Regulatory Compliance Specialist Jobs in Texas
Regulatory Compliance Specialist jobs in Texas are among the most active in the country, with strong demand concentrated in energy and petrochemical regulation, financial services compliance, and healthcare regulatory affairs, and openings at every level from entry-level compliance analyst through senior specialist. Houston, Dallas, and Austin drive the bulk of hiring, where large, established employers like ExxonMobil, JPMorgan Chase, and Dell Technologies maintain significant compliance teams. Professionals with expertise in environmental, health and safety regulation or SEC and banking compliance are especially sought after across the Texas market. Find a role that fits below and apply directly.
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Showing 5 of 36+ Regulatory Compliance Specialist jobs
About us
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.
Temporary Supervisor – Regulatory Compliance (Financial Services)
Overview
RSM is seeking an experienced Temporary Supervisor - Regulatory Compliance to support regulatory compliance, risk management, and assurance engagements for financial services clients. This role is ideal for a compliance professional with experience leading second-line and/or third-line reviews, compliance testing programs, regulatory remediation initiatives, and consumer compliance assessments within banking and financial services environments.
The Supervisor will lead project execution, oversee testing activities, manage client relationships, and provide guidance to team members while delivering high-quality regulatory compliance solutions. The role focuses on regulatory compliance programs, compliance management systems (CMS), risk assessments, monitoring and testing activities, and regulatory remediation efforts.
Required Qualifications
- 6+ years of experience in regulatory compliance, risk management, internal audit, or consulting within the financial services industry.
- Demonstrated experience leading or supervising second-line and/or third-line regulatory compliance engagements.
- Subject matter expertise in consumer compliance regulations impacting banks, credit unions, broker-dealers, or other financial institutions.
- Experience executing compliance reviews, monitoring and testing programs, risk assessments, audits, and regulatory examinations.
-
Strong knowledge of regulatory expectations and requirements from agencies such as:
- Consumer Financial Protection Bureau (CFPB)
- Office of the Comptroller of the Currency (OCC)
- Federal Deposit Insurance Corporation (FDIC)
- Federal Reserve Board (FRB)
- State regulatory agencies
- Experience developing findings, remediation recommendations, and executive-level reporting.
Key Responsibilities
- Lead and supervise regulatory compliance engagements for financial services clients.
- Execute and review compliance testing, monitoring activities, risk assessments, and independent reviews.
- Evaluate compliance management systems (CMS), governance frameworks, policies, procedures, and internal controls.
- Assess compliance risks related to consumer protection regulations and identify control gaps.
- Develop clear, actionable findings and recommendations for client management.
- Manage project timelines, deliverables, budgets, and client communications.
- Mentor junior team members and review workpapers, testing documentation, and reports.
- Support regulatory remediation efforts, compliance program enhancements, and ongoing monitoring initiatives.
- Assist clients with regulatory examination readiness and response activities.
Preferred Qualifications
- Experience within a consulting firm, Big Four firm, regulatory agency, or large financial institution.
- Experience supporting regulatory examinations, consent orders, or remediation programs.
-
Professional certifications such as:
- CRCM
- CIA
- CISA
- CAMS
- Similar compliance or risk-related certifications
- Excellent written and verbal communication skills with the ability to present to senior leadership and stakeholders.
- Experience reviewing compliance management systems, risk assessments, or regulatory testing programs.
At RSM, we offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits.
All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.
Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800-274-3978 or send us an email at careers@rsmus.com.
RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.
RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California
At RSM, an employee’s pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall anywhere within the stated range.
Compensation Range: $52 - $78 per hourAbout us
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You’ll find an environment that inspires and empowers you to thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.
Temporary Supervisor – Regulatory Compliance (Financial Services)
Overview
RSM is seeking an experienced Temporary Supervisor - Regulatory Compliance to support regulatory compliance, risk management, and assurance engagements for financial services clients. This role is ideal for a compliance professional with experience leading second-line and/or third-line reviews, compliance testing programs, regulatory remediation initiatives, and consumer compliance assessments within banking and financial services environments.
The Supervisor will lead project execution, oversee testing activities, manage client relationships, and provide guidance to team members while delivering high-quality regulatory compliance solutions. The role focuses on regulatory compliance programs, compliance management systems (CMS), risk assessments, monitoring and testing activities, and regulatory remediation efforts.
Required Qualifications
- 6+ years of experience in regulatory compliance, risk management, internal audit, or consulting within the financial services industry.
- Demonstrated experience leading or supervising second-line and/or third-line regulatory compliance engagements.
- Subject matter expertise in consumer compliance regulations impacting banks, credit unions, broker-dealers, or other financial institutions.
- Experience executing compliance reviews, monitoring and testing programs, risk assessments, audits, and regulatory examinations.
-
Strong knowledge of regulatory expectations and requirements from agencies such as:
- Consumer Financial Protection Bureau (CFPB)
- Office of the Comptroller of the Currency (OCC)
- Federal Deposit Insurance Corporation (FDIC)
- Federal Reserve Board (FRB)
- State regulatory agencies
- Experience developing findings, remediation recommendations, and executive-level reporting.
Key Responsibilities
- Lead and supervise regulatory compliance engagements for financial services clients.
- Execute and review compliance testing, monitoring activities, risk assessments, and independent reviews.
- Evaluate compliance management systems (CMS), governance frameworks, policies, procedures, and internal controls.
- Assess compliance risks related to consumer protection regulations and identify control gaps.
- Develop clear, actionable findings and recommendations for client management.
- Manage project timelines, deliverables, budgets, and client communications.
- Mentor junior team members and review workpapers, testing documentation, and reports.
- Support regulatory remediation efforts, compliance program enhancements, and ongoing monitoring initiatives.
- Assist clients with regulatory examination readiness and response activities.
Preferred Qualifications
- Experience within a consulting firm, Big Four firm, regulatory agency, or large financial institution.
- Experience supporting regulatory examinations, consent orders, or remediation programs.
-
Professional certifications such as:
- CRCM
- CIA
- CISA
- CAMS
- Similar compliance or risk-related certifications
- Excellent written and verbal communication skills with the ability to present to senior leadership and stakeholders.
- Experience reviewing compliance management systems, risk assessments, or regulatory testing programs.
At RSM, we offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits.
All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.
Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800-274-3978 or send us an email at careers@rsmus.com.
RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.
RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California
At RSM, an employee’s pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall anywhere within the stated range.
Compensation Range: $52 - $78 per hourSee All 36 Regulatory Compliance Specialist Jobs in Texas
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Find JobsRegulatory Compliance Specialist Jobs by City in Texas
Where Texas roles are concentrated, by current openings.
Regulatory Compliance Specialist Job Market in Texas
A snapshot from current Texas openings, updated as new roles post.
Who's Hiring
Top Industries Hiring
- Manufacturing
- Energy
- Food & Beverage
- Technology & Software
What Texas Employers Look For
The qualifications that appear most often in regulatory compliance specialist jobs across Texas.
- Bachelor's degree in law, business, finance, or a related field required
- Familiarity with Texas state agency regulations such as TCEQ, TDLR, or TDI
- Certified Compliance and Ethics Professional (CCEP) credential preferred by many employers
- Three or more years of experience in regulatory, legal, or audit functions
- Demonstrated ability to interpret and apply federal and state regulatory requirements
- Strong written communication skills for drafting compliance reports and policy documents
Regulatory Compliance Specialist Jobs in Texas: Frequently Asked Questions
How do you become a regulatory compliance specialist in Texas?
Most employers in Texas require at least a bachelor's degree in business, finance, law, or a closely related field. While Texas does not issue a single state license for this role, many positions require familiarity with specific Texas regulators such as the Texas Commission on Environmental Quality, the Texas Department of Licensing and Regulation, or the Texas Department of Insurance. Earning a recognized credential like the CCEP or a Certified Regulatory Compliance Manager designation strengthens your candidacy significantly.
How much do regulatory compliance specialists make in Texas?
Regulatory compliance specialists in Texas earn a median of about $75,370 a year, based on May 2025 Bureau of Labor Statistics wage data, ranging from around $45,170 for the lowest 10% to over $126,920 for the top 10%. Pay rises with experience, specialty, and employer.
Which companies hire regulatory compliance specialists in Texas?
Employers hiring regulatory compliance specialists in Texas right now include Witt O'Brien's, Lancer Worldwide, and Houston Methodist, based on current listings on Migrate Mate as of September 2026. Texas's concentration of energy, financial services, and healthcare companies means compliance teams here tend to be large and specialized, creating consistent demand across industries.
Which Texas cities have the most regulatory compliance specialist jobs?
Houston, Dallas, and San Antonio have the most regulatory compliance specialist openings in Texas. Houston's dominance reflects its deep bench of energy, petrochemical, and environmental compliance employers, while Dallas draws heavily from financial services and insurance headquarters, and Austin's growing tech and semiconductor sector has expanded its compliance hiring considerably in recent years.
Are there remote regulatory compliance specialist jobs in Texas?
Yes, and more than many compliance-adjacent roles, because much of the work involves document review, policy analysis, and reporting rather than on-site inspections. About 88% of regulatory compliance specialist openings tied to Texas are remote or hybrid as of September 2026, reflecting the desk-based nature of many responsibilities. Roles focused on environmental site inspections or physical audits are the most likely to require an in-person presence.
How can I get hired as a regulatory compliance specialist in Texas with little or no experience?
The most realistic entry path is through a compliance analyst or regulatory coordinator role, which large Texas employers in energy, banking, and healthcare use as structured entry points. Companies like major Houston-area refiners and Dallas-based regional banks regularly bring in candidates from auditing, paralegal, or government agency backgrounds to fill junior compliance positions. Completing a CCEP exam prep course or earning an entry-level ethics and compliance certificate before applying demonstrates commitment and gives you a concrete edge over other candidates without direct experience.
Where can I find and apply to regulatory compliance specialist jobs in Texas?
You can find and apply to regulatory compliance specialist jobs in Texas on Migrate Mate, which lists current Texas openings updated regularly. Find the roles that fit your experience and the Texas industries you want to work in, and apply directly to each one.
See All 36 Regulatory Compliance Specialist Jobs in Texas
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