dealer or RIA compliance experience.
- Experience reviewing electronic communications, account activity, correspondence, or supervisory exceptions.
- Familiarity with FINRA Rules 2210 and 3110.
- Experience using surveillance, case management, or workflow platforms.
- Insurance Licensing/Life & Health experience.
- Interest in pursuing a long-term career in compliance, supervision, and regulatory risk management.
- Insurance Licensing/Life & Health experience.
The base pay for this position is generally between $90,000 and $120,000. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment.
Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.
The Senior Compliance Analyst supports the Firm's electronic communications surveillance program through review of escalated communications, investigation support, risk identification, and surveillance administration activities. The role partners with Compliance and business stakeholders to support timely and effective supervision of electronic communications across the Firm. The ideal candidate has broker-dealer and/or RIA industry experience, strong attention to detail, and an interest in developing expertise in compliance supervision and regulatory risk management.
Electronic Communication Review
- Review escalated electronic communications generated through the Firm's surveillance program.
- Document review findings, investigative steps, and disposition decisions.
- Escalate potentially inappropriate communications, conduct concerns, and supervisory issues.
- Support reviews related to off-channel communications and repatriated communication records.
- Assist with thematic reviews, surveillance projects, and branch inspection support.
- Participate in trend analysis, reporting, and metric development.
- Support surveillance reconciliation, quality assurance, and documentation processes.
- Maintain accurate records and case documentation in accordance with Firm requirements.
Required Qualifications:
- Bachelor's Degree and 4 years' experience OR High School Diploma or GED/Equivalent and 8 years' experience in Analytics, Financial Compliance/Regulatory environment
- FINRA Series 24 license required.
- 1-3 years BD and/or RIA experience, ideally within supervision or Compliance.
- Basic understanding of securities industry regulations and supervisory concepts.
- Strong organizational, analytical, and communication skills.
- Ability to manage competing priorities in a fast-paced environment.
Preferred Qualifications:
- Broker-dealer or RIA compliance experience.
- Experience reviewing electronic communications, account activity, correspondence, or supervisory exceptions.
- Familiarity with FINRA Rules 2210 and 3110.
- Experience using surveillance, case management, or workflow platforms.
- Insurance Licensing/Life & Health experience.
- Interest in pursuing a long-term career in compliance, supervision, and regulatory risk management.
- Insurance Licensing/Life & Health experience.
The base pay for this position is generally between $90,000 and $120,000. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment.
Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.
See All 24 Compliance Analyst Jobs in North Carolina
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Find Compliance Analyst JobsCompliance Analyst Jobs by City in North Carolina
Where North Carolina roles are concentrated, by current openings.
Compliance Analyst Job Market in North Carolina
A snapshot from current North Carolina openings, updated as new roles post.
Who's Hiring
Top Industries Hiring
- Healthcare & Medical Services
What North Carolina Employers Look For
The qualifications that appear most often in compliance analyst jobs across North Carolina.
- Bachelor's degree in business, finance, law, or a related field required
- Certified Compliance and Ethics Professional (CCEP) or similar credential preferred
- Experience with financial services or healthcare regulatory frameworks in North Carolina markets
- Proficiency in compliance management software and audit documentation tools
- Strong knowledge of federal and state regulations applicable to North Carolina industries
- Excellent written communication skills for policy drafting and regulatory reporting
Compliance Analyst Jobs in North Carolina: Frequently Asked Questions
How do you become a compliance analyst in North Carolina?
Most compliance analyst roles in North Carolina require a bachelor's degree in business, finance, accounting, or a related field, followed by experience in a regulated industry such as banking, healthcare, or pharmaceuticals. While North Carolina does not issue a state-specific compliance analyst license, employers in financial services frequently look for the Certified Compliance and Ethics Professional (CCEP) credential or a FINRA-administered qualification such as the Series 65 for investment-related roles.
How much do compliance analysts make in North Carolina?
Compliance analysts in North Carolina earn a median of about $100,730 a year, based on May 2025 Bureau of Labor Statistics wage data, ranging from around $64,760 for the lowest 10% to over $166,110 for the top 10%. Pay rises with experience, specialty, and employer.
Which companies hire compliance analysts in North Carolina?
Employers hiring compliance analysts in North Carolina right now include UNC Health, TruTechnologies, and First Citizens Bank, based on current listings on Migrate Mate as of November 2026. North Carolina's concentration of large banks in Charlotte and life sciences firms in the Research Triangle keeps demand for compliance professionals steady across both sectors.
Which North Carolina cities have the most compliance analyst jobs?
Durham, Raleigh, and Charlotte have the most compliance analyst openings in North Carolina. Charlotte drives volume through its density of regional and national bank headquarters and fintech operations, while Raleigh and Durham benefit from a large cluster of pharmaceutical, biotech, and university-affiliated healthcare employers in and around Research Triangle Park.
Are there remote compliance analyst jobs in North Carolina?
Yes, and more than most fields. About 83% of compliance analyst openings tied to North Carolina are remote or hybrid as of November 2026, reflecting the largely desk-based and analytical nature of the role. Policy review, regulatory research, and audit documentation are the functions most commonly performed remotely, while roles requiring on-site inspections or direct team supervision tend to be in-person.
How can I get hired as a compliance analyst in North Carolina with little or no experience?
The most realistic entry path is moving laterally from an adjacent role such as paralegal, audit associate, or quality assurance coordinator within a North Carolina financial institution, hospital system, or pharmaceutical company. Large employers like Bank of America in Charlotte and WakeMed in Raleigh hire compliance assistants and junior regulatory affairs associates as feeder roles. Completing a CCEP Candidate designation or an ABA compliance certificate while in an entry-level position significantly strengthens a candidate's profile for internal promotion.
Where can I find and apply to compliance analyst jobs in North Carolina?
You can find and apply to compliance analyst jobs in North Carolina on Migrate Mate, which lists current openings across the state. Find roles that fit your experience and location and apply directly to the employers posting them.
See All 24 Compliance Analyst Jobs in North Carolina
Find roles in North Carolina that match your experience and apply in just a few clicks.
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