Compliance Officer Jobs in New York
Compliance Officer jobs in New York are among the most active in the country, concentrated in financial services, healthcare, and insurance across a market that ranges from entry-level compliance analysts to senior regulatory directors. Most hiring is centered in New York City, with meaningful demand in Albany and Buffalo, where employers such as JPMorgan Chase, Citigroup, and NewYork-Presbyterian Hospital maintain large, established compliance functions. The most in-demand specialties are financial crimes and AML compliance, healthcare regulatory compliance, and securities law. Find a role that fits below and apply directly.
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Showing 5 of 201+ Compliance Officer jobs
About Man Group
Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $228.7 billion and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com. At Man Group, we respect your privacy and we are committed to protecting and safeguarding your Personal Data. We have developed policies and processes which are designed to provide for the security and integrity of your Personal Data. We are committed to Processing your Personal Data fairly and lawfully, and being open and transparent about such Processing. For further information on how we process your data, please see the privacy notice for applicants here.
As at 31 March 2026
Purpose of the role
This role sits in the Compliance team based in NY and to work as part of the team under the direction of the Head of Compliance. The Compliance team provides a second line of defense, their role includes providing oversight and guidance on the Firm's compliance with applicable rules, regulations and internal policies and procedures including working with other areas of the Firm to devise and maintain appropriate systems and controls for the Firm.
Specific Responsibilities
Role will comprise many facets of compliance which may include
- Perform required compliance functions in coordination with and under the direction of the Head of Compliance
- Assist with new product launches and client on-boarding
- Assist with drafting, periodic review and updates of Compliance policies and procedures
- Conduct regulatory analysis of new rules and existing rules and their impact across the Firm
- Assist with the development and delivery of compliance training
- Assist with the development and execution of the Compliance Monitoring Program
- Work with other team members in coordinating the annual compliance review across several RIAs
- Assistance with the resolution of compliance related matters
- Assist in the preparation of regulatory filings (Form ADV and other)
- Assist in the preparation of responses to regulatory questions and reviews
- Provide support on any other compliance related matters
- Work on ad hoc projects
- Responding to ad-hoc Compliance questions
Qualifications
- A good foundation and strong understanding of the Investment Advisers Act of 1940, ERISA and NFA/CFTC requirements
- 5+ years of relevant experience (preferably at a hedge fund or large asset management firm)
- Strong working knowledge of the rules and requirements of the Investment Advisers Act of 1940, ERISA and NFA/CFTC
- Self-motivated with exceptional organizational, communication and interpersonal skills
- Ability to work in a busy environment and multi-task both in an independent, self-directed manner and also as part of a team
- Ability to navigate and learn new systems
The anticipated based salary range for this position is listed below. Compensation packages would also include benefits and a discretionary bonus. This is the base salary range that the Company believes it will pay for this position at the time of this posting based on the location and requirements of the position as well as the skills, qualifications, and experience of the applicant. The Firm reserves the right to modify this pay range at any time.
US Pay Range: $130,000 USD - $150,000 USD
Inclusion, Work-Life Balance And Benefits At Man Group
You'll thrive in our working environment that champions equality of opportunity. Your unique perspective will contribute to our success, joining a workplace where inclusion is fundamental and deeply embedded in our culture and values. Through our external and internal initiatives, partnerships and programmes, you'll find opportunities to grow, develop your talents, and help foster an inclusive environment for all across our firm and industry. Learn more at www.man.com/diversity. You'll have opportunities to make a difference through our charitable and global initiatives, while advancing your career through professional development, and with flexible working arrangements available too. Like all our people, you'll receive two annual 'Mankind' days of paid leave for community volunteering. Our comprehensive benefits package includes competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Depending on your location, you may also enjoy additional benefits such as private medical coverage, discounted gym membership options and pet insurance.
Equal Employment Opportunity Policy
Man Group provides equal employment opportunities to all applicants and all employees without regard to race, color, creed, national origin, ancestry, religion, disability, sex, gender identity and expression, marital status, sexual orientation, military or veteran status, age or any other legally protected category or status in accordance with applicable federal, state and local laws. Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact TalentAcquisition@man.com.
About Man Group
Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $228.7 billion and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com. At Man Group, we respect your privacy and we are committed to protecting and safeguarding your Personal Data. We have developed policies and processes which are designed to provide for the security and integrity of your Personal Data. We are committed to Processing your Personal Data fairly and lawfully, and being open and transparent about such Processing. For further information on how we process your data, please see the privacy notice for applicants here.
As at 31 March 2026
Purpose of the role
This role sits in the Compliance team based in NY and to work as part of the team under the direction of the Head of Compliance. The Compliance team provides a second line of defense, their role includes providing oversight and guidance on the Firm's compliance with applicable rules, regulations and internal policies and procedures including working with other areas of the Firm to devise and maintain appropriate systems and controls for the Firm.
Specific Responsibilities
Role will comprise many facets of compliance which may include
- Perform required compliance functions in coordination with and under the direction of the Head of Compliance
- Assist with new product launches and client on-boarding
- Assist with drafting, periodic review and updates of Compliance policies and procedures
- Conduct regulatory analysis of new rules and existing rules and their impact across the Firm
- Assist with the development and delivery of compliance training
- Assist with the development and execution of the Compliance Monitoring Program
- Work with other team members in coordinating the annual compliance review across several RIAs
- Assistance with the resolution of compliance related matters
- Assist in the preparation of regulatory filings (Form ADV and other)
- Assist in the preparation of responses to regulatory questions and reviews
- Provide support on any other compliance related matters
- Work on ad hoc projects
- Responding to ad-hoc Compliance questions
Qualifications
- A good foundation and strong understanding of the Investment Advisers Act of 1940, ERISA and NFA/CFTC requirements
- 5+ years of relevant experience (preferably at a hedge fund or large asset management firm)
- Strong working knowledge of the rules and requirements of the Investment Advisers Act of 1940, ERISA and NFA/CFTC
- Self-motivated with exceptional organizational, communication and interpersonal skills
- Ability to work in a busy environment and multi-task both in an independent, self-directed manner and also as part of a team
- Ability to navigate and learn new systems
The anticipated based salary range for this position is listed below. Compensation packages would also include benefits and a discretionary bonus. This is the base salary range that the Company believes it will pay for this position at the time of this posting based on the location and requirements of the position as well as the skills, qualifications, and experience of the applicant. The Firm reserves the right to modify this pay range at any time.
US Pay Range: $130,000 USD - $150,000 USD
Inclusion, Work-Life Balance And Benefits At Man Group
You'll thrive in our working environment that champions equality of opportunity. Your unique perspective will contribute to our success, joining a workplace where inclusion is fundamental and deeply embedded in our culture and values. Through our external and internal initiatives, partnerships and programmes, you'll find opportunities to grow, develop your talents, and help foster an inclusive environment for all across our firm and industry. Learn more at www.man.com/diversity. You'll have opportunities to make a difference through our charitable and global initiatives, while advancing your career through professional development, and with flexible working arrangements available too. Like all our people, you'll receive two annual 'Mankind' days of paid leave for community volunteering. Our comprehensive benefits package includes competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Depending on your location, you may also enjoy additional benefits such as private medical coverage, discounted gym membership options and pet insurance.
Equal Employment Opportunity Policy
Man Group provides equal employment opportunities to all applicants and all employees without regard to race, color, creed, national origin, ancestry, religion, disability, sex, gender identity and expression, marital status, sexual orientation, military or veteran status, age or any other legally protected category or status in accordance with applicable federal, state and local laws. Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact TalentAcquisition@man.com.
See All 201+ Compliance Officer Jobs in New York
Find roles in New York that match your experience and apply in just a few clicks.
Find Compliance Officer JobsCompliance Officer Jobs by City in New York
Where New York roles are concentrated, by current openings.
Compliance Officer Job Market in New York
A snapshot from current New York openings, updated as new roles post.
Who's Hiring
- Bank of China USA16
- City of New York14
- Morgan Stanley9
- Citi8
- Bank of China5
Top Industries Hiring
- Law & Legal Services50
- Banking & Financial Services45
- Investment & Asset Management28
- Education16
- Technology & Software16
What New York Employers Look For
The qualifications that appear most often in compliance officer jobs across New York.
- Bachelor's degree in law, finance, business, or a related field required
- Professional certification such as CCEP, CAMS, or CFE strongly preferred
- Demonstrated knowledge of New York State and federal regulatory frameworks
- Experience with SEC, FINRA, or DFS regulations for financial services roles
- Strong analytical and written communication skills for regulatory reporting
- Familiarity with compliance management software and audit documentation practices
Compliance Officer Jobs in New York: Frequently Asked Questions
How do you become a compliance officer in New York?
Most compliance officer roles in New York require a bachelor's degree in law, finance, business, or a related field, followed by relevant work experience in a regulated industry. New York does not issue a state-specific compliance officer license, but professionals in financial services often pursue credentials recognized by the New York Department of Financial Services environment, such as the CAMS for AML roles or the CCEP for general compliance. Healthcare compliance roles frequently require familiarity with New York State Department of Health regulations.
How much do compliance officers make in New York?
Compliance officers in New York earn a median of about $90,080 a year, based on May 2025 Bureau of Labor Statistics wage data, ranging from around $53,330 for the lowest 10% to over $142,370 for the top 10%. Pay rises with experience, specialty, and employer.
Which companies hire compliance officers in New York?
Employers hiring compliance officers in New York right now include Bank of China USA, City of New York, and Morgan Stanley, based on current listings on Migrate Mate as of June 2026. New York's concentration of major banks, insurance carriers, and hospital systems means compliance hiring here tends to be consistent year-round rather than seasonal.
Which New York cities have the most compliance officer jobs?
New York, Buffalo, and Manhattan have the most compliance officer openings in New York. New York City dominates the list given its density of financial institutions, law firms, and large hospital networks, while Albany draws demand from state government agencies and healthcare regulators, and Buffalo's growing financial and insurance sector supports a steady volume of compliance roles.
Are there remote compliance officer jobs in New York?
Yes, and more than many fields, because much of the work involves reviewing documents, analyzing data, and coordinating with internal teams rather than being physically on-site. About 24% of compliance officer openings tied to New York are remote or hybrid as of June 2026, reflecting how well-suited the role is to distributed work. Monitoring, policy writing, and training functions tend to be the most consistently available in remote formats.
How can I get hired as a compliance officer in New York with little or no experience?
The most realistic entry path is a compliance analyst or regulatory affairs coordinator role, which large New York financial institutions and hospital systems regularly post for candidates with a relevant degree and no direct compliance title on their resume. Banks such as Citigroup and JPMorgan Chase run structured rotational or associate programs that include compliance functions. Moving laterally from audit, legal operations, or risk management roles is also a recognized route. Earning the CAMS or CCEP credential early gives a candidate a concrete edge in a competitive New York applicant pool.
Where can I find and apply to compliance officer jobs in New York?
You can find and apply to compliance officer jobs in New York on Migrate Mate, which lists current New York openings updated regularly. Search the listings, find roles that fit your experience and location, and apply directly to the employer.
See All 201+ Compliance Officer Jobs in New York
Find roles in New York that match your experience and apply in just a few clicks.
Find Compliance Officer Jobs